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1. Tasks for North Korea Policy After the Washington Declaration

Author:
Yu-hwan Koh
Publication Date:
06-2023
Content Type:
Commentary and Analysis
Institution:
East Asia Institute (EAI)
Abstract:
Yu-hwan Koh, the President of the Korea Institute for National Unification, acknowledges the progress made in maintaining the Nuclear Non-proliferation Treaty regime and bolstering extended deterrence capabilities against North Korean nuclear threats through the Washington Declaration. Nevertheless, he underscores the lack of a fundamental solution to halt further advancements in Pyongyang's nuclear capabilities. Dr. Koh emphasizes the importance of establishing normalized relations between the United States and North Korea, particularly considering that North Korea now possesses nuclear weapons and is unlikely to return to denuclearization talks. In response, he reiterates the significance of the ROK-US alliance in strengthening the Three-Axis system and developing new weapon systems that can effectively counter North Korea's nuclear capabilities.
Topic:
International Relations, Nuclear Weapons, Deterrence, and Denuclearization
Political Geography:
Asia, North Korea, and United States of America

2. North Korea’s Space Development: The Gap Between Ideal and Reality

Author:
Cheol-wun Jang
Publication Date:
05-2023
Content Type:
Commentary and Analysis
Institution:
East Asia Institute (EAI)
Abstract:
Cheol-wun Jang, a research fellow at the Korea Institute for National Unification, emphasizes that while North Korea has made significant strides in long-range ballistic missiles, it has not been successful in the area of artificial satellites. Up until now, Pyongyang has had limited engagement in exchanges with major advanced countries involved in space development. Dr. Jang predicts that North Korea is expected to continue its independent pursuit of space development, which will hinder the country’s progress in the satellite sector in the near future.
Topic:
Development, Nuclear Weapons, Space, Kim Jong-un, and Militarization
Political Geography:
Asia and North Korea

3. The South Korea-U.S. Summit and Measures to Enhance Bilateral Cooperation on North Korea

Author:
Jechun Kim
Publication Date:
05-2023
Content Type:
Commentary and Analysis
Institution:
East Asia Institute (EAI)
Abstract:
Jechun Kim, a professor at Sogang University, points out that the Biden administration appears to prioritize competition with China, the Taiwan issue, and the Ukraine War, despite the growing threat posed by North Korea’s nuclear and missile capabilities. In response, Kim underlines the importance of issuing a “2023 US-ROK Joint Statement on North Korea” after President Yoon’s visit to the White House. Given the fading interest and support for the reunification of the Korean Peninsula, Professor Kim emphasizes the significance of addressing the rapid advancement in DPRK’s nuclear capabilities. He then suggests that South Korea needs to create a conducive environment for peaceful reunification through strong support from the U.S. for the “Audacious Initiative.”
Topic:
Diplomacy, International Cooperation, Nuclear Weapons, Bilateral Relations, and Denuclearization
Political Geography:
Asia, South Korea, North Korea, North America, and United States of America

4. Re-Declared “Frontal Breakthrough”: North Korea’s Nuclear First Line in 2023 and Its Limitations

Author:
Walter G. Park
Publication Date:
02-2023
Content Type:
Commentary and Analysis
Institution:
East Asia Institute (EAI)
Abstract:
Won Gon Park, Chair of the EAI Center for North Korean Studies (Professor at Ewha Womans University) stresses that North Korea's persistence to pursue its nuclear-first line will lead Pyongyang to a severe crisis as the line would cripple its economy while boosting the U.S. efforts to establish enhanced alliance security cooperation based on the concept of "integrated deterrence." Dr. Park suggests that the South Korean government establishes measures to assist North Korea's transition to an "economy first" state and to prepare an innovative measure that could guarantee the survival of the regime while not jeopardizing the national security of South Korea.
Topic:
International Relations, Security, Nuclear Weapons, and Denuclearization
Political Geography:
Asia, South Korea, and North Korea

5. North Cranks up Nukes—and Slams Down the Phone

Author:
Aidan Foster-Carter
Publication Date:
05-2023
Content Type:
Journal Article
Journal:
Comparative Connections
Institution:
Pacific Forum
Abstract:
The first four months of 2023 brought no progress or respite in inter-Korean relations. Pyongyang sent no further drones into Southern airspace as it had in December, but continued to rattle Seoul with tests of advance weaponry and ever more lurid nuclear rhetoric. South Korea hardened its language and stance, with a restored emphasis on human rights in the North—now officially defined as an enemy once more. ROK President Yoon Suk Yeol also found enemies within: leftists who made contact with the DPRK in third countries were no longer ignored but prosecuted. More ominously, so were four top officials who served the previous president, Moon Jae-in, over how they handled two difficult inter-Korean incidents in 2019-20. Elsewhere, Seoul complained in vain about Pyongyang’s abuse of its assets in two defunct joint ventures: stealing some, destroying others. Soon after, the North stopped answering the phone. It is hard to see how North-South relations will improve, but all too easy to imagine them getting even worse.
Topic:
International Relations, Nuclear Weapons, Bilateral Relations, and Regional Politics
Political Geography:
Asia, South Korea, and North Korea

6. China-Korea Relations: Kim Jong Un Tests Xi-Yoon Diplomacy

Author:
Scott Snyder and See-Won Byun
Publication Date:
01-2023
Content Type:
Journal Article
Journal:
Comparative Connections
Institution:
Pacific Forum
Abstract:
Regional and global summits presented high-level platforms for China-South Korea engagement in November. The summitry showed that the relationship had returned with solidity with the resumption of international meetings and in-person exchanges. Although the Xi Jinping and Yoon Suk Yeol leaderships advanced diplomatic exchange, concerns emerged over enduring political and security constraints and growing linkages with the economic relationship. Kim Jong Un’s escalation of military threats, through an unprecedented number of missile tests this year, challenged Xi-Yoon bilateral and multilateral diplomacy. China-North Korea bilateral interactions, while brisk, primarily relied on Xi and Kim’s exchange of congratulatory letters around significant founding anniversaries, China’s 20th Party Congress, and expressions of condolences after the death of former Chinese leader Jiang Zemin. The UN Security Council’s failure to take unified action on DPRK threats prompted South Korea to voice frustration with China and expand cooperation with US and Japanese partners. Such responses only reinforced concerns raised in recent leadership exchanges, and Korean domestic division over Yoon’s diplomatic strategies.
Topic:
Diplomacy, Nuclear Weapons, Bilateral Relations, and Multilateralism
Political Geography:
China, Asia, South Korea, and North Korea

7. US-Korea Relations: Everything Everywhere All At Once, Extremely Close and Incredibly Loud

Author:
Mason Richey and Rob York
Publication Date:
01-2023
Content Type:
Journal Article
Journal:
Comparative Connections
Institution:
Pacific Forum
Abstract:
Continuing a trend from the May-August reporting period, the final reporting period of 2022 in US-Korea relations was marked by an accelerated ratcheting up of tension. In short, numerous problems reared up on the Korean Peninsula from September-December, and good solutions have been few. And not only does this describe relations between the US and North Korea, but in their own, friendly way also the situation between Washington and Seoul, whose frequent invocations of rock-solid alliance cooperation belie unease about crucial areas of partnership. Two critical issues have been increasingly affecting the US-South Korea alliance in 2022, with the September-December period no exception. First, South Korea desires ever more alliance-partner defense and security reassurance from the US in the face of a growing North Korean nuclear threat and Chinese revisionism. Yet the US has downward-trending limits on credible reassurance as North Korea masters nuclear weapons technology that threatens US extended nuclear deterrence for South Korea. The US also faces less geopolitical pressure to effusively reassure its Indo-Pacific allies—including South Korea—as China grows to menace the regional order and the US consequently faces lower risk of ally hedging or realignment.
Topic:
Security, Nuclear Weapons, Bilateral Relations, Alliance, and Military
Political Geography:
Asia, South Korea, North Korea, and United States of America

8. The Restraining Effect of Nuclear Deterrence

Author:
William D'Ambruoso
Publication Date:
06-2023
Content Type:
Commentary and Analysis
Institution:
Defense Priorities
Abstract:
Recent developments in international affairs and military technology have led some analysts to conclude that the nuclear revolution, which purportedly prevents war between nuclear powers, no longer has much effect—that the world is getting safer for nuclear war or conventional war beneath the nuclear umbrella. This conclusion is wrong; technological change has not meaningfully shifted the political calculus pacifying relations between nuclear weapons states. The war in Ukraine demonstrates the continued strength of nuclear restraint: while Russian President Vladimir Putin is risk-acceptant and brutal, he did not attack a country protected by U.S.-extended deterrence, and, like NATO members, he appears deterred by the possibility that a Russia-NATO war could escalate out of control. North Korea provides another example of the endurance of mutual deterrence: Despite heated rhetoric and a barrage of missile tests, North Korea remains deterrable, and its small arsenal has also been able to deter the United States. Because the chances of nuclear war are usually low but never zero, the nuclear age should continue to be an era of great power restraint. Traditional foreign policy approaches emphasizing strategic ambiguity and arms control, including with China, remain useful tools to help keep the peace.
Topic:
Foreign Policy, Defense Policy, NATO, Nuclear Weapons, International Affairs, Deterrence, and Military
Political Geography:
Russia, China, North Korea, and United States of America

9. Dominating the Superpower: A Bounded Rationality Approach to Nuclear Proliferation and Inhibition in the U.S. / North Korea Dyad

Author:
Sercan Canbolat and Stephen Benedict Dyson
Publication Date:
12-2023
Content Type:
Journal Article
Journal:
Uluslararasi Iliskiler
Institution:
International Relations Council of Turkey (UİK-IRCT)
Abstract:
Why was the United States, despite its overwhelming superiority in power, unable to prevent North Korea from developing nuclear weapons? Why did North Korea persist in its nuclear pursuit in the face of U.S. opposition? In this article, we represent nuclear proliferation and counter-proliferation as situations of subjective strategic interaction between states. We measure preferences over strategies and outcomes using operational codes of the leaders of each country, derived via linguistic analysis. Our results indicate that neither the U.S. nor North Korea accurately understood the other side’s preference ordering, and that their operational codes interacted in such a way as to produce an outcome favorable to North Korea – the weaker party - and unfavorable to the U.S. – the stronger. The wider contribution is to show that (mis)perceptions of the goals and resolve of the opponent play a crucial role in the success or failure of strong states to compel weak states and vice versa.
Topic:
Foreign Policy, Arms Control and Proliferation, Nuclear Weapons, Politics, Leadership, and Perception
Political Geography:
Asia, North Korea, North America, and United States of America

10. REVISITING THE EMBOLDENING POWER OF NUCLEAR WEAPONS

Author:
Kyungwon Suh
Publication Date:
11-2022
Content Type:
Commentary and Analysis
Institution:
Political Violence @ A Glance
Abstract:
Do nuclear weapons make their possessors more aggressive? A series of high-profile aggressive actions by some nuclear-armed states appear to substantiate the argument that nuclear weapons enable aggressive behavior. Since its all-out invasion of Ukraine in February, Russia has continued to conduct brutal, coercive operations, including missile strikes against Ukrainian civilian infrastructure and population centers. North Korea has continued to test launch a wide array of missiles, one of which recently landed close to South Korea’s territorial waters. Policymakers also echo the view that nuclear weapons are more than simply defensive weapons. The 2022 Nuclear Posture Review argues that Russian leaders have exploited their nuclear arsenal as a “shield” behind which they launched military aggression against Ukraine. When he was CIA Director, Formal Secretary of State Mike Pompeo argued that Pyongyang could use nuclear weapons “beyond self-preservation.”
Topic:
Nuclear Weapons, Weapons, Central Intelligence Agency (CIA), Russia-Ukraine War, and Mike Pompeo
Political Geography:
Russia, Iran, Ukraine, Middle East, South Korea, North Korea, and United States of America

11. Long Shadows: Deterrence in a Multipolar Nuclear Age

Author:
Stacie L. Pettyjohn and Jennie Matuschak
Publication Date:
05-2022
Content Type:
Special Report
Institution:
Center for a New American Security (CNAS)
Abstract:
This report examines the nuclear policies and postures of the United States and its three primary nuclear adversaries: China, Russia, and North Korea. It concludes that the world is entering a multipolar nuclear era, which is unprecedented, and far more complex and challenging than the Cold War. The current nuclear order has been gradually shifting over the past decade. Russia remains the United States’ only nuclear peer, but the arms control regime that constrained the superpowers’ nuclear arsenals is disintegrating. Relations between Washington and Moscow have worsened since Russia’s full-scale invasion of Ukraine and Russian President Vladimir Putin’s nuclear saber-rattling. China’s nuclear arsenal is growing in size and sophistication, potentially enabling Beijing to launch conventional attacks behind its nuclear shield. This development will shape both competition among Beijing, Washington, and Moscow and potential future military confrontations. Similarly, North Korea has a small but expanding number of deployed nuclear weapons and is improving its missile technology. In this new nuclear environment, the United States must deter two nuclear-armed great powers as well as a regional nuclear power from launching conventional and nuclear attacks on itself and its allies. As the number of nuclear-armed states grow, interactions become more complex and the risks of miscalculation and misperception increase. The ramifications of this new reality are not well understood, aside from the implication that there is a growing risk that nuclear weapons might be used. The study’s findings have five primary implications for American policy and nuclear posture. To improve strategic stability and enhance deterrence, the United States should take several courses of action.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Deterrence, and Strategic Stability
Political Geography:
Russia, China, North Korea, and United States of America

12. Building a Flywheel: The Biden Administration's Opportunity to Forge a New Path with North Korea

Author:
John Park
Publication Date:
02-2022
Content Type:
Special Report
Institution:
Center for a New American Security (CNAS)
Abstract:
As the United States seeks to maintain a level of stability in its increasingly competitive relationship with China, North Korea has the potential to complicate their intensifying rivalry. Dealing with North Korea is a complex endeavor that requires deft handling by both nations because the stakes are high and instability can spread rapidly. For decades, China has been seeking to bolster the stability of the Kim family regime and increase China’s economic engagement with North Korea, to the point where North Korea Inc.—the Kim regime’s network of elite state trading companies—has embedded itself in major commercial hubs throughout China. By prioritizing the stability of the North Korean regime over denuclearization in its policy actions, China created a loophole in which the North Korean regime could enjoy economic benefits without having to do denuclearization work. Beijing thus impeded the development of a connection to a larger process in which major denuclearization activity would be paired with major economic and diplomatic concessions. In contrast to China’s sustained engagement with North Korea, U.S. policy toward North Korea over the last decade has focused substantially on sanctions implementation. There was a brief period of summit diplomacy during the Trump administration, but those efforts failed to bring about progress toward denuclearization. The North Korean nuclear issue has mutated into a much more complex challenge that no longer fits into past policy molds that rely heavily on sanctions implementation. President Joe Biden’s administration will need to recognize that North Korea under Kim Jong Un has become highly resilient to U.S. policy tools such as sanctions, largely due to far-reaching advancements in the relationship between the Chinese Communist Party (CCP) and the Workers’ Party of Korea (WPK) as well as the migration and embedding of North Korea Inc. deep inside the Chinese national economy.
Topic:
Foreign Policy, Diplomacy, Nuclear Weapons, Strategic Competition, Strategic Stability, and Joe Biden
Political Geography:
China, North Korea, and United States of America

13. Tying Human Rights to U.S.-DPRK-ROK Negotiations

Author:
Greg Scarlatoiu
Publication Date:
04-2022
Content Type:
Journal Article
Journal:
International Journal of Korean Studies
Institution:
International Council on Korean Studies
Abstract:
For over three decades, the United States and the international community has been attempting to engage North Korea diplomatically, aiming for the complete, verifiable, irreversible denuclearization of North Korea. The Kim family regime has been committing crimes against humanity, but human rights concerns have been discounted by U.S. and other negotiators, fearing they would be an obstacle to a negotiated solution to the grave military and security challenges Pyongyang poses. North Korea has breached each and every one of the international obligations it has assumed, from imembership in the Treaty of Non-Proliferation of Nuclear Weapons to the 1994 Geneva Agreed Framework to the Six Party Talks to the 2012 Leap Day Agreement. While its negotiating counterparts have neglected human rights concerns in multilateral and bilateral talks, North Korea has continued to develop and test its nuclear and ballistic missile programs. It is time for a new paradigm, that brings human rights into the conversation, in a bilateral or multilateral setting.
Topic:
Security, Human Rights, Nuclear Weapons, Treaties and Agreements, United Nations, and Appeasement
Political Geography:
Asia, North Korea, North America, and United States of America

14. A Perfect Recipe for the Next Escalation on the Korean Peninsula

Author:
Lorenzo Mariani and Manuel Herrera
Publication Date:
05-2022
Content Type:
Commentary and Analysis
Institution:
Istituto Affari Internazionali
Abstract:
North Korea has been conducting regular missile tests as part of its weapons development programme over the past year. Put bluntly, this reflects the complete stalemate in denuclearisation talks following Biden’s election in the US and a stark reminder of the meagre results of the conciliatory strategy carried out by the former South Korean President Moon Jae-in. Hypersonic as well as short-range, intermediate-range and long-range ballistic missiles have all been part of this latest series of tests. On 24 March, North Korea claimed to have successfully launched a new modern intercontinental ballistic missile (ICBM), denominated Hwasong-17. While the entity of the vector has yet to be confirmed, if this allegation is proven true it would mark the first time an ICBM has been fired since 2017, breaking Pyongyang's self-imposed moratorium on such tests. The volley of tests has fuelled speculations that North Korea is gearing up for the launch of a larger weapon theoretically capable of reaching the US mainland.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Disarmament, Nonproliferation, and Conflict Management
Political Geography:
Asia and North Korea

15. North Korea Continues to Develop Its Nuclear Forces

Author:
Oskar Pietrewicz
Publication Date:
11-2022
Content Type:
Working Paper
Institution:
The Polish Institute of International Affairs
Abstract:
North Korea is conducting further missile tests to check new types of weapons and increase the credibility of its nuclear deterrence. The adoption of a new nuclear doctrine that allows pre-emptive nuclear strikes also serves this purpose. North Korea is taking advantage of the period of tension between the U.S., Russia, and China, which prevent the UN Security Council from adopting further sanctions. In this situation, the U.S. and its allies should strengthen defence and deterrence capabilities against North Korea and set achievable goals to reduce the risk of escalation of tensions before possible negotiations.
Topic:
Defense Policy, Nuclear Weapons, Sanctions, and Deterrence
Political Geography:
Asia and North Korea

16. Divining the North Korean Nuclear Problem in a Multipolar World

Author:
Taesuh Cha
Publication Date:
12-2022
Content Type:
Commentary and Analysis
Institution:
East Asia Institute (EAI)
Abstract:
China and Russia vetoed U.N. Security Council draft resolution condemning North Korea's missile crossing the Northern Limit Line. Taesuh Cha, Professor at Sungkyunkwan University, claims that this signifies that great power competition will ultimately shape the trajectory of the North Korean nuclear problem. He expects that North Korea will highly likely continue its provocative behavior with confidence, given its political backing from China and Russia. As the evolving strategic conditions make the prospect of denuclearization much dimmer than they already are, Dr. Cha highlights the need to observe Washington's new approach to the North Korean issue, instead of pursuing a policy of strategic patience toward North Korea.
Topic:
Foreign Policy, Nuclear Weapons, Denuclearization, and Multipolarity
Political Geography:
Asia and North Korea

17. Analysis of North Korea’s Nuclear Force Policy Act: Intentions and Drawbacks

Author:
Ildo Hwang
Publication Date:
11-2022
Content Type:
Commentary and Analysis
Institution:
East Asia Institute (EAI)
Abstract:
Recently promulgated “Law on DPRK’s Policy on Nuclear Forces” reveals North Korea’s intention to use nuclear weapons in a war-fighting capacity. Ildo Hwang, Associate Professor of Korea National Diplomatic Academy, points out the similarities between North Korea’s nuclear policy and Russian 2020 Basic Principles of State Policy on Nuclear Deterrence and the possibility of Pyongyang’s adoption of Russia’s “escalate to de-escalate” strategy on the Korean Peninsula. However, Dr. Hwang argues that North Korea is not likely to gain any leverage through this new Policy Act, given that Pyongyang is yet to secure the Assured Retaliation capability in the eyes of Washington. Nevertheless, Dr. Hwang claims that North Korea’s attempts to lower the nuclear threshold can lead to the inadvertent use of nuclear weapons, thus jeopardizing the security of North Korea as well as the stability of Northeast Asia.
Topic:
International Relations, Security, Nuclear Weapons, and Denuclearization
Political Geography:
Asia and North Korea

18. The Road to Denuclearization of the DPRK: The DPRK’s Strategy and the ROK-U.S. Response Plan

Author:
Won Gon Park
Publication Date:
09-2022
Content Type:
Commentary and Analysis
Institution:
East Asia Institute (EAI)
Abstract:
Won Gon Park, a professor at Ewha Woman’s University, appreciates that the Yoon government’s “Audacious Initiative” reaffirms the goals and methods of denuclearization. However, Dr. Park points out that Pyongyang refuses to accept President Yoon’s proposal to receive economic incentives in return for denuclearization, as DPRK has recently passed a radical law enshrining the right to automatically use preemptive nuclear strikes to protect itself. In addition, given that DPRK continues its offensive posture refusing to have any negotiations with Washington or Seoul, he highlights that South Korea and the United States should first agree on a precise definition, goals, and approaches to denuclearization.
Topic:
International Relations, Foreign Policy, Nuclear Weapons, and Denuclearization
Political Geography:
Asia, South Korea, North Korea, and United States of America

19. Reviewing 30 Years of “China’s Role” in North Korea’s Nuclear Issue

Author:
Dong Ryul Lee
Publication Date:
08-2022
Content Type:
Commentary and Analysis
Institution:
East Asia Institute (EAI)
Abstract:
Dong Ryul Lee, Professor at the Department of Chinese Studies at Dongduk Women’s University and the Chair of the China Research Center at EAI, writes that China’s policies toward North Korea and its nuclear program has been consistent for the past 30 years, has taken caution not to pressure North Korea to the extent that would escalate instability and has played a role in easing tensions. Professor Lee highlights that Beijing actively intervened to secure its position and influence in the Korean Peninsula when significant changes to the region’s strategic landscape were made. He suggests that South Korea should seek the support of China in its North Korea policy based on the accurate understanding of China’s policy stance and the maximum degree to which South Korea can influence.
Topic:
Foreign Policy, Diplomacy, Nuclear Weapons, Denuclearization, and Unification
Political Geography:
China, Asia, South Korea, and North Korea

20. Tokyo’s View on the Korean Peninsula and Regional Security

Author:
Ryo Sahashi
Publication Date:
07-2022
Content Type:
Commentary and Analysis
Institution:
East Asia Institute (EAI)
Abstract:
In this Commentary, Ryo Sahashi, Associate Professor at the University of Tokyo, discusses North Korea’s continued military armament and nuclear proliferation and stresses the importance of ROK-U.S.-Japan cooperation in countering this threat. Specifically, Dr. Sahashi notes that the international community needs to maintain its goal of the complete denuclearization of North Korea and that Japan and South Korea, whose security are indissolubly intertwined, must first focus on building a strong partnership. He argues that the recent victory of the Liberal Democratic party and solid political base present Tokyo with an opportunity for a proactive North Korean policy, one that might include increased diplomacy with Seoul.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Denuclearization, and Regional Security
Political Geography:
Japan, Asia, South Korea, and North Korea

21. Strategic Risk Reduction between Nuclear-Weapons Possessors

Author:
Corentin Brustlein
Publication Date:
01-2021
Content Type:
Special Report
Institution:
Institut français des relations internationales (IFRI)
Abstract:
The topic of nuclear risk reduction has gained momentum in the international security debate among policymakers, nongovernmental organizations, and experts. The current and expected demise of the traditional arms-control architecture, the renewed strategic competition, and the polarization of the multilateral debate on nuclear weapons have contributed to this renewed salience. Building upon the 2019 G7 Statement on Non-Proliferation and Disarmament, this report defines strategic risk reduction as the set of unilateral, bilateral, and multilateral measures that aim at lowering the likelihood of nuclear weapons use through improved communication, predictability, and restraint, and underlines the need to adopt a strategic approach to nuclear risk reduction. Risks emanating from conflict dynamics between nuclear powers are different in nature and severity from those arising from technical incidents. This report argues that in a context of growing geopolitical rivalries, diplomats should prioritize mitigating the former type of risk. Risk reduction efforts should aim at hindering the most dangerous behaviors in crisis time, through measures focusing both on nuclear forces and on nonnuclear capabilities, whose impact on strategic balances keeps growing. Strategic risk reduction can strengthen international security and strategic stability by complementing arms control measures and deterrence policies. It is therefore crucial to ensure that diplomatic initiatives aimed at limiting nuclear risks do not ultimately, and paradoxically, increase the risk of war. Historical experience shows not only the feasibility of such an approach, but also the concrete security benefits that can be derived from it, by channeling the behavior of nuclear powers in times of tensions, reducing the ambiguity inherent in certain strategies and behaviors, or laying the foundations for international regimes based on operational and strategic restraint as well as on transparency.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Disarmament, Deterrence, Strategic Stability, and Confidence Building Measures
Political Geography:
Pakistan, Russia, China, United Kingdom, India, North Korea, France, and United States of America

22. Consistent Inconsistency: What One Thirty-year-old Cable Reveals About U.S.-DPRK Relations

Author:
Ben Forney
Publication Date:
05-2021
Content Type:
Commentary and Analysis
Institution:
East Asia Institute (EAI)
Abstract:
30 years have passed since North Korea’s then “nascent” nuclear program was identified as a “gravely serious threat.” Since 1991, its once budding nuclear program has amassed into a large-scale program, posing a grave challenge for the nuclear proliferation regime and regional security in Northeast Asia. In the following Global NK Commentary, Ben Forney, PhD candidate at the Seoul National University Graduate School of International Studies, explains that international coordination efforts to deter North Korea from developing its nuclear weapons have been inconsistent and ineffective. Manifest in cable exchanges between Washington, Seoul, and Tokyo and President George H.W. Bush’ solo enactment of the Presidential Nuclear Initiatives, unaccompanied by any consultation of his international counterparts, the US stance towards North Korea since 1991 has been contradictory and erratic. With the Biden administration facing a long list of domestic and international concerns not pertaining to the North Korean nuclear regime and the Moon administration’s difficulties into its final year, Forney asserts that prospects for meaningful progress on the North Korean nuclear issue seem bleak.
Topic:
International Relations, Nuclear Weapons, Regional Cooperation, and Denuclearization
Political Geography:
Asia, North Korea, and United States of America

23. The EU’s North Korea Policy: From Engagement, to Critical Engagement, and to Criticism with Limited Engagement

Author:
Ramon Pacheco Pardo
Publication Date:
09-2021
Content Type:
Commentary and Analysis
Institution:
East Asia Institute (EAI)
Abstract:
While the EU had initially focused on engagement with North Korea in the 1990s, the North Korea nuclear crisis served as a turning point, pushing the EU to change its strategy to ‘critical engagement.’ In this commentary, Ramon Pacheco Pardo, Professor of International Relations at King`s College London and the KF-VUB Korea Chair at the Brussels School of Governance, explains the trajectory of EU’s policy towards North Korea. The EU’s first Asia strategy had called for the EU to become involved in addressing the North Korean nuclear issue, establishing diplomatic relations with the country. However, at the onset of the second nuclear crisis and further acceleration of North Korea’s missile and nuclear weapons program, the EU responded by ramping up pressure. To this date, the EU has been increasingly critical of the hermit kingdom, using a strategy that admonishes and pressures Pyongyang.
Topic:
International Relations, Diplomacy, Nuclear Weapons, European Union, and Denuclearization
Political Geography:
Europe, Asia, South Korea, and North Korea

24. Kim Jong Un’s Two-Faced Strategy: South Korea First and U.S. Later Tactics Restoration of the Inter-Korean Hotline, the Road to an Inter-Korean Summit

Author:
Sung-wook Nam
Publication Date:
10-2021
Content Type:
Commentary and Analysis
Institution:
East Asia Institute (EAI)
Abstract:
North Korea reportedly test-fired its new long-range cruise missiles and rail-mobile ballistic missiles four times in September, which successfully hit their respective targets. As the North continues to enhance its nuclear missile capabilities, military threats and arms races among neighboring powers are intensifying. The North claims that prospects for bilateral relations depend on the attitude of South Korean authorities as it demands the South to drop its hostile policy towards the North and that the South promptly cease crisis awareness and delusion of getting harmed that it should deter the north's provocation. The author notes that the inter-Korean hotlines restored after 55 days of suspension can create a momentum to improve inter-Korean relations. However, he notes that the road ahead will be bumpy due to the differing attitudes of the two Koreas.
Topic:
International Relations, Nuclear Weapons, Weapons of Mass Destruction, and Alliance
Political Geography:
Asia, South Korea, North Korea, and United States of America

25. DPRK strategic capabilities and security on the Korean Peninsula: looking ahead

Author:
International Institute for Strategic Studies
Publication Date:
07-2021
Content Type:
Research Paper
Institution:
International Institute for Strategic Studies
Abstract:
Believing that Russian–US cooperation could play an important role in developing and implementing proposals for denuclearisation and creating lasting peace on the Korean Peninsula, the Moscow-based Center for Energy and Security Studies and the IISS undertook a joint assessment of North Korea’s progress in developing nuclear and missile capabilities and an examination of possible international steps towards a solution. The spectre of nuclear war has haunted the Korean Peninsula for nearly seven decades. In November 1950, United States president Harry Truman publicly raised the option of using nuclear weapons in the Korean War. For about 40 years after the war, the US deployed several types of tactical nuclear weapons in the Republic of Korea (ROK, or South Korea). The ROK and the Democratic People’s Republic of Korea (DPRK, or North Korea) also launched their own nuclear-weapons programmes. While Seoul abandoned its dedicated weapons effort soon after ROK president Park Chung-hee was assassinated in October 1979, Pyongyang persisted, announcing its withdrawal from the Nuclear Non-Proliferation Treaty (NPT) in 2003 and subsequently making rapid progress in building up nuclear and missile capabilities, while enshrining a nuclear-armed status in the country’s constitution. In September 2017, North Korea’s sixth nuclear test achieved a thermonuclear yield. Two months later, the DPRK launched a Hwasong-15 ballistic missile, which Pyongyang says is an intercontinental weapon system that can reach the entire US mainland. At that point, North Korea announced that its mission to build its nuclear forces was accomplished. The year 2017 saw military escalation on the Korean Peninsula reach an unprecedented level in the post-Korean War period. Many analysts believed that the situation had become the most volatile since the 1968 USS Pueblo crisis, or even since the end of Korean War hostilities in 1953. Some experts drew parallels with the Cuban Missile Crisis. Given Russia’s historical relationship with North Korea and the US alliance with South Korea, Moscow and Washington have special roles to play in promoting stability on the Korean Peninsula. As permanent members of the UN Security Council and depository states of the NPT, Russia and the US also bear special responsibility for upholding peace and international security. Their joint efforts, along with other major powers, were instrumental, for example, in resolving the crisis over the Iranian nuclear programme through the adoption of the Joint Comprehensive Plan of Action (JCPOA) in July 2015. Despite US president Donald Trump’s decision in May 2018 to take the US out of the JCPOA, the deal remains a model of what can be achieved through multilateral diplomacy, especially when US–Russian cooperation is harnessed to promote nuclear non-proliferation. Similarly, should the key players demonstrate the political will to seek a sustainable solution to the security problems on the Korean Peninsula, Russian–US cooperation in a multilateral framework could play an important role in developing and implementing proposals. The opportunities are clear. For example, more than 67 years since the shooting stopped, the Korean War still remains officially unresolved. The Armistice Agreement of 1953 has yet to be replaced by a proper peace treaty or a more comprehensive accord. In these circumstances, the Moscow-based Center for Energy and Security Studies (CENESS) and the International Institute for Strategic Studies (IISS) agreed in 2017 to conduct a joint assessment of North Korea’s progress in developing nuclear and missile capabilities. They also undertook to develop proposals on possible international steps to facilitate the denuclearisation of the Korean Peninsula and create lasting peace and security mechanisms. The two parties began their work in January 2018 and completed it in about 33 months. They received valuable assistance from a Russian working group led by CENESS and a US working group led by the IISS. The two working groups included former military officials, diplomats, nuclear specialists and scholars specialising in Korean studies. The two groups worked independently, then compared and consolidated their drafts. The results are summarised in this joint report prepared by the project co-chairs. All the contributing experts, listed in annexes one and two, participated in a personal capacity. The report does not necessarily reflect the views of all the experts involved in the study, or of the organisations they represent. CENESS and IISS hope that the report will serve as a catalyst for further discussions between researchers and officials on possible measures to reduce tensions and nuclear-related risks and build confidence in the region. We also hope that the report will help to facilitate discussions on how to promote pragmatic and effective Russian–US cooperation, an aim which has also been emphasised by the leadership of the two countries.
Topic:
Security, Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Military Strategy, and Deterrence
Political Geography:
Russia, Europe, Asia, South Korea, North Korea, North America, and United States of America

26. Pugwash Note on Northeast Asia Nuclear Weapon Free Zone

Author:
Pugwash Conferences on Science and World Affairs
Publication Date:
01-2021
Content Type:
Policy Brief
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
Denuclearization of Korean Peninsula is one of the most important security issues that the countries in the region, including the US, will face. Given the ongoing development of nuclear and missile programs in Democratic People’s Republic of Korea (DPRK) and increasing tensions between nuclear weapon countries (US, Russia and China) in the region, it is critically important to reduce risk of nuclear war in the region and to find a way to resolve a current deadlock in negotiations between DPRK and the US for denuclearization of Korean Peninsula. This paper proposes a comprehensive approach to peace and stability in the region as well as a phased denuclearization of Korean Peninsula and eventually establishing Nuclear Weapon Free Zone (NWFZ) in the region
Topic:
Security, Arms Control and Proliferation, Nuclear Weapons, Military Strategy, Conflict, and Denuclearization
Political Geography:
Japan, China, Asia, South Korea, North Korea, and Korean Peninsula

27. How to avoid the repetition of history: the case of North Korea

Author:
Song Young Gil
Publication Date:
05-2021
Content Type:
Policy Brief
Institution:
Robert Schuman Foundation (RSF)
Abstract:
To most European audiences, the issue of the North Korean nuclear programme and its intercontinental ballistic missile development is a neglected topic that is not frequently covered by the international news unless there has been a severe provocation. Most often, North Korea is seen as a country with a young, ruthless leader, and a people who show cult-like support to its regime.
Topic:
Nuclear Weapons, History, and Denuclearization
Political Geography:
Asia and North Korea

28. Preparing for the worst: Was North Korea’s decision to develop nuclear weapons rational?

Author:
Sanghoon Kim
Publication Date:
04-2020
Content Type:
Working Paper
Institution:
Pacific Forum
Abstract:
North Korea’s foreign policy decision-making procedure is highly centralized to a single leader or, at most, a few political/military elites. While democratic governments are restrained both horizontally and vertically, authoritarian regimes are relatively free of constraints from the public. This paper examines the motivations behind North Korea’s nuclear weapons development in light of the rational deterrence model, then discusses the strategic implications of a rational, or irrational, North Korea. It concludes that North Korea’s decision to develop nuclear weapons was rationally motivated by the deteriorating security environment surrounding the state, but that this will not guarantee deterrence.
Topic:
Nuclear Weapons, Authoritarianism, Deterrence, Denuclearization, and Rationality
Political Geography:
South Korea, North Korea, and Korean Peninsula

29. From Critical Engagement to Credible Commitments: A Renewed EU Strategy for the North Korean Proliferation Crisis

Author:
Antoine Bondaz
Publication Date:
02-2020
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
The North Korean nuclear and ballistic missile crisis is the most serious proliferation crisis the European Union (EU) and its member states currently face on the world stage. Despite the staging of diplomatic meetings, the threat caused by this crisis to European interests, in terms of proliferation, instability and to prosperity, persists. It is now essential that the EU and its member states move from a strategy of critical engagement to implementing a more proactive strategy of credible commitments in four areas: political engagement, non-proliferation, the implementation of restrictive measures and engagement with the North Korean people. Such a renewed strategy should be highly coordinated, build on the many initiatives already being taken and facilitated by the appointment of an EU Special Representative on North Korea.
Topic:
Arms Control and Proliferation, Nuclear Weapons, European Union, Disarmament, and Engagement
Political Geography:
Europe, Asia, and North Korea

30. Restoring Strategic Competence: How to Manage Northeast Asian Alliance Dilemmas amid a Nuclear North Korea

Author:
Van Jackson
Publication Date:
07-2020
Content Type:
Special Report
Institution:
Center for a New American Security (CNAS)
Abstract:
For the foreseeable future, America’s Northeast Asian allies Japan and South Korea must live in the shadow of a nuclear North Korea, whose capabilities they cannot match. During the Obama and Trump administrations, North Korea dramatically expanded and improved its ability to hold Japanese, South Korean, and even U.S. territory at risk with its nuclear and missile arsenal.1 Despite high-profile summitry and promises to the contrary, there is no sign that this imbalance will be rectified, and its continuation exacerbates regional risks and ally insecurity.2 The mounting North Korea threat is compounded by poor timing—U.S. policy has proven exceptionally erratic, unreliable, and risk-prone in recent years. The very existence of Japan and South Korea depends on strategies built around a partnership with the United States that has become shaky, and on faith in the competence of U.S. statecraft—which both countries are starting to perceive as a risk rather than a source of security. Ally perceptions of U.S. strategic incompetence generate real costs and risks for the United States and Northeast Asian security. If the United States continues to squander its deepest relationships in Asia, the allies could become rivals with each other, increase risks of nuclear instability, play a spoiler role in U.S. regional strategy, withhold basing and access rights to U.S. forces operating in the region, and potentially take independent aggressive actions against North Korea that unintentionally escalate to war.
Topic:
Security, Nuclear Weapons, and Alliance
Political Geography:
Japan, Asia, South Korea, and North Korea

31. North Korea’s Nuclear Program: The Early Days, 1984–2002

Author:
Torrey Froscher
Publication Date:
02-2020
Content Type:
Working Paper
Institution:
Nonproliferation Policy Education Center
Abstract:
The North Korean nuclear program has been a major intelligence and policy challenge for more than 30 years. Former Secretary of Defense Bill Perry described the problem as “perhaps the most unsuccessful exercise of diplomacy in our country’s history.”1 Donald Gregg, who was CIA station chief in Seoul as well as US ambassador to South Korea, called North Korea the “longest running intelligence failure in the history of American espionage.”2 To be fair, Gregg was referring specifically to a lack of success in recruiting human sources—not necessarily errors in specific or overall assessments. Nonetheless, his comment underscores the difficulty of figuring out what North Korea is up to. In 2005, the Commission on the Intelligence Capabilities of the United States Regarding Weapons of Mass Destruction (WMD), which was convened to investigate the failed 2002 national intelligence estimate on Iraqi WMD capabilities, indicated that we know “disturbingly little about the weapons programs and even less about the intentions of many of our most dangerous adversaries,”3 presumably including North Korea. Today we know a lot more about North Korea’s nuclear program— but mostly it is what they want us to know. Pyongyang has conducted six nuclear tests. We know that North Korea has nuclear weapons, a significant fissile material production capacity, and an ambitious nuclear and missile development effort. These programs are completely unconstrained. The United States has tried many approaches to deal with the problem over the years, and intelligence has played a key role in support. Are there lessons to be learned from this experience? Obviously, it’s a very big question and I will sketch out just a few thoughts, mostly from an intelligence perspective: What we knew and when and how we thought about the problem. North Korea was one of many issues I worked on as an analyst and manager in CIA until my retirement in 2006. The views that follow are my own, of course, and the specific information is drawn from the extensive public literature on the issue, as well as declassified intelligence documents.
Topic:
Diplomacy, Intelligence, Nuclear Weapons, and History
Political Geography:
Asia, North Korea, and United States of America

32. The NPT turns 50: Will it get to 60?

Author:
Henry Sokolski
Publication Date:
02-2020
Content Type:
Working Paper
Institution:
Nonproliferation Policy Education Center
Abstract:
In the next decade, it is all too likely that the past success of the Non-Proliferation Treaty (NPT) in preventing the further spread of nuclear weapons among the world’s nations will be reversed. Three trends make more proliferation likely. First is the decay of nuclear taboos. Second, and arguably worse, is renewed vertical proliferation—the increase in size and sophistication of nuclear arsenals by states that already have them. Third, the technical information to fuel nuclear breakouts and ramp-ups is more available now than in the past. These trends toward increased proliferation are not yet facts. The author describes three steps the international community could take to save the NPT: making further withdrawals from the NPT unattractive; clamping down on the uneconomical stockpiling and civilian use of nuclear weapons materials (plutonium and highly enriched uranium); and giving real meaning to efforts to limit the threats that existing nuclear weapons pose.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Treaties and Agreements, Nuclear Power, Disarmament, and Nonproliferation
Political Geography:
Russia, North Korea, Global Focus, and United States of America

33. Policy Papers by Women of Color: Diverse Voices on Chemical, Biological, Radiological & Nuclear Security, and Global Health Security Policy

Author:
Wardah Amir, Sara Z. Kutchesfahani, Jennyfer Ambe, Rahwa Osman, Seema Gahlaut, Nomsa Ndongwe, Togzhan Kassenova, Kimberly Ma, Jasmine Owens, Celeste Rogers, Sylvia Mishra, Liza Arias, Sumaya Malas, Jessica J. Lee, Jessica Gott, April Arnold, and Takiva Pierce
Publication Date:
10-2020
Content Type:
Policy Brief
Institution:
Women of Color Advancing Peace, Security and Conflict Transformation (WCAPS)
Abstract:
This edition features articles from member sin two of the WCAPS working groups: Chemical, Biological, Radiological & Nuclear Security; and Global Health Security. A critical goal of WCAPS is to cultivate a new generation of women of color in the areas of peace and security, foreign policy, and national security.
Topic:
Security, Nuclear Weapons, Treaties and Agreements, Infrastructure, Disarmament, Nonproliferation, Biological Weapons, Chemical Weapons, COVID-19, and Global Health
Political Geography:
China, North Korea, Global Focus, and United States of America

34. Normalization by Other Means—Technological Infrastructure and Political Commitment in the North Korean Nuclear Crisis

Author:
Christopher Lawrence
Publication Date:
07-2020
Content Type:
Journal Article
Journal:
International Security
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
The 1994 Agreed Framework called for North Korea to dismantle its plutonium-production complex in exchange for civilian light water reactors (LWRs) and the promise of political normalization with the United States. Today, scholars look back at the Agreed Framework as a U.S. offer of “carrots” to bribe the regime, but this framing overlooks the credibility challenges of normalization and the distinctive technical challenges of building LWRs in North Korea. Political and technical analysis reveals how the LWR project helped build credibility for the political changes promised in the Agreed Framework.
Topic:
Nuclear Weapons, Politics, Science and Technology, History, Infrastructure, Crisis Management, and Normalization
Political Geography:
Asia, North Korea, North America, Korea, and United States of America

35. North Korea's Nuclear and Missile Programs

Author:
Stephan Haggard and Tai Ming Cheung
Publication Date:
07-2020
Content Type:
Policy Brief
Institution:
University of California Institute on Global Conflict and Cooperation (IGCC)
Abstract:
The international community has consistently underestimated North Korean nuclear and missile capabilities. How has an economically impoverished, technologically backward, and internationally isolated state been able to establish robust and increasingly competent nuclear weapons and ballistic missile programs? Has the Democratic People’s Republic of Korea (DPRK) achieved this on its own, as it proudly claims? Or has it been predominantly reliant on foreign sources and if so, to whom and in what ways? This brief synthesizes what we know about the development of North Korean nuclear and missile capabilities, which together makes up the country’s strategic weapons complex. These industries have made rapid and concerted progress up the global innovation ladder over the past few decades. Indeed, this highly secretive apparatus is probably the most innovative, dynamic, technologically advanced, and privileged segment of the North Korean economy. The barriers to dismantling North Korea’s nuclear program are substantial, and ultimately depend on strategic choices in Pyongyang. Will the DPRK continue to focus on developing the next generation of strategic weapons as negotiations stall out, or will they shift resources to other economic activities? Nuclear negotiations must consider the deeper implications of the sprawling nuclear and missile industrial complex: how to bring greater transparency to this infrastructure and assure it is rolled back.
Topic:
Nuclear Weapons, Military Affairs, Weapons, and Innovation
Political Geography:
Asia and North Korea

36. Overcoming US-North Korean Enmity: Lessons from an Eclectic IR Approach

Author:
Linus Hagström and Magnus Hagström
Publication Date:
12-2019
Content Type:
Journal Article
Journal:
The International Spectator
Institution:
Istituto Affari Internazionali
Abstract:
Periods of mutual enmity in US-North Korean relations are typically interrupted by more conciliatory gestures. How can the many twists and turns in this relationship be explained and hopefully overcome so that more long-lasting détente is accomplished? Drawing eclectically on realism and constructivism, we conclude that a nuclear deal should address not only North Korea’s interests in security and regime survival, but also its status concerns. Applying the same theories to the other part of the dyad – the US – we conclude that it may now have material interests in ameliorating the relationship, but that such a development requires US foreign policy discourse to cease depicting North Korea as “irrational” and “evil”.
Topic:
Security, Nuclear Weapons, Realism, and Constructivism
Political Geography:
Asia, North Korea, North America, and United States of America

37. China’s Role in North Korea Nuclear and Peace Negotiations

Author:
USIP China-North Korea Senior Study Group
Publication Date:
05-2019
Content Type:
Special Report
Institution:
United States Institute of Peace
Abstract:
This is the second in the Senior Study Group (SSG) series of USIP reports examining China’s influence on conflicts around the world. A group of fifteen experts met from September to December 2018 to assess China’s interests and influence in bringing about a durable settlement of the North Korean nuclear crisis. This report provides recommendations for the United States to assume a more effective role in shaping the future of North Korea in light of China’s role and interests. Unless otherwise sourced, all observations and conclusions are those of SSG members.
Topic:
Conflict Prevention, Nuclear Weapons, Conflict, Negotiation, and Peace
Political Geography:
China, Asia, South Korea, and North Korea

38. After Hanoi: Where do Trump and Kim Go from Here?

Author:
Victor D. Cha
Publication Date:
03-2019
Content Type:
Journal Article
Journal:
The Ambassadors Review
Institution:
Council of American Ambassadors
Abstract:
There were high expectations at the second meeting of American and North Korean leaders in Vietnam last month after the absence of progress on denuclearization commitments made at the first summit in Singapore last summer. Yet at Hanoi, not only were the two leaders unable to deliver an agreement with tangible steps on denuclearization, but they also dispensed with the joint statement signing, cancelled the ceremonial lunch and skipped the joint press conference. In a solo presser, President Donald Trump said that sometimes you “have to walk, and this was just one of those times.”[2] The President indeed may have avoided getting entrapped into a bad deal at Hanoi. What North Korea put on the table in terms of the Yongbyon nuclear complex addresses a fraction of its growing nuclear program that does not even break the surface of its underlying arsenal and stockpiles of fissile materials, not to mention missile bases and delivery systems. And what North Korea sought in return, in terms of major sanctions relief on five UN Security Council resolutions that target 90 percent of North Korea’s trade, would have removed one of the primary sources of leverage, albeit imperfect, on the regime. In this instance, no deal was better than a bad deal for the United States. Nevertheless, the Hanoi summit has left the United States with no clear diplomatic road ahead on this challenging security problem, a trail of puzzled allies in Asia and the promise of no more made-for-television summit meetings for the foreseeable future. The question remains, where do we go from here? When leaders’ summits fail to reach agreement, diplomacy by definition has reached the end of its rope. President Trump and Secretary of State Mike Pompeo put on the best face they could in Hanoi, talking about closer understanding and continued good relations between the two sides as a result of the meetings, but the failed summit leaves a great deal of uncertainty going forward. South Koreans will frantically seek meetings with Washington and Pyongyang to pick up the pieces. The North Koreans already have sent an envoy to China to chart next steps. While I do not think this will mean a return to the “Fire and Fury” days of 2017 when armed conflict was possible, we have learned numerous lessons from Hanoi for going forward.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Deterrence, and Denuclearization
Political Geography:
United States, China, Asia, South Korea, and North Korea

39. Crossed Wires: Recalibrating Engagement with North Korea for an Era of Competition with China

Author:
Kristine Lee, Daniel Kliman, and Joshua Fitt
Publication Date:
12-2019
Content Type:
Special Report
Institution:
Center for a New American Security (CNAS)
Abstract:
The United States’ current diplomacy with North Korea has enduring implications for its strategic competition with China. Yet within the American foreign policy establishment, rising to the China challenge and managing the nuclear threat emanating from North Korea are often treated as two distinct rather than connected strands of the United States’ agenda in Northeast Asia. The rationale for maintaining some degree of bureaucratic and substantive segmentation between the two issue sets is well-founded. Addressing the North Korean threat warrants energy, resources, attention, and expertise independent of the “great power competition” framework delineated in the 2017 National Security Strategy and the 2018 National Defense Strategy. But excessive stovepiping may, at best, cause Washington to leave opportunities on the table that could advance its regional priorities, and at worst to risk the creation of mutually incompatible approaches to North Korea and China. U.S. negotiations with North Korea have already created strategic openings for China. The “security guarantees” that Pyongyang has demanded include, for example, the cessation of U.S. joint military exercises with South Korea and the removal from the Korean Peninsula of all American “strategic assets” such as nuclear-capable air and naval assets as well as anti-missile systems that could also be leveraged in a military contingency with China. As U.S. negotiators have locked horns with North Korean interlocutors since President Donald Trump and Kim Jong Un’s initial diplomatic foray in June 2018, China has touted its role as a champion of peace and stability on the Korean Peninsula, while using its relative proximity to Pyongyang to systematically undercut America’s approach. During the United States’ “maximum pressure” campaign in 2017, Beijing cast Pyongyang a vital lifeline, facilitating illegal ship-to-ship transfers of North Korean coal and petroleum in 2018, while leading a concerted push with Russia at the U.N. Security Council to try to fragment the North Korean sanctions regime. And China is poised to open the floodgates of investments into North Korea, particularly through strategic infrastructure projects in the event that Pyongyang’s demands for the relief of international sanctions yield results. Despite all of this, U.S. officials at the highest levels have publicly downplayed intimations of China’s counterproductive activities, thereby validating Beijing’s narrative that it has played a constructive role in supporting the United States’ approach to North Korea.
Topic:
Foreign Policy, Diplomacy, and Nuclear Weapons
Political Geography:
China, Asia, North Korea, North America, and United States of America

40. Deter and Normalize Relations with North Korea

Publication Date:
12-2019
Content Type:
Policy Brief
Institution:
Defense Priorities
Abstract:
The U.S. is strong and safe—North Korea is weak, deterred by U.S. power, and desperate for economic relief.
Topic:
Diplomacy, Nuclear Weapons, International Security, Sanctions, and Negotiation
Political Geography:
United States, Asia, North Korea, and Korea

41. Chinese Media: Why Did the Hanoi Summit Fail and What Comes Next?

Author:
Danielle Cohen
Publication Date:
07-2019
Content Type:
Journal Article
Journal:
Joint U.S.-Korea Academic Studies
Institution:
Korea Economic Institute of America (KEI)
Abstract:
Chinese media sources reflect a widespread propensity in 2019 to reassure the United States while not compromising vital national interests on the Korean Peninsula. They heartily welcomed Kim Jong-un’s turn to diplomacy. They enthusiastically endorsed Donald Trump’s embrace of Kim. They strongly approved of Moon Jae-in’s bold moves to straddle the two sides and find a way to build momentum. After praising the Singapore summit’s accomplishments, the Chinese faced the uncomfortable reality of failure in Hanoi, with calls to redouble efforts to put diplomacy back on track and repeated idealistic assertions about how the differences could be bridged. At the same time, they left mostly implicit the true objectives of a deal that Pyongyang was expected to accept and that China would consider suitable in order to satisfy its geopolitical aspirations. Reassurances consisted of the following claims: China, as asserted in its 2017 white paper, is not trying to squeeze the U.S. out of the region or break the U.S.–ROK alliance, unlike its earlier policy indications; the Sino–DPRK alliance treaty is a relic of a past era without substantive importance; China is firmly committed to denuclearization, but considers it realizable only by means of talks and a long-term, multi-stage process that encourages Pyongyang to abandon its isolation; China does not take sides on whether a “big deal” is needed first to produce “small deals”; and Moon should be encouraged to keep engaging with Kim Jong-un even if Moon is correct in recognizing that he cannot be a mediator since the ROK is a U.S. ally. Yet, Chinese optimism is premised on notions about limits to North Korean demands, on North Korean willingness to denuclearize in return for conditions that are left vague, and on often unstated assumptions about how the peninsula would evolve during the process of denuclearization and how the U.S. military presence would change.
Topic:
Diplomacy, Nuclear Weapons, Geopolitics, Media, and News Analysis
Political Geography:
China, Asia, North Korea, and United States of America

42. North Korea’s Shift to Diplomacy in 2018: A Result of U.S. Pressure or North Korean Security Calculus?

Author:
Naoko Aoki
Publication Date:
07-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
After conducting a record number of missile and nuclear tests in 2016 and 2017, North Korea dramatically changed its policy approach and embarked on a diplomatic initiative in 2018. It announced a self-imposed halt on missile and nuclear tests and held summit meetings with the United States, China, and South Korea from spring of that year. Why did North Korea shift its policy approach? This paper evaluates four alternative explanations. The first is that the change was driven by North Korea’s security calculus. In other words, North Korea planned to achieve its security goals first before turning to diplomacy and successfully followed through with this plan. The second is that U.S. military threats forced North Korea to change its course. The third is that U.S.-led sanctions caused North Korea to shift its policy by increasing economic pain on the country. The fourth is that diplomatic initiatives by South Korea and others prompted North Korea to change its position. This paper examines the actions and statements of the United States, North Korea, China, South Korea, and Russia leading up to and during this period to assess these four explanations. It concludes that military threats and economic pain did not dissuade North Korea from obtaining what it considered an adequate level of nuclear deterrence against the United States and that North Korea turned to diplomacy only after achieving its security goals. External pressure may have encouraged North Korea to speed up its efforts to develop the capacity to strike the United States with a nuclear-armed missile, the opposite of its intended effect. Diplomatic and economic pressure may have compelled Kim Jong Un to declare that North Korea had achieved its “state nuclear force” before conducting all the nuclear and ballistic missile tests needed to be fully confident that it could hit targets in the continental United States. These findings suggest that if a pressure campaign against North Korea is to achieve its intended impact, the United States has to more carefully consider how pressure would interact with North Korean policy priorities. Pressure should be applied only to pursue specific achievable goals and should be frequently assessed for its impact.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Nonproliferation, and Deterrence
Political Geography:
United States, Japan, China, Asia, South Korea, and North Korea

43. Evolving DPRK Nuclear Doctrine

Author:
Dong-hyeon Kim
Publication Date:
10-2019
Content Type:
Special Report
Institution:
Pacific Forum
Abstract:
This paper investigates how an emerging nuclear weapon state—the Democratic People’s Republic of Korea (DPRK)—establishes and develops its nuclear doctrine upon completion of its nuclear arsenal. Since DPRK’s first nuclear crisis in the early 1990s and its first nuclear test in 2006, the nuclear nonproliferation community has focused on how to dismantle DPRK’s nuclear weapons program. Only recently have scholars focused on managing to live with a nuclear North Korea, shifting attention from nonproliferation to defense and deterrence. However, little scholarship has been produced vis-à-vis DPRK’s nuclear doctrine due to the lack of information and concern over recognizing DPRK as a nuclear weapon state. Understanding DPRK’s nuclear doctrine offers insights to developing an appropriate deterrence and defense strategy, as well as ways to revise strategies to dismantle its nuclear weapons program. Discerning DPRK’s nuclear doctrine not only contributes to the understanding of current security challenges on the Korean Peninsula, but more importantly offers an opportunity to expand scholarship on nuclear strategy. This paper attempts to systematically answer a question that has often been raised by the national security establishment: what is DPRK’s nuclear doctrine? The key findings offer both theoretical and policy implications. First, the findings suggest that DPRK’s nuclear posture has evolved over time towards a more aggressive posture, despite popular misperception that the role of nuclear weapons in DPRK is purely for deterrence. The evolution of its doctrine towards preemptive strike indicates that premature redeployment of US tactical nuclear weapons into the Korean theater, an increasingly popular argument in Seoul, would only exacerbate DPRK’s aggressive posture with marginal benefit on extended deterrence. Second, DPRK has adopted a posture that is common among weaker nuclear weapon states, as France and Pakistan did to counter stronger adversaries. Existing theories on brinkmanship and resolve offer a logic as to why DPRK’s nuclear posture is similar to other weaker nuclear weapon states. Third, DPRK’s nuclear doctrine poses a fundamental question to existing theories of nuclear deterrence: how little is enough to credibly threaten nuclear retaliation in the absence of necessary capabilities? More work can be done to explain DPRK’s seemingly inflated behavior—to credibly threaten nuclear retaliation when such capabilities are incomplete.
Topic:
Security, Defense Policy, and Nuclear Weapons
Political Geography:
Asia and North Korea

44. Converting Maximum Pressure to Maximum Leverage: The Role of Sanctions Relief in Negotiations with North Korea

Author:
Daniel Wertz
Publication Date:
04-2019
Content Type:
Working Paper
Institution:
Korea Economic Institute of America (KEI)
Abstract:
The Trump administration’s maximum pressure campaign has led to the imposition of a nearly comprehensive international sanctions regime targeting North Korea and its nuclear weapons program. With negotiations underway, the question of whether to provide North Korea with partial sanctions relief in exchange for limited concessions on its nuclear program has been a major point of dispute between Washington and Pyongyang. This paper looks at sanctions as a form of coercive bargaining and examines the logic and challenges behind a strategy of incrementally exchanging relief from pressure for compliance with the sanctioner’s demands. It argues that taking an “all-or-nothing” approach to sanctions relief risks missing an opportunity to reduce the threat of North Korea’s nuclear program and squandering hard-won negotiating leverage, and outlines a framework for how a step-by-step approach might proceed.
Topic:
International Relations, Nuclear Weapons, Sanctions, and Denuclearization
Political Geography:
Asia, North Korea, North America, Korea, and United States of America

45. North Korea’s Nuclear Program through the Lens of Strategıc Culture

Author:
Emine Akçadağ Alagöz
Publication Date:
08-2019
Content Type:
Journal Article
Journal:
Uluslararasi Iliskiler
Institution:
International Relations Council of Turkey (UİK-IRCT)
Abstract:
This paper presents an application of the concept of strategic culture as a possible way to analyze North Korea’s nuclear program. The goal is to illustrate that the strategic culture approach is a useful method to understand North Korea’s determination to develop nuclear capability, demonstrating the link between culture and behavior through Alastair Johnston’s methodology. The question of the formation of a North Korean strategic culture will be scrutinized through scoring the speeches and written messages of three North Korean leaders in terms of the presence of key cultural assumptions. Then, it will accordingly suggest that North Korea’s strategic culture, affecting the practices of its security policy, leads this country toward an active defense strategy, which implies a credible nuclear deterrence.
Topic:
Defense Policy, Nuclear Weapons, Military Strategy, Nuclear Power, Kim Jong-un, and Strategic Stability
Political Geography:
Asia and North Korea

46. Can North Korean Nuclear Missile Crisis Be Resolved?

Author:
G. Ivashentsov
Publication Date:
01-2019
Content Type:
Journal Article
Journal:
International Affairs: A Russian Journal of World Politics, Diplomacy and International Relations
Institution:
East View Information Services
Abstract:
TENSION around the Korean Peninsula is one of the main threats to international security. North Korea’s acquisition of nuclear and missile weapon systems has become a new serious factor in global strategic sta- bility. Previously, during the cold war era, the only tool of control over strategic weapons was the relationship between Moscow and Washington. At present, the international situation has radically changed. New nuclear powers – India, Pakistan, Israel, and North Korea – regard- less of whether or not the original five members of the Nuclear Nonproliferation Treaty (NPT) acknowledge them as such, are not under the control of either Washington or Moscow or Beijing: they act at their own discretion, as they see fit. The current polycentrism of nuclear proliferation is based on region- al rivalry. India has created its nuclear arsenal as a counterweight to China; Pakistan, as a counterweight to India; and Israel, as a shield against Arab states. None of these states, however, are seeking global supremacy and so their nuclear status is taken by the world community more or less in stride.
Topic:
Nuclear Weapons, Military Strategy, Nuclear Power, and Missile Defense
Political Geography:
Asia, South Korea, North Korea, and Korean Peninsula

47. Freeze and Advance: How North Korea Maneuvered to Get the Bomb and Prospects for Its Nuclear Future

Author:
George Hutchinson
Publication Date:
10-2019
Content Type:
Journal Article
Journal:
International Journal of Korean Studies
Institution:
International Council on Korean Studies
Abstract:
U.S. administrations have opted to negotiate with North Korea in an attempt to curb its nuclear ambitions. Rather than producing their intended effect, past negotiations have inadvertently served as a vehicle for North Korea to methodically achieve its nuclear objectives. This paper presents evidence of North Korea’s decades-old drive to maneuver through negotiations while also advancing its nuclear development, including its resistance to sign the IAEA safeguards agreement and its subsequent demands under the Agreed Framework which allowed Pyongyang to advance the clandestine portions of its nuclear program. The paper also explains, more specifically, how North Korea has used the negotiating process with the U.S. to achieve its objectives. Nuclear negotiations have followed a repeating cycle, with North Korea: (1) getting to the negotiating table; (2) agreeing to a freeze under a system of verification; (3) obstructing the verification process intended to monitor the freeze and then (4) blaming the U.S. for the ultimate collapse of the agreement while continuing to advance its weapons program. Finally, the paper uses the ‘repeating cycle’ framework above to assess events that have occurred during the Trump administration in order to predict probable future outcomes.
Topic:
Nuclear Weapons, Treaties and Agreements, War, and Conflict
Political Geography:
Asia, South Korea, North Korea, North America, and United States of America

48. The Domestic Politics of Nuclear Choices

Author:
Elizabeth N. Saunders
Publication Date:
10-2019
Content Type:
Journal Article
Journal:
International Security
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
When and how do domestic politics influence a state's nuclear choices? Recent scholarship on nuclear security develops many domestic-political explanations for different nuclear decisions. These explanations are partly the result of two welcome trends: first, scholars have expanded the nuclear timeline, examining state behavior before and after nuclear proliferation; and second, scholars have moved beyond blunt distinctions between democracies and autocracies to more fine-grained understandings of domestic constraints. But without linkages between them, new domestic-political findings could be dismissed as a laundry list of factors that do not explain significant variation in nuclear decisions. This review essay assesses recent research on domestic politics and nuclear security, and develops a framework that illuminates when and how domestic-political mechanisms are likely to affect nuclear choices. In contrast to most previous domestic arguments, many of the newer domestic-political mechanisms posited in the literature are in some way top-down; that is, they show leaders deliberately maintaining or loosening control over nuclear choices. Two dimensions govern the extent and nature of domestic-political influence on nuclear choices: the degree of threat uncertainty and the costs and benefits to leaders of expanding the circle of domestic actors involved in a nuclear decision. The framework developed in this review essay helps make sense of several cases explored in the recent nuclear security literature. It also has implications for understanding when and how domestic-political arguments might diverge from the predictions of security-based analyses.
Topic:
Security, Arms Control and Proliferation, Nuclear Weapons, Treaties and Agreements, International Security, Domestic Politics, and Nonproliferation
Political Geography:
Russia, United States, China, Iran, and North Korea