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1. Georgia’s Europeanization challenged from within: Domestic foreign policy discourses and increasing polarization

Author:
Salome Minesashvili
Publication Date:
08-2021
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
Georgia`s foreign policy, especially the implementation of international agreements, is best understood in the context of domestic contestation among alternative foreign policy views. • Nativist views exert increasing influence on the Georgian public. Georgia’s European partners should engage the Georgian public through civil society support and people-to-people contacts, to build trust and facilitate open debate. • The exclusive character of differing foreign policy positions further fuels the extreme political polarization. The government and opposition should be encouraged to come together over shared democratic values, instead of playing up the differences. • Pluralism and tolerance should be encouraged in the public and media debate.
Topic:
Foreign Policy, Treaties and Agreements, Public Opinion, Europeanization, and Polarization
Political Geography:
Russia, Europe, Eurasia, and Georgia

2. Trade and trust: the role of trade in de facto state conflict transformation

Author:
Tamta Gelashvili, Helge Blakkisrud, and Nino Kemoklidze
Publication Date:
02-2021
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
De facto states – unrecognized secessionist entities that eke out a living on the margins of the international system – are often heavily dependent on external patron states for economic aid and investment. When the parent state – the state that the de facto state seeks to break away from – responds to the secessionist attempt by imposing sanctions or economic blockades, this further exacerbates such dependency. Moreover, due to their lack of international recognition, de facto states often have limited opportunities to engage with the outside world beyond the patron and the parent state. However, closer examination of one such de facto state, Abkhazia, reveals that de facto states can enjoy some bounded independent economic agency. Abkhazia’s maneuvering between Russia as “patron,” Georgia as “parent state,” and the wider international community (here exemplified by the EU) in the sphere of trade and economic interaction has important implications for de-facto state conflict transformation.
Topic:
Conflict Resolution, Economics, Emerging States, and Trade
Political Geography:
Russia and Eurasia

3. Russian energy and grand strategy

Author:
Jakub M. Godzimirski
Publication Date:
01-2021
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
This Policy Brief presents the most recent data on the performance of the Russian energy sector and discusses its strategic importance in the current setting.
Topic:
Security, Energy Policy, and Grand Strategy
Political Geography:
Russia and Eurasia

4. What threatens NATO – and what members can do? The case of Norway and Poland

Author:
Jakub M. Godzimirski
Publication Date:
03-2021
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This research paper examines the critical external and internal challenges that faced NATO at its 70th anniversary, and how the policies of two members – Norway and Poland – can influence the internal cohesion of the Alliance and thus its ability to provide security to all its members. The survival of NATO as a viable security actor will depend on its capacity to maintain internal cohesion, a crucial factor influencing its ability to address external risks, challenges and threats in the increasingly turbulent international environment. This study places the debate in the broader context of discussion on alliance survivability in general, maps the external and internal challenges facing the Alliance after seven decades of its existence, and examines possible risks that the policies of Norway and Poland may pose to NATO’s internal cohesion and thus its ability to react to external challenges.
Topic:
Security, NATO, and Alliance
Political Geography:
Europe, Norway, and Poland

5. Resilience in the age of crises

Author:
Mathilde Tomine Eriskdatter Giske
Publication Date:
03-2021
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This research paper examines the concept 'resilience' as a response to the constantly changing environments and turbulence of the world. While resilience is used by several international organisations and nation states, there is still a lack of consensus regarding what the concept really means – it denotes both resisting change and being willing to adapt at the same time. This paper offers some clarity and argues that a temporal dimension is needed when applying the concept of resilience.
Topic:
Security, NATO, International Organization, European Union, Pandemic, Resilience, and COVID-19
Political Geography:
Europe

6. Governance, Social Policy, and Political Economy: Trends in Norway’s Partner Countries

Author:
Stein Sundstol Eriksen
Publication Date:
04-2021
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
In 2017–2018, NUPI (the Norwegian Institute of International Affairs) headed a project where political economy analyses were undertaken in eleven of Norway’s partner countries. These analyses were published as eleven separate reports. The reports focused on power relations and political developments in the partner countries, but they also analyzed the nature of governance. After the publication of the World Bank’s Worldwide Governance Indicators for 2019, the MFA approached NUPI and requested that we summarize the findings of this report for Norway’s eleven partner countries and assess these findings in light of the political economy analyses. We were also asked to investigate whether there were any connections between the nature and quality of governance on the one hand, and the nature of social policies and the human rights situation on the other. This report presents the findings of this assessment of the governance scores in the light of the above-mentioned political economy analyses. The report is structured as follows: Firstly, after briefly describing the governance indictors used by the World Bank, we summarize the eleven countries’ scores on the various governance indicators. Secondly, we assess the evolution of governance in the eleven countries, by comparing the scores in the 2019 report with those from 2011. Thirdly, we summarize the findings of the political economy analyses of the eleven countries and discuss how they fit with the governance scores. Finally, we present the eleven countries’ expenditure on social policies, as reported in the ILOs World Social Protection Report, and the human rights situation for the partner countries, and then describe how these findings relate to the governance scores.
Topic:
Development, Economics, Political Economy, Governance, and Social Policy
Political Geography:
Africa, Europe, and Norway

7. Reviewing Jihadist Governance in the Sahel

Author:
Natasja Rupesinghe, Mikael Hiberg Naghizadeh, and Corentin Cohen
Publication Date:
05-2021
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
The ways in which jihadist insurgents in the Sahel govern is rarely considered in the academic literature. They have often been portrayed as ‘Islamic terrorists’, who achieve their objectives by using brutal force against the civilian population and who finance their activities through criminal networks and activities. However, scattered empirical evidence reveals a different picture. Jihadist insurgents, like other insurgent groups, often use a variety of strategies to rule territory and populations. The scale, character and form of how such groups govern differs not only between countries but also at the sub-national level within the same group. Nevertheless, until recently jihadist insurgent governance in Africa and particularly the Sahel region has largely been overlooked. This synthesis reviews the existing literature on jihadist governance in West Africa, with a particular emphasis on the understudied region of the Sahel. The review is organised as follows: first, we clarify key concepts and provide definitions. Second, we provide a brief overview of Islam and politics in the Sahel, contextualising the rise of Salafist-jihadism as well as historical cases of jihadist governance. Third, we provide a brief overview of the literature and synthesise the existing research on jihadist insurgent governance in the Sahel. Fourth, we examine some key cases of jihadist governance in northern Mali, Nigeria and the Liptako-Gourma region straddling Mali, Burkina Faso and Niger. Finally, we conclude by summarising our findings, discussing the implications for the study of civil war and insurgency and consider avenues for future research.
Topic:
Conflict Resolution, Terrorism, Governance, and Jihad
Political Geography:
Africa

8. The European Defence Fund and Norway

Author:
Karsten Friis
Publication Date:
10-2020
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
The establishment of the European Defence Fund (EDF) represents an important step towards a more coherent European security architecture. It is broadly recognised that Europe needs to reduce duplication between, as well as the number of, weapons systems and platforms. The EU recently opened up for associated countries to participate in the Fund, but the Norwegian government has failed to set aside money for the EDF, despite official policy to participate.
Topic:
Security, Defense Policy, European Union, and Trade
Political Geography:
Europe and Norway

9. Russia’s view of Georgia: a NATO proxy yet again?

Author:
Julie Wilhelmsen
Publication Date:
12-2020
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
After the crises in Ukraine, and despite the Georgian government’s allegedly more pragmatic attitude towards Russia, official statements from Moscow increasingly project Georgia as hostile. This may be the result of the Kremlin stepping up a propaganda campaign to put pressure on Georgia, but it is also linked to growing perceptions of Georgia as becoming an agent of NATO. Moreover, Russia’s increasingly insistent rhetorical and practical support for the independent status of the two Georgian breakaway republics, Abkhazia and South Ossetia, is still framed with reference to Kosovo as a tit-for-tat in a conflict with the West. In parallel with this hardening in Russian views, there is hardly any diplomatic contact between Russia and Georgia. The regional multilateral frameworks have become dysfunctional, obstructed by polarization. Further Georgian NATO integration could entail an increasing risk of war, unless frank discussions and engagement with Russia can be promoted.
Topic:
Security, Foreign Policy, NATO, and Proxy War
Political Geography:
Russia, Europe, Eurasia, and Georgia

10. Brothers in Arms and Faith? The Emerging US-Central and Eastern Europe ‘Special Relationship’

Author:
Vibeke Schou Tjalve and Minda Holm
Publication Date:
01-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
In this policy note, we explore the nature, strength and tensions of the contemporary US-Central Eastern Europe relationship. We describe the expanding US-CEE ‘brotherhood in arms’: growing trade relations, intensified military cooperation, and rekindled diplomatic ties. Further, we unpack the striking and largely ignored dimensions of the US-CEE ‘brotherhood in faith’: the many ways in which the United States and Central and Eastern Europe are tied together by overlapping ideologies of national conservatism and a particular version of Christian ‘family values’. This involves addressing the complexities of an increasingly influential and ambitious Visegrád Group, whose key players – Poland and Hungary – may be brothers, but are by no means twins. It also means raising some broader, burning discussions about the future of NATO and the meaning of ‘Europe’. Universalist, multicultural and postnational? Or conservative, Christian and sovereigntist?
Topic:
International Relations, Foreign Policy, NATO, Military Affairs, and Trade
Political Geography:
Eastern Europe, North America, Central Europe, and United States of America

11. China’s role in the Sustainable Development Agenda: Considerations for Norway

Author:
Hans Jørgen Gåsemyr
Publication Date:
03-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
China’s role as an international development actor is growing, with real and increasing potential to impact Sustainable Development Goals (SDG). On some issues, Chinese initiatives align well with Norwegian interests, but China’s approach to development also diverges on some key practices and norms. While Chinese international efforts meet mixed reactions, Norway should stake out its own course for when and how to engage with China over SDGs.
Topic:
Development, International Organization, United Nations, and Sustainable Development Goals
Political Geography:
China, Europe, Norway, and Asia

12. COVID-19 and the African Union. Challenges, prospects and side-effects

Author:
Cedric H. de Coning
Publication Date:
04-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
The African Union is coordinating the effort to contain the spread of COVID-19 in Africa, but the measures introduced are also significantly disrupting the reforms, programmes and operations of the AU.
Topic:
International Organization, African Union, and COVID-19
Political Geography:
Africa

13. Russian approaches to military technology. The Northern dimension

Author:
Jakub M. Godzimirski
Publication Date:
04-2020
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
This policy brief presents the main findings of a project on Russian approaches to technological challenges, and the implications for security developments in the High North. It begins by examining the Russian debate on the technological challenges identified as posing a threat to national security by the country’s policymakers. Next, it explores how these challenges have been dealt with by Russia in the post-2014 context, paying special attention to developments in the field of military technology and how President Putin has taken advantage of these to address questions of strategic balance. Finally, the brief sets out the strategic implications for Norway, as NATO’s representative in this northern corner and Russia’s direct neighbour.
Topic:
Development, Military Affairs, and Vladimir Putin
Political Geography:
Russia and Norway

14. The impact of COVID-19 on the performance of peace operations

Author:
Cedric H. de Coning
Publication Date:
04-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
Between the African Union, European Union, OSCE, NATO and United Nations there are approximately 160,000 civilian, police and military personnel deployed in more than 50 missions. These missions have all been forced to take unprecedented steps to adapt and cope with the COVID-19 pandemic. This may be just the beginning and much more significant reductions and changes in the way these operations function may be needed over the coming months.
Topic:
United Nations, International Affairs, European Union, African Union, and COVID-19
Political Geography:
Africa

15. China, India and the political economy of medical supplies

Author:
Stein Sundstol Eriksen
Publication Date:
04-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
Summary: • The pandemic and lockdowns threaten the supply of medicines, especially from India • Poor countries relying on supplies of cheap Indian medicines are especially vulnerable • New medicines and vaccines are likely to be developed and patented by Western companies and will be expensive. • Norway should help fund the supply of medicines and promote reforms of patent rules to make medicines more affordable
Topic:
Political Economy, Asia, Vaccine, Pandemic, and COVID-19
Political Geography:
China, South Asia, India, and Asia

16. Lessons from the Ebola Crisis in West Africa: Community engagement, crisis communication and countering rumours

Author:
Frida Bjørneseth, Morten Bøås, Henriette U. Erstad, Alessia Iocchi, and Kari M. Osland
Publication Date:
04-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
What lessons can we draw from the 2014-2016 Ebola crisis in Guinea, Liberia, Sierra Leone? While both the outbreak itself and the context is different, there are enough similarities between the Ebola crisis and COVID-19 to extract useful lessons and best practices. In this research note, the focus is on three key lessons from the Ebola experience: community engagement, crisis communication and countering the rumour mill. In the world’s most fragile states, an uncontrolled outbreak of COVID-19 would have devastating consequences for the population. In a scenario where the spread of the coronavirus is under control in large parts of the world, the survival of COVID-19 in fragile states would also most certainly be a source for new waves of infections to the rest of the world. Not only do fragile states lack capacity to react adequately on their own, but their ability to utilise external support and assistance is limited due to low absorption capacity.
Topic:
Ebola, Crisis Management, Public Health, and COVID-19
Political Geography:
Africa and West Africa

17. Preventing Organized Crime. The Need for a Context-Sensitive, System-Wide Approach.

Author:
Kari M. Osland and Arthur Boutellis
Publication Date:
04-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
Recent years have seen important developments regarding the UN Security Council and the UN Secretariat. The Security Council, which has increasingly recognized organized crime as a serious threat to international peace and security—especially in relation to terrorism—has begun using sanctions to deal with organized crime and trafficking in Mali and Libya. Further, serious and organized crime (SOC) police units have been established in several UN field operations, including in the Central African Republic, the Democratic Republic of the Congo, and Mali. However, there is still no UN-wide policy on organized crime, and the issue has been conspicuously absent from recent strategic documents such as the Action for Peacekeeping Declaration (A4P). This report argues that there is need for a UN system-wide approach to peace operations for preventing and addressing organized crime, and its links to terrorism. To achieve this, UN member states and the UN Secretariat should seek to consolidate and broaden its nascent law enforcement capacity- building police approach into a context sensitive, system-wide approach. Six specific recommendations for the way forward are offered.
Topic:
Conflict Resolution, Security, International Organization, United Nations, Peace, and Organized Crime
Political Geography:
Global Focus

18. COVID-19 will change the way the UN conducts peacekeeping operations in the future Published: 6 May 2020

Author:
Cedric H. de Coning
Publication Date:
05-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
The COVID-19 pandemic has significantly disrupted UN peacekeeping operations. In the short-term, activities have been reduced to the most critical, rotations have been frozen, and most staff are working remotely. Most of the missions have adapted remarkably well, but even more extreme changes are likely in the medium term, as the global economic recession that will follow in the wake of the virus may force UN peace operations to drastically contract in size and scope.
Topic:
United Nations, Peacekeeping, Peace, and COVID-19
Political Geography:
Africa and Global Focus

19. The Impact of Covid-19 on the Women, Peace and Security Agenda.

Author:
Kari M. Osland, Maria Gilen Røysamb, and Jenny Nortvedt
Publication Date:
05-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
Summary: • Women appear to be disproportionately affected by Covid-19 • Pushback on global commitment to gender equality • Gender equality and human development are correlated: focussing on gender equality will have a catalytic effect on the SDGs • The increasing strain on peace operations is likely to have a negative effect on the WPS agenda.
Topic:
Security, International Organization, United Nations, Women, Peace, Pandemic, and COVID-19
Political Geography:
Global Focus

20. Conventional arms control on the Korean Peninsula: The current state and prospects

Author:
Yong-Sup Han
Publication Date:
05-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
At the end of 2017, the Korean Peninsula reached the brink of a nuclear war, as the US president Donald Trump and the North Korean leader Kim Jong-un exchanged words of nuclear threats each other. A tug of war as to whose nuclear button is bigger and stronger exacerbated the nuclear crisis. However, the South Korean President Moon Jae-in intervened to resolve the crisis by taking advantage of the Pyeongchang Winter Olympics. In doing so, President Moon intended to pursue denuclearisation and peace-building on the Korean Peninsula at the same time. North Korean Chairman Kim Jong-un responded positively to the South Korean call to hold the inter-Korean summit and the Trump-Kim summit. In order to end the Korean war and promote peace-building on the Korean Peninsula including termination of hostile acts on inter-Korean relations, the two Koreas adopted the April 27 Panmunjom Declaration, the September 19th Pyongyang Joint Declaration and the Inter-Korean Military Agreement at their summit in 2018. The Military Agreement is aimed at reducing tension and building trust between the two Koreas through conventional arms control, while the North Korean nuclear issue is being resolved through the US-DPRK summit. The September 19th Military Agreement is a modest but remarkable success in arms control history when compared with a long-term stalemate or even retreat in the contemporary international arms control arena. Indeed, arms control is at its lowest point in history, so dim are its prospects. Nevertheless, heated debates are taking place, both at home inside South Korea and abroad, over the legitimacy and rationality of the Sept. 19th Military Agreement. With little progress on the denuclearisation issue at the Kim-Trump summit and no sign of easing economic sanctions on Pyongyang, North Korea has test-fired short-range missiles ten times to exert pressure on the United States, undermining peace and stability on the Korean Peninsula. Against this backdrop, this policy brief intends to analyse the true meaning of the September 19 Military Agreement between the two Koreas, to identify its problems and policy implications in order to draw up supplementary measures to implement it successfully. Furthermore, the paper will draw some implications for the relationship between progress on North Korea’s denuclearisation issue and further conventional arms control on the Korean Peninsula.
Topic:
Conflict Prevention, Security, Arms Control and Proliferation, and Treaties and Agreements
Political Geography:
South Korea, North Korea, North America, and United States of America

21. COVID-19 in Latin America: Challenges, responses, and consequences

Author:
Peder Østebø and Vegard Bye
Publication Date:
05-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
While containment efforts were quickly implemented in many countries, COVID-19 may still prove to have a long-lasting effect in Latin America, a region already marked by economic disarray and political instability. Economic projections suggest that Latin American economies will be among the most affected by the current halt in global trade and consumption. As many countries have recently faced political turmoil, massive containment efforts raise a number of questions on legitimacy and citizen-state relations. In some countries, democratic processes essential for the upholding of democratic legitimacy have been halted. In Brazil, the central government’s handling of the crisis has been an important factor contributing to a severe political crisis. A geopolitical vacuum may provide China with an opportunity to increase its importance for the region.
Topic:
Economics, Geopolitics, Pandemic, COVID-19, and Destabilization
Political Geography:
China and Latin America

22. The spiralling effects of the Sino-American trade war

Author:
Marc Lanteigne
Publication Date:
06-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
Almost two years ago, China and the United States instigated a trade conflict which has had serious international effects, a situation since exacerbated by the Covid-19 pandemic. What has truly made a solution to this conflict elusive, however, is that its origins lie well beyond questions of trade deficits and fair competition, and are instead based on the looming question of a power transition between to the two states. The effects of this divergence are beginning to be observed in several economic realms, including the financial and the technological. Many other actors in the global economy have begun to experience the side effects of this completion, and may now have to face difficult choices about how to balance between these two emerging poles in the current fragile global economy.
Topic:
Economic Growth, Conflict, Trade, and COVID-19
Political Geography:
China, Asia, North America, and United States of America

23. Intergovernmental checkmate on cyber? Processes on cyberspace in the United Nations

Author:
Erik Kursetgjerde
Publication Date:
10-2020
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
Cyberspace is an increasingly controversial field on the international agenda. Despite the fact that processes on the thematic have been going on in the UN since 1998, a more significant international agreement is needed on what basic principles should apply in cyberspace. Small states have the opportunity of pushing cybersecurity as a thematic priority in the United Nations Security Council – a path Norway could pursue in its forthcoming 2021–2022 Security Council term. The attribution of the assumed Russian cyber operations toward the Norwegian parliament earlier this year actualizes the addressing of the issue in the Council. The policy brief discusses the GGE negotiations on cyberspace in 2015 and 2017 - and gives policy recommendations on the way forward.
Topic:
United Nations, International Affairs, and Cyberspace
Political Geography:
Global Focus

24. In the shadow of the virus Varieties of power in the COVID-19 crisis in Venezuela

Author:
Peder Østebø
Publication Date:
12-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
While all states face massive challenges when responding to COVID-19, some are in a more precarious position than others. In Venezuela, the pandemic arrived at the worst possible time for its citizens. Facing one of the deepest economic crises outside of wartime in recent years, its consequences have spilled over to all aspect of social life.1 However, the timing seems to have suited the leaders of the Venezuelan regime well. Rather than constituting a threat to the stability of a regime that has lost both democratic legitimacy and the capacity to provide services and security, the government of Nicolas Maduro (2013-present) has seemingly managed to consolidate itself after several years of instability. The starting point of the discussion is an apparent paradox: how can a regime with neither legitimacy nor capacity, two commonly invoked criteria for effective crisis management, strengthen itself during a crisis such as that spurred by COVID-19? The brief presents an overview of how the Venezuelan regime has responded to COVID-19, and how the government of Nicolás Maduro has applied different strategies to consolidate a favorable political status quo. It takes as its starting point three concepts, namely “state capacity,” “legitimacy,” and “power,” all of which are frequently upheld as fundamental for understanding the varying ways in which states have responded to the pandemic. It highlights how relative power relations have shifted in recent years, and how the pandemic has contributed to skewing the balance of power further in favor of the Maduro government.
Topic:
Government, Health, Crisis Management, and COVID-19
Political Geography:
South America, Central America, and Venezuela

25. Measuring Russia’s attention to Europe and the world

Author:
Kristian Lundby Gjerde
Publication Date:
12-2020
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
Based on a mapping of mentions of country names in more than 30,000 Russian official speeches, press conferences, meeting transcripts, and official statements, this brief provides insights into changes to Russia’s engagement with the world during the 21st century. Without disentangling the subtleties of relations – such as their security, economic, or cultural dimensions and their benign or adversarial features – this approach allows the brief to sketch answers to questions that would otherwise be left to guesswork.
Topic:
International Relations, Security, Economics, and Culture
Political Geography:
Russia, Europe, and Eurasia

26. Brothers in Arms and Faith? The Emerging US-Central and Eastern Europe ‘Special Relationship’

Author:
Vibeke Schou Tjalve and Minda Holm
Publication Date:
02-2020
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
In this policy note, we explore the nature, strength and tensions of the contemporary US-Central Eastern Europe relationship. We describe the expanding US-CEE ‘brotherhood in arms’: growing trade relations, intensified military cooperation, and rekindled diplomatic ties. Further, we unpack the striking and largely ignored dimensions of the US-CEE ‘brotherhood in faith’: the many ways in which the United States and Central and Eastern Europe are tied together by overlapping ideologies of national conservatism and a particular version of Christian ‘family values’. This involves addressing the complexities of an increasingly influential and ambitious Visegrád Group, whose key players – Poland and Hungary – may be brothers, but are by no means twins. It also means raising some broader, burning discussions about the future of NATO and the meaning of ‘Europe’. Universalist, multicultural and postnational? Or conservative, Christian and sovereigntist?
Topic:
Diplomacy, International Cooperation, Conservatism, Alliance, Ideology, Christianity, and Trade Policy
Political Geography:
United States, Eastern Europe, and Central Europe

27. The Civilian Casualty Tracking Analysis and Response Cell in the African Union Mission in Somalia: an emerging best practice for AU peace support operations?

Author:
Natasja Rupesinghe
Publication Date:
01-2019
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
The Civilian Casualty Tracking Analysis and Response Cell (CCTARC) tracks harm to civilians caused by the African Union Mission in Somalia’s (AMISOM) operations including death, injury, Sexual Exploitation and Abuse (SEA) and damage to property including livestock. The cell faces three main types of challenges: • Structural: the sectoral composition of AMISOM hinders effective exchange of information. • Operational: there is no fund to pay amends to victims. • Political: in the midst of competing strategic pressures, the CCTARC has not been adequately prioritised by the mission, African Union Commission, Troop Contributing Countries, and donors.
Topic:
International Organization, Regional Integration, Peace, Civilians, and African Union
Political Geography:
Africa and Somalia

28. Military Offensive Cyber-Capabilities: Small-State Perspectives

Author:
Lilly Pijnenburg Muller
Publication Date:
01-2019
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
This Policy Brief provides an overview of the military cyber-defence strategies and capabilities of Norway and of the Netherlands. Comparison of the two different approaches offers insights into their differing tactics and future policy directions. The Brief contributes with a small-state perspective on this malleable and constantly changing field, nuancing the hitherto US-centred debate on the utility and need for deterrence and defence in cyberspace.
Topic:
Defense Policy, Military Affairs, Cybersecurity, and Deterrence
Political Geography:
Norway, Netherlands, and United States of America

29. Finding a European response to Huawei’s 5G ambitions

Author:
Valentin Weber
Publication Date:
05-2019
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
This policy brief suggests that European countries should institute national reviewing boards overseen by intelligence agencies to vet Huawei equipment. If that is not feasible due to a lack of resources or capabilities especially among smaller countries, European governments should consider pooling resources and create a common reviewing board. This would also prevent duplication of efforts on national levels. European authorities should also demand from Huawei to clearly separate its international from its domestic business operations in order to further reduce the risk to the confidentiality, integrity, and availability of European mobile networks.
Topic:
Security, Science and Technology, Business, 5G, and Huawei
Political Geography:
China and Europe

30. The Arctic Council and US domestic policymaking

Author:
Elana Wilson Rowe and Helge Blakkisrud
Publication Date:
03-2019
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
One widely recognized achievement of the Arctic Council and its various working groups has been the production of collectively generated assessments on Arctic problems. Assessment reports such as the Arctic Climate Impact Assessment (ACIA) provide an important baseline of shared knowledge for making collective circumpolar policy recommendations. But how does the knowledge produced through Arctic Council working groups figure into the policymaking of the Arctic states? This is an important question for understanding Arctic politics and the relationship between national decisionmaking and international relations more generally. Much of what the Arctic Council produces is in the form of recommendations, declarations of intent, and commitments to "best practices" in areas of shared interest and activity. While in recent years the Council has produced three binding agreements covering specific functional areas—search and rescue (2011), oil pollution preparedness and response (2013),and science cooperation (2017)—much ongoing Arctic collaborative work falls outside of these areas. This policy brief explores how science/policy outputs of and discussions at the Arctic Council fit into the Arctic political discourse of the USA, with an emphasis on key actors within the executive branch: the White House, the Department of the Interior, and the Environmental Protection Agency.
Topic:
Climate Change, Diplomacy, Energy Policy, Domestic Policy, and Arctic Council
Political Geography:
Russia, Europe, Eurasia, Asia, North America, Arctic, and United States of America

31. Should I stay or should I go? Security considerations for members leaving al-Shabaab in Somalia

Author:
Ingvild Magnaes Gjelsvik
Publication Date:
05-2019
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
The Somali jihadi organization al-Shabaab, yet again featured in the news internationally when they attacked a business and hotel complex in Nairobi 15 January this year. This is not the first time the group carries out largescale attacks outside the Somali boarders. Other examples are the Garissa University College attack in 2015, the mass shooting at Westgate shopping mall in Nairobi in 2013 and the Kampala attacks in 2010. However, the majority of the atrocities committed by al-Shabaab take place in South Central Somalia. The Global Terrorism Index 2018 ranked Somalia as number 6 on its list of countries most impacted by terrorism in 2017.1 Al-Shabaab was behind the deadliest terrorist attack in 2017 worldwide, when a suicide bomber detonated an explosives-laden truck, killing 587 people in Mogadishu. Although al-Shabaab has had several military setbacks the last few years, the group still poses a significant threat to security and stability in the region. As the name al-Shabaab (‘the youth’) indicates, young people predominate in the group. This means that thousands of individuals spend parts of their youth in al- Shabaab. The question then arises: how to best assist the ones who want to leave the group?
Topic:
Security, Terrorism, Violence, and Al Shabaab
Political Geography:
Africa and Somalia

32. Why Franco-German leadership on European defense is not in sight

Author:
Barbara Kunz
Publication Date:
05-2019
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
Emmanuel Macron, already as a presidential candidate, bet heavily on Europe and the Franco-German tandem. This choice, which required a certain amount of political capital, resulted in a number of initiatives, many of them outlined in his September 2017 Sorbonne speech. It also resulted in the bilateral Aachen Treaty Macron and Angela Merkel signed in January 2019, intended to renew the 1963 Elysée Treaty. But the pomp surrounding the signing ceremony in Aachen barely hides the fact that things are not going too well in Franco-German relations. Frustration with Berlin has reached new peaks in Paris, not least due to Germany’s failure to provide an “answer” to Macron’s vision for Europe. When the Christian Democrats’ new president, Annegret Kramp-Karrenbauer, wrote a debate article in March 2019, this was widely considered too little too late – in addition to the protocol faux pas of a party president without any government position responding to a head of state. It seems clear that Germany is not willing to embark on a great journey toward “refounding Europe” together with Macron’s France, although Paris and Berlin of course do cooperate on many issues.
Topic:
Security, Defense Policy, and NATO
Political Geography:
Europe, France, and Germany

33. 50 Years After the Moon Landing:Why Europe Should Lead the Next 50

Author:
Mai'a K. Davis Cross
Publication Date:
12-2019
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
50 years since the first astronauts stepped foot on the moon, it would be easy to be complacent about human space exploration today. After all, humans have not ventured out of low-earth orbit since 1972. Achievements in space since the Apollo missions have flown under the radar for most of the regular public. However, the world is actually in a very different place now than it was 50 years ago, when the Soviet Union and United States were the sole spacefaring powers. Today, 72 countries have space programs, 14 have launch capability, and six have highly developed space capabilities (China, Europe, India, Japan, the US, and Russia). Space agencies, private commercial entities, international organizations, amateur space enthusiasts, multi-national corporations, and public-private partnerships comprise the diverse landscape of actors involved in space today. The total global space economy is estimated to be well over $383.5 billion.1 In particular, the European space industry is one of the largest in the world, and contributes around €53-62 billion to the European economy. Manufacturing is a significant part of this, with European companies producing around one-third of the world’s satellites.2 Within 10 years, it is expected that there will be a thriving low-earth orbit eco-system, space tourism, a permanent moon base, and shortly thereafter, a manned trip to Mars.
Topic:
Science and Technology and Space
Political Geography:
Europe and United States of America

34. Business as usual? The private sector’s changing role in Arctic environmental governance

Author:
Elana Wilson Rowe, Christian Prip, and Svein Vigeland Rottem
Publication Date:
12-2019
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
How has the private sector engaged in crossborder Arctic diplomacy? Despite a focus on business actors as targets of policy recommendations from the Arctic Council and an increased attention on the importance of engaging with the private sector, we find that business actors have not yet been heavily involved in shaping Arctic governance outcomes. The brief concludes with recommendations as to how the capacity of the private sector can be engaged to secure better Arctic environmental governance.
Topic:
Diplomacy, Environment, Governance, Business, and Private Sector
Political Geography:
Arctic

35. China’s Export Success: Due to Unfair Practices or Fair Competition?

Author:
Rolf Langhammer
Publication Date:
10-2019
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
Compared with previous ratings, China’s trade policy today is more positively acknowledged. Yet, China can still be criticised in particular because of its non-transparent subsidy policy, the privileged role of state-owned enterprises, the heavy hand of the state in general, the sluggish enforcement of intellectual property rights, and the prevalence of non-tariff barriers. Yet, it cannot be ignored that Chinese entrepreneurship mentality is highly developed outside state interference in world markets. Especially, in the digital economy, high motivation and a large pool of human skills act as drivers of innovations, so far mainly process innovations. The trade war with the US hurts China and is responded by China with asymmetrical retaliation. The more Chinese exports to the US in total are affected, the more costs will have to be borne by US consumers as options to shift to alternative suppliers become weaker. What President Trump would see as a “good” deal for the US is unclear. It can be thus presumed that the trade war will continue into 2020 and that it is in fact a tech war. The EU is affected as EU companies produce in China for the US market and in the US for the Chinese market. While it might gain from trade diversion effects in the short run, the negative effects on investment due to uncertainty weigh more heavily. The EU is tempted to negotiate a free trade agreement with China but rightly refuses to start negotiations before China is prepared to conclude an agreement on investment. The EU should not see China and the US on equidistance. Workable relations with the US are much more important. To conclude, China’s trade policy has improved relative to Western standards but still warrants further steps towards much less state influence. Yet, its global competiveness especially in the state-of-the-art digital economy is high and is owed to a strong entrepreneurial mentality.
Topic:
Economics, European Union, Asia, Exports, Trade, and Strategic Competition
Political Geography:
China, Europe, Asia, and United States of America

36. State-owned Enterprises and the Trade Wars

Author:
Przemysław Kowalski
Publication Date:
11-2019
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
Do state-owned enterprises (SOEs) and state capitalism create unfair competition in international markets? Empirical evidence surveyed in this brief suggests that from the turn of the century, state-owned enterprises (SOEs) indeed started competing increasingly with private firms, trading across borders and establishing themselves abroad through foreign direct investment. Some SOEs benefited from government-granted advantages unavailable to their private peers. International legal disputes involving SOEs have multiplied, and discussions of new trade and investment policy initiatives aiming to discipline SOEs have emerged. However, opinions differ as to what are the best policy approaches. The OECD Guidelines on SOEs would go a long way towards maintaining an international level playing field, but these are not mandatory and therefore unevenly implemented. WTO law gives countries freedom in managing their SOEs and focuses instead on disciplining government actions which may distort competition in international markets, irrespective of their ownership status. Some recent preferential trading agreements (PTAs) have included new SOE-specific disciplines that may influence future policy developments. On-going concerns about the allegedly unfair trade practices in emerging market economies with large state sectors, most notably China, are likely to strengthen the pressure for a closer scrutiny of SOEs and a development of new national and international disciplines. Improved transparency and disclosure are likely to be a common denominator of these new initiatives.
Topic:
Economics, Globalization, and Trade
Political Geography:
Asia

37. The risks of being an ally

Author:
Jakub M. Godzimirski
Publication Date:
11-2018
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
States join security alliances to increase their level of security vis-à-vis neighbours that may pose a threat. The deterrence logic that was the main rationale for joining NATO in 1949 still represents the cornerstone of Norway’s security policy. However, belonging to a military alliance can also pose challenges. This policy brief focuses on some possible negative spillover effects that could emerge from being member of a military alliance. The focus here is on current challenges within NATO, and the possible implications for Norway. First, we present a broader conceptual framework. What are the internal and external challenges facing NATO? How do NATO and its members deal with them? We then proceed to the implications for Norway. Due to structural factors that shape relations in Norway’s strategic environment – including the location of Russian strategic bases close to the border, and the clear asymmetry in capabilities – negative developments in other regions and theatres may influence Norwegian security directly. We argue that, in order to minimize the likelihood of negative trends spilling over to Norway’s strategic neighbourhood, it is important to communicate the special features of this neighbourhood clearly to other members of the alliance. Further, to facilitate intra-alliance trust and cohesion, Norway should also emphasize NATO’s internal, shared value-base, in order to make the alliance better prepared to meet external security challenges.
Topic:
Security, Defense Policy, NATO, and Alliance
Political Geography:
Russia and Eurasia

38. How the New Cold War travelled North (Part I) Norwegian and Russian narratives

Author:
Julie Wilhelmsen and Kristian Lundby Gjerde
Publication Date:
12-2018
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
The standoff between Russia and the West over Ukraine has already obstructed cooperation across a range of issues. Could it also affect state interaction between Norway and Russia in the Arctic—an area and a relationship long characterized by a culture of compromise and cooperation? In two policy briefs we examine changes in how Russia and Norway have approached each other in the Arctic in the period 2012–2016. This first brief presents the development of official Norwegian and Russian narratives on the relations between the two countries in the Arctic. Such narratives stipulate logical paths for action. Showing how Norwegian and Russian policies have changed in line with these narratives, we conclude that what some refer to as “the New Cold War” is indeed spreading to the Arctic.
Topic:
Cold War, Diplomacy, International Cooperation, and Territory
Political Geography:
Russia, Eurasia, and Arctic

39. How the New Cold War travelled North (Part II) Interaction between Norway and Russia

Author:
Julie Wilhelmsen and Kristian Lundby Gjerde
Publication Date:
12-2018
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
This policy brief examines changing Russian and Norwegian approaches to each other in the period 2012–2016, and discusses how the “New Cold War” spread to the North. This is an intriguing question, since both parties had initially stated that, despite the overall worsening of Russia–West relations following the crises in Ukraine, the North should be protected as a space for peaceful interaction. To address this question, watching and tracking the changing patterns of Russian exercises and military modernization is not enough; understanding the rise in tensions requires studying the effects of the interactions underway between the parties in this region. Three interaction effects need to be taken into consideration in explaining why the tense relations following the conflict in Ukraine spread to the low-tension Northern theatre. In this, we stress the interactive dynamics that ensues when two parties start to view each other as threats, interpreting new moves by the other as expressions of hostile intent. Further, we explain the observed New Cold War “contamination” with reference to domestic policy agendas and practices of decision-making. On both the Norwegian and the Russian sides, the new military posturing in the North, now interpreted as part of a growing conflict, has emerged partly as a side-effect of implementing what actually were longstanding national goals.
Topic:
International Relations, Foreign Policy, Cold War, and Strategic Competition
Political Geography:
Russia, Norway, and Arctic

40. After Crimea: The future of Nordic Defence Cooperation

Author:
Karsten Friis and Håkon Lunde Saxi
Publication Date:
12-2018
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
Nordic Defence Cooperation (NORDEFCO) was originally about cost-effectiveness. The Nordic states sought to work together when training and educating their soldiers, procuring new equipment, and logistically supporting their forces. Faced with a relevantly benign security situation at home, with Russia regarded in principle as a partner, operational military cooperation was primarily about expeditionary operations far from northern Europe. Even if NORDEFCO never became the beacon of Nordic cooperation that some political speeches sought to paint it as, it nonetheless provided the Nordics with a flexible and non-bureaucratic framework through which various forms of defence cooperation could be pursued. Russia’s annexation of Crimea in March 2014, and the subsequent deterioration of Western-Russian relations, changed this. NORDEFCO today is much more about meeting pressing security challenges in the Nordic region. This policy brief explores the potential for further Nordic cooperation. What are the opportunities and constraints? The study is primarily based on seven recent interviews with civilian and military officials, as well discussions with independent security scholars, from all the Nordic countries except Iceland.
Topic:
Foreign Policy, Defense Policy, Regional Cooperation, and Military Affairs
Political Geography:
Russia, Norway, Nordic Nations, and Crimea

41. Building Bridges for Success: Rethinking Peace Operations Training for Complex Environments

Author:
Lotte Vermeij and Sine Vorland Holen
Publication Date:
12-2017
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
Witnessing the changes in armed conflict since the 1990s, several global political-level agendas have emerged, recognizing the growing human suffering from armed conflict and the long-term consequences on societies. These high-level agendas, such as Protection of Civilians (POC), Women, Peace and Security (WPS), and Children in Armed Conflict (CAAC), address crucial issues that fall under a broader human security approach, and are to be addressed by peace operations. As such, they have at an increasing rate been included in strategic level doctrine and policy. The three global UN peace and security reviews published in 2015 stress the need for a shift to more people-centered, inclusive processes, establishing better context awareness, and investing in cooperation with external counterparts significantly. If peace operations are to remain relevant and effective in achieving international peace and security, this needs to be taken into account. This shift within peace operations requires that the preparation and training of peacekeepers follow suit in order to meet the challenges faced in increasingly complex environments. This policy brief therefore advocates for the adoption of an integrated approach to peace operations training, putting greater emphasis on comprehensive, people-centered approaches and contextual analysis.
Topic:
Security, Conflict, and Peace
Political Geography:
Global Focus

42. A perspective on domestic work based on interviews in Lima,Peru

Author:
My Rafstedt
Publication Date:
12-2017
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
his policy brief aims to spark reflection on the conditions of domestic workers, and the importance of independent institutions like trade unions for protecting their rights. Drawing on conversations with domestic workers in Lima, Peru, it shows how particularly those who live with their employees are often subjected to maltreatment. Trade unions perform essential services by informing domestic workers of their labour rights, empowering them to demand these from their employers, and providing legal aid. Parallels are drawn to the au pair programme in Norway. Despite a comprehensive legal framework, au pairs may face similar problems associated with living in the home of the employer, with the additional insecurity of working and living in an unfamiliar country. It is vital that independent organizations for the protection of the rights of au pairs in Norway can continue their work, to limit abusive labour conditions.
Topic:
Trade, Labor Rights, Domestic Work, and Trade Unions
Political Geography:
South America and Peru

43. Wielding influence in a new governance architecture: Norway, the G20 and the 2030 Agenda

Author:
Ole Jacob Sending and Joachim Nahem
Publication Date:
12-2017
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
The G20 is by dint of its membership – the 20 largest economies in the world – an important decision-making body. Moreover, the challenges currently facing established inter-governmental organizations (IGOs) arguably make the G20 even more important. The G20 is perceived as agile, effective and powerful whereas established IGOs – such as the UN and the World Bank - appear to be bogged down by overly bureaucratic rules, organizational inertia, and a lack of resources to fulfil their mandates. This was on display when the G20 convened in Washington DC during the global financial crisis, and its swift actions, in all likelihood, prevented a more severe global crisis.
Topic:
Foreign Policy, Governance, G20, and Crisis Management
Political Geography:
Europe and Norway

44. A Pivot to What? Asia-Pacific Foreign Policy under Trump

Author:
Marc Lanteigne
Publication Date:
12-2016
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
Despite the difficulty in making predictions about an incoming American administration even before the inaugural process has been completed, the first two months since the US elections in November 2016 have already generated a great deal of debate and concern, about uncharted new directions in US foreign policy under president elect Donald Trump. Certainly the new president faces a host of international challenges,including Middle East security and chaotic relations with Russia, but arguably the most critical tests for the incoming government will be found in the Asia-Pacific region. As within other areas of foreign policy, Trump as a candidate oscillated,at times wildly, between interventionism and isolationism in his approach to Pacific Rim affairs, and as the year came to a close there was much watching and waiting in policy circles to see which of these would dominate. In addition, Trump assumes the presidency with the dubious distinction of possessing the lowest amount of foreign policy background in the history of American politics, so there is also the question of his administration’s ‘learning’ curve in crucial areas including the Asia-Pacific, with China relations at the forefront.
Topic:
Foreign Policy, Elections, Military Intervention, Donald Trump, and Isolationism
Political Geography:
China, Asia-Pacific, and United States of America

45. Being Peacekept? The Implicit Assumptions that Hamper the Protection of Civilians

Author:
Niels Nagelhus Schia and Benjamin de Carvalho
Publication Date:
12-2016
Content Type:
Policy Brief
Institution:
Norwegian Institute of International Affairs
Abstract:
Protection of Civilians (PoC) has during the last decade evolved to become an important guideline for international actors in post-conflict and conflict affected societies. While much policy literature has been written on how to better implement the PoC framework, less has been written on the conceptual framework of the protection of civilians and how this fits with local contexts, networks and relationships. Drawing on recent research and empirical material from Afghanistan, Somalia, Liberia, Sudan, Uganda and Colombia this policy brief identifies five implicit assumptions underpinning the Protection of Civilians as conceptualized in the Aide Memoire and UN Security Council resolutions. Through these assumptions we analyze how a skewed conceptual platform for protection implementers paradoxically disconnects protection needs.
Topic:
International Affairs, Peacekeeping, Conflict, and Civilians
Political Geography:
Uganda, Afghanistan, Sudan, Colombia, Liberia, and Somalia

46. Beyond the crisis in Ukraine. Russian and EU perceptions of European security and potential implications for Europe and Norway

Author:
Pernille Rieker and Kristian Lundby Gjerde
Publication Date:
11-2015
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
Recent developments in European security have shown the growing need for a better understanding of the dynamics that may both threaten and ensure security and stability on the European continent. This policy brief is based on the analysis made in a recent NUPI working paper (Rieker & Gjerde 2015) where we present in more detail the differing Russian and European perceptions of European security. In addition to providing an overview of the different perceptions, we also study what happens when the two collide like we have been witnessing in Ukraine. As much of the literature on these issues has been normatively driven, our aim has been to provide an objective presentation and analysis of the dominant Russian and EU discourses. This we see as essential for investigating the potential for constructive dialogue between Russia and the EU.
Topic:
Conflict Resolution, United Nations, and Peacekeeping
Political Geography:
Global Focus

47. Which Way Cuba? Political transformations, social deterioration and attempted dialogue

Author:
Armando Chaguaced and Borghild Tønnessen-Krokan
Publication Date:
03-2014
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This paper attempts to summarize the status of the Cuban reform processes at the end of 2013 (including some elements from early 2014). It is part of a project at the Norwegian Institute of International Affairs, where we are following both the economic reforms and – in this case – the political implications of economic reforms. The article will take as a point of departure reforms and changes that may be observed in the following areas: agricultural transformations, possible widening space for entrepreneurs, the Mariel Special Development Zone, the new cooperative sector, the emergence of a new dual state-private structure in the economy, a discussion of different Cuban agents of change, considerations about an evolving international context. Towards the end of the paper, we attempt to assess these empirical trends against the backdrop of some theoretical considerations for political transformations, partly with reference to other cases, before the paper draws up three possible scenarios for Cuba towards and even after 2018, when the great generational shift in the Cuban leadership is supposed to take place. This Report also contains an article going more in depth about the deterioration of social services in Cuba, written by the Cuban political scientist Armando Chaguaceda. Since this article is printed in Spanish, a summary in English is included in the present article. The key question behind this paper is whether and to what extent a promotion of economic pluralism is taking place in such a way that it may lead to political pluralism and de-concentration of power, or contrary, whether there will be a re-concentration of both economic and political power in the party, state and military nomenclature.
Political Geography:
Cuba

48. The reverse home market effect in exports: A cross-country study of the extensive margin of exports

Author:
Medin Hege
Publication Date:
01-2014
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This paper presents a simple new trade theory model with results that contradict those from standard model. A home market effect in domestic sales of manufactured goods is found to co-exist with a reversed home market effect in exports of manufactured goods. In consequence, for a small country the number of manufacturing firms that sell in the domestic market is lower than proportional whereas the number of exporters is higher than proportional to country size. The proportion of firms that export, decreases with relative size of the home market. Empirical support for the latter prediction is found in a cross-sectional dataset on firm level exports for 116 countries.
Topic:
International Relations, Economics, International Political Economy, and International Trade and Finance

49. Regional Trade Agreements in East Asia

Author:
Innwon Park
Publication Date:
03-2014
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
Both intra - and inter-regional trade agreements are proliferating in East Asia. Deepening regional interdependence through trade and investment, and the necessity for stability and revitalization of the regional economy since the East Asian financial crisis in the late 1990s led the East Asian countries to adopt discriminatory RTAs. Accordingly, East Asian commercial policy stance has shifted from unilateral to bilateral to mega-lateral liberalization. This report attempts to assess the East Asian countries' efforts to liberalize the regional market by cooperating with each other. We investigate (i) why RTAs have been proliferating in East Asia, (ii) what the main characteristics of East Asian RTAs are, (iii) whether the East Asian countries are natural trading partners for each other to enhance welfare gains from RTAs, and (iv) whither East Asian RTAs. From our analysis, we recommend following policy options. First, East Asian RTAs should follow an expansionary RTA path (for example, AFTA and five ASEAN+1 FTAs → RCEP and/or TPP → FTAAP). Second, as we consider the high dependence on external economies through global trade and investment, East Asia needs to cooperate with major external trading partners by forming cross-regional RTAs with the EU and US. Third, in order to enable East Asian economies to take the more desirable expansionary RTA path, harmonizing or simplifying ROO, the cumulation of value contents among the RTA members in East Asia, and enhancing trade facilitation should be a prerequisite considering the complicated web of RTAs, regional production networks, and the consolidation of the FTAAP.
Topic:
Economics, International Trade and Finance, and Regional Cooperation
Political Geography:
East Asia and Asia

50. The governance of global value chains for live butterflies

Author:
Rich Karl, Magda Rich, and P.G. Chengappa
Publication Date:
03-2014
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
Despite estimates that the global butterfly trade generates over US$100 million annually in sales of pupae for exhibitions and deadstock for a range of collector and artisanal uses, almost no research has been conducted that unpacks the dynamics of these value chains. This paper remedies this gap by highlighting the governance structure of the value chain, with important implications on the benefits for chain participants, upgrading strategies, sectoral sustainability, and the potential for new market entrants. This research on live butterfly chains reveals the fragility of current modes of economic organization that promote overproduction as threatening the long-term viability for the industry as a whole. The authors propose an alternative governance model based on the use of individually transferrable quotas, or ITQs, as a means of improving the performance of certain butterfly value chains.
Topic:
Economics, Government, International Trade and Finance, and Governance

51. Improving livelihoods through conservation and education

Author:
Rich Karl, Magda Rich, Ganga Changappa, and Babu Raghavan
Publication Date:
03-2014
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
In many parts of the developing world, those with physical or mental handicaps are often considered to be a burden on society, with limited to no remunerative activities available in the workforce. Activities such as butterfly farming, which require precision and attention to detail, are potentially relevant for disadvantaged groups as a source of livelihoods. At the same time, such activities can be integrated with community-led conservation efforts as well. We provide a case study of the development of a butterfly garden at the Swastha Centre for Special Education and Rehabilitation in the Kodagu area of Coorg, a region in the state of Karnataka in India through which conservation-based activities are integrated with special education in a manner than builds skills, improves livelihoods, and serves as an important resource for environmental education. Our case demonstrates a scalable means by which butterflies can be used to educate, improve the environment, and offer livelihoods to the disadvantaged in a country where such opportunities are greatly needed.
Topic:
Economics, Education, Environment, and Governance
Political Geography:
India and Karnataka

52. Sustainability Coffee Certification in India

Author:
Rich Karl, Magda Rich, P.G. Chengappa, Arun Muniyappa, Yadava C.G, Ganashruthi M.K., Pradeepa Babu B.N., and Shubha Y.C.
Publication Date:
03-2014
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
Certification programs has been employed in many agricultural products as a means to encourage and communicate compliance with standards associated with various attributes, such as organic, fair-trade, GMO free, and eco-friendly, among others. Such programs further seek to provide added value, through a price premium, to producers and supply chain actors associated with the label. In this paper, we review a number of global labeling and certification programs that could add value for coffee farms in India through the promotion of conservation and environmental protection. We provide results from a survey conducted on a sample of coffee farms in Coorg district, India to assess their awareness and perceptions related towards certified coffee and environmental conservation in general. Survey results illustrate strong positive associations with the environment by coffee planters, particularly among certified and organic producers. However, price premiums for certified and organic coffee are relatively small. While the potential of conservation-oriented certification for coffee in Coorg could be relatively limited outside of a few individual-level niches, branding Coorg more generally as a conservation-oriented region could hold promise, leveraging and personalizing the uniqueness of the natural offerings from Coorg and tapping into burgeoning associations with place and region in India.
Topic:
Agriculture, Economics, Environment, and International Trade and Finance
Political Geography:
India

53. Promoting conservation in India by greening coffee

Author:
Magda Rich, P.G. Chengappa, Arun Muniyappa, Pradeepa Babu B.N., Karl M. Rich, and Yadava C.G.
Publication Date:
03-2014
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The Indian coffee sector is at an important transition point, increasingly stuck in the middle between quality and value segments of the market. A potential niche for India is in the development of eco-friendly (green) coffees, leveraging the natural environment and biodiversity present in many regions. In this study, we conducted a value chain assessment of the coffee sector in Coorg, a major production area in India, to identify the potential entry points and constraints to a conservation-oriented strategy of upgrading. The results highlight that coffee value chains in Coorg are fragmented and largely uncoordinated, with innovative upgrading efforts largely individually motivated. This suggests that integrating conservation principles in a broad-based branding strategy could be difficult at the level of the chain without institutional support or the entry of chain champions. On the other hand, integrating conservation as a diversification activity e.g. through the development of butterfly gardens for tourism, could provide a low-cost way of adding value for farmers while promoting good environmental stewardship.
Topic:
Economics, Environment, and Biosecurity
Political Geography:
India

54. New trade theory: implications for industrial policy

Author:
Medin Hege
Publication Date:
04-2014
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The new trade theory, which emerged in the early 1980s, emphasised economies of scale and market failures as driving forces behind international trade. As opposed to the earlier theory, which mainly assumed perfect competition, the new trade theory provided a rationale for industrial policy. This article shows how industrial policy targeting specific firms or industries may be socially desirable within the new trade theory framework. Models from new economic geography and the more recent 'new' new trade theory with heterogeneous firms are also discussed. The main focus is put on models with pecuniary externalities.
Topic:
Economics, International Cooperation, International Trade and Finance, Political Economy, and Politics

55. A Political Economy of Slum Spaces: Mathare Valley

Author:
Tiberius Barasa and Andvig Jens Chr
Publication Date:
07-2014
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The starting point of the paper is the spatial characteristics of slums when it seeks to explain why rulers tend to neglect the welfare of their dwellers: they don't have to. Their economies are fairly closed. While located close to the centers of power, their high population density implies that they cover small space and are easy to cordon off in case of danger. The ease of control from the outside allows rulers to spend less attention to the control of their complex inside. Particularly when a slum is based on shack architecture, the high degree of mutual monitoring among dwellers may cause sharp shifts in the control regime of crime. The emphasis on spatial configurations motivates the focus on one specific slum: Mathare Valley. Paths back to colonial rule are outlined. The paper is stylistically unkempt.
Topic:
Economics, Human Rights, Human Welfare, and Politics
Political Geography:
Europe and Eastern Europe

56. The Governance of Global Wealth Chains

Author:
Leonard Seabrooke and Duncan Wigan
Publication Date:
08-2014
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This working paper creates a theoretical framework to explain how Global Wealth Chains are created, maintained, and governed. We draw upon different strands of literature, including scholarship in international political economy and economic geography on Global Value Chains, literature on finance and law in institutional economics, and work from economic sociology on network dynamics within markets. This scholarship assists us in highlighting three variables in how Global Wealth Chains are articulated and change according to: (1) the complexity of transactions, (2) regulatory liability and (3) innovation capacities among suppliers of products used in wealth chains. We then differentiate five types of global value chain governance - market, modular, relational, captive, and hierarchy - which range from simple 'off shelf' products shielded from regulators by advantageous international tax laws to highly complex and flexible innovative financial products produced by large financial institutions and corporations. This paper highlights how Global Wealth Chains intersect with value chains and real economies, and provides three brief case studies on offshore shell companies, family property trusts, and global-scale corporate tax avoidance.
Topic:
Economics, International Cooperation, Politics, and Governance

57. Do the effects of R tax credits vary across industries? A meta-regression analysis

Author:
Fulvio Castellacci and Christine Mee Lie
Publication Date:
07-2013
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This paper presents a survey of the micro-econometric literature on the effects of R tax credits on firms' innovation activities. The authors focus on one specific aspect that has not received sufficient attention in previous research: the sectoral dimension. Our meta-regression analysis (MRA) sets up a new database collecting a large number of firm-level studies on the effects of R tax credits and investigates the factors that may explain differences in the estimated effects that are reported in the literature. The main result of the MRA analysis is indeed that sectors matter. Micro-econometric studies that have focused on a sub-sample of high-tech industries have on average obtained a smaller estimated effect of R tax credits. The paper proposes a simple framework to investigate why the effects of R tax credits vary across sectors and points out new directions and hypotheses for future research.
Topic:
Development, Economics, International Trade and Finance, and Markets

58. Slaying Cyber Dragons: Competing Academic Approaches to Cyber Security

Author:
Hans-Inge Langø
Publication Date:
06-2013
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This paper seeks to categorize the various approaches,here referred to as schools of thought, to cyber security and identify the sources of their disagreements. Much of the academic and policy debate has revolved around the “revolutionist” and “traditionalist” schools of thought, with debates over cyberwar and the efficacy of strategic information warfare. However, none of the schools offer a systematic approach to understanding the strategic utility of cyberspace. This paper identifies a third, less known approach that is best described as “environmentalist.” The “environmentalist” school's approach to cyber power and analysis of cyberspace as a distinct environment or system offers the best way forward for the field.
Topic:
Security, Crime, Science and Technology, and Communications

59. The limits of compulsory cyber power: Assessing ecological potential and restraints in the digital domain

Author:
Hans-Inge Langø
Publication Date:
06-2013
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
Hostile actors in cyberspace are considered one of the fastest growing threats to states. Much has been written on the subject, but the available literature remains parochial, lacking a unifying understanding of the environment. This paper proposes a systematic approach to understanding the political utility of cyberspace, specifically the character of compulsory cyber power.
Topic:
Security, Crime, Political Economy, Science and Technology, Communications, and Governance

60. The Politics of Cuban Transformation – what Space for Authoritarian Withdrawal?

Author:
Vegard Bye
Publication Date:
06-2013
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The Cuban society is undergoing deep changes, more than fifty years after the Revolution and the same number of years with a Castro government. The focus of study is mostly on economic reforms. But economic transition also has great impact - gradually manifesting itself - on the entire political system. The direction of these changes is still quite unclear. In this Working Paper, "The Politics of Cuban Transformation - what Space for Authoritarian Withdrawal?", NUPI Research Fellow Vegard Bye analyzes the choice of direction and some scenarios in the political transformation process.
Topic:
Communism, Economics, and Political Economy
Political Geography:
Cuba, Latin America, and Caribbean

61. Corporate Social Responsibility when Ethical Beliefs and State of Public Governance vary

Author:
Jens Chr.1 Andvig
Publication Date:
08-2013
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This is a conceptual paper that seeks to dig out some of the distinct understandings of corporate social responsibility (CSR) and relate them to basic economic and ethical choices and theories. Most of the discussion is focused on enterprise choice of tax payment in a context where both enterprise production activities as well as their tax payment may be allocated between constituencies where the state of public governance and poverty levels may differ widely. The presentation is non-formal, but mostly stylized and empirical information is mostly presented in the footnotes.
Topic:
Economics, International Trade and Finance, Markets, Poverty, Political Theory, and Governance

62. The Norwegian Approach to Afghanistan: Civilian-Military Segregation

Author:
Karsten Friis
Publication Date:
12-2013
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
In a way, one could consider Norway a typical example of a small International Security Assistance Force (ISAF) partner in Afghanistan, with 400 troops at its disposal and responsible for one of the 26 provincial reconstruction teams (PRT). Norway is a signatory to the Atlantic Pact and a staunch North Atlantic Treaty Organization (NATO) member. At the same time, the people and the government of Norway — like those in many European countries — share reservations about the extraterritorial use of military force. They consider Norway to be a "peace-nation," a small state without strategic global interests. Norwegian foreign policy favors the multilateral institutional approach, providing stability and predictability through the United Nations (UN). The government of Norway has to balance military needs with civilian demands for humanitarian aid and the support of human rights — in particular women's rights. In Afghanistan, Norwegian civilian aid priorities included the strengthening of Afghan governance capacities, rule of law, education, and rural development.
Topic:
Conflict Resolution, Development, Humanitarian Aid, and Foreign Aid
Political Geography:
Afghanistan and Norway

63. Policy Strategies for Economic Development in Cuba: A Simulation Model Analysis

Author:
Fulvio Castellacci and Hamza Kanar
Publication Date:
12-2013
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The economic reforms recently implemented in Cuba do not adequately deal with the structural issues that hamper the country's economic development. The paper presents a system dynamics model to investigate Cuba's development process, and a simulation analysis to compare different policy scenarios that may be realized in the future as economic reforms will continue. The results indicate that the most effective development policy would be to combine active public policies to enhance the R sector, on the one hand, and foster the emergence of an efficient private sector that will develop the capital infrastructure of the economy, on the other.
Topic:
Development, Economics, and Foreign Aid
Political Geography:
Latin America and Caribbean

64. Black Money Whitening Law: A Study From Bangladesh

Author:
Attiya Waris and Abdul Latif
Publication Date:
09-2013
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
Tax avoidance and evasion are deeply entrenched in Bangladesh, where 37% of GDP comes from ‘black money’. In this country of massive tax evasion, black money is not seen as tax evasion. Instead, tax amnesties are offered to whiten black money in an attempt to raise funds that revenue collectors would otherwise have found difficult or impossible to capture. The evidence on which this policy brief builds was obtained through field research, interviews in particular.
Topic:
Economics, Tax Systems, Money, and Revenue Management
Political Geography:
Bangladesh and South Asia

65. The EEA and Norway Grants: Source of Norwegian influence or soft power?

Author:
Rieker Pernille and Tom O. Johnsen
Publication Date:
02-2013
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
For nearly 20 years, Norway has contributed financially to less wealthy EU countries. From €120 million (1994–1998) these contributions have reached nearly €1.8 billion for the period 2009–2014. What exactly does Norway get in return? Should the Grants simply be understood as an act of solidarity? Or do the financial contributions serve as a source of soft power providing increased influence in the EU? The objective of this article is not to assess whether the Grants have helped to reduce economic and social disparities, nor to explain why the Grants emerged. We focus on how and to what extent Norway has had and can have political advantage from these contributions, in relations with the EU and the beneficiary states. This article serves as a case-study examining the relation between a policy (the Grants) and soft power.
Topic:
Economics, Political Economy, Regional Cooperation, Power Politics, and Foreign Aid
Political Geography:
Europe

66. The trade-off between Innovation and Defence Industrial Policy

Author:
Fulvio Castellacci, Martin Blom, and Arne Martin Fevolden
Publication Date:
05-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The paper investigates the trade-off between innovation and defence industrial policy. It presents an agent-based simulation model calibrated for the Norwegian defence industry that compares different policy scenarios and examines the effects of a pending EU market liberalization process. The paper points to two main results. (1) It finds that a pure scenario where national authorities focus on, and provide support exclusively for, either a) international competitiveness or b) national defence and security objectives, is more Pareto efficient than a corresponding mixed strategy where policy makers simultaneously pursue both international competitiveness and defence and security objectives. (2) Under the conditions of the new EU liberalization regime, it finds that a stronger and more visible trade-off will emerge between international competitiveness and national defence and security objectives. Policy makers will have to choose which to prioritise, and set a clear agenda focusing on one of the two objectives.international competitiveness or b) national defence and security objectives, is more Pareto efficient than a corresponding mixed strategy where policy makers simultaneously pursue both international competitiveness and defence and security objectives. (2) Under the conditions of the new EU liberalization regime, it finds that a stronger and more visible trade-off will emerge between international competitiveness and national defence and security objectives. Policy makers will have to choose which to prioritise, and set a clear agenda focusing on one of the two objectives.
Topic:
Security, Defense Policy, International Trade and Finance, and Markets
Political Geography:
Europe

67. International Patenting

Author:
Per Botolf Maurseth and Roger Svensson
Publication Date:
04-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
International patenting is increasing in importance. Patents protection is sought in the inventors' homeland but increasingly also in other countries. Globalization, high growth rates in high-tech industries, growing emerging markets and harmonization of patent institutions across countries have stimulated increased international patenting. We use a simple model of international patenting developed by Eaton and Kortum(1996) where the decision to patent in a country depends on country characteristics and the quality of the patented invention. With access to a unique database on Swedish firms' patents and patent behavior we are able to estimate some of these relations and test their validity. Our results indicate that the propensity to apply for international patent protection increases with indicators of the value of the invention and indictors of technological rivalry and market size in the markets where patent applications are submitted.
Topic:
Globalization, International Law, International Trade and Finance, Markets, and Intellectual Property/Copyright

68. Innovation, Absorptive Capacity and Complexity along Development Stages

Author:
Fulvio Castellacci and Jose Miguel Natera
Publication Date:
04-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The paper presents an empirical analysis of the time series properties of Schumpeterian multiple equilibria models. It considers a panel of 116 countries over the period 1980-2008, and makes use of panel cointegration analysis and Granger causality tests to identify the set of dynamic relationships linking together innovation, absorptive capacity and economic growth in different country clubs. The results provide general support for this class of models and show that absorptive capacity and innovation progressively become more important engines of growth as the development process unfolds over time. Relatedly, the complexity of the economic system (measured by the number of significant Granger causal relationships driving economic growth) increases as we move from the less-developed, to the middle-income and then to the advanced country clubs.
Topic:
Development, Economics, International Cooperation, and Political Economy

69. The War on Terror from Bush to Obama: On Power and Path Dependency

Author:
Hilde Eliassen Restad
Publication Date:
04-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
James Madison famously stated in 1793: “War is in fact the true nurse of executive aggrandizement.” By this, Madison meant that, when confronted with a grave threat to national security, the instinct of a state is to concentrate power at the very top. This can lead – and has led – to abuse of power. For instance, President Franklin D. Roosevelt's signing of Executive Order 9066 on February 19, 1942 resulted in the forcible internment of Japanese Americans (two thirds of whom were U.S. citizens), an episode widely seen as regrettable later, after history had removed Americans from the anxiety of war. But by no means do we have to look as far back as to World War II. We can note Cold War incidents such as the Iran-Contra scandal (1985–87), when the Reagan administration took it upon itself to bypass Congress – and specific laws – in order to support the controversial Nicaraguan Contras with money acquired by selling arms to Iran.
Topic:
Foreign Policy, Defense Policy, Government, Terrorism, and Counterinsurgency
Political Geography:
United States and Iran

70. World Trade 1970-2010: Globalisation, Regionalisation and Reallocation

Author:
Arne Melchior
Publication Date:
08-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
Using data for more than 200 countries, split into nine regions, we study world trade in goods during 1970-2010. The largest changes are the declining relative importance of Western Europe, and the increasing role for Asia. The intra-regional trade of Asia grew particularly fast; from 4 to 16% of world trade. Due to growing intra-regional trade in Europe and Asia, world trade became more intra-regional until 1995. Manufacturing trade is more regionalised, whereas commodity trade is more globalised. After 1995, extra-regional trade flows grew faster so there was “globalisation” with trade travelling longer distances and a rising share for commodities. From 2000, smaller trade regions such as Africa and Latin America have increased their shares of world trade; reversing the trend over the 30 preceding years.
Topic:
Globalization, International Political Economy, International Trade and Finance, Markets, Regional Cooperation, and International Affairs
Political Geography:
Europe, Asia, and Western Europe

71. Are attitudes conducive to economic growth stronger in protestants than in others?

Author:
Lenka Filipova
Publication Date:
08-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This paper investigates the impact of religious denominations on values and attitudes that are thought to be conducive to economic growth and are usually pronounced in favor of Protestants. The model is based on the same strategy as in (Guiso, Sapienza and Zingales 2002). To isolate the effect of religion from other effects, socio-demographic controls such as gender, age, educational and income level and country fixed effects are included in all regressions. The analysis uses the World Values Survey to investigate twelve attitudes in the overall impact of religious denominations followed by the analysis controlling for the dominant religion of the country. The paper contributes to the research by: (1) including more Muslim countries, which leads to different results from that of (Guiso, Sapienza and Zingales 2002) where Muslims represented mostly minority religion in researched countries; (2) evaluating precisely the differences between Protestants and other religious denominations. The results thus are not dependent on such an unspecified group of people who answered that they do not belong to any religious denomination; (3) including new attitudes like determination or confidence in major companies that are emphasized especially in (Kuran 2011). The results show that neither overall analysis nor analysis with the control for dominant religion proved the hypothesis that Protestants have significantly higher values and attitudes considered advantageous for economic development compared to other religious denominations. Is it because of the changes of values and attitudes over time?
Topic:
Economics

72. Integration, Security and Associated Non-members

Author:
Pernille Rieker
Publication Date:
06-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This article analyses the relationship between EU security, integration and associated members, using insights from security studies and the literature on Europeanization. While much recent literature emphasizes either the EU's insignificance as a security actor or its importance as a normative and global actor, I investigate its role as a security actor in its own region, arguing that the EU is primarily a regional security actor. I make two general claims: (1) it is the development of common rules and values in various policy areas that constitutes the basis for the EU as a security actor; (2) it is the successful projection of these rules and values beyond EU borders that will determine the impact of the EU as a security actor. The aim is therefore to show how the EU promotes security and stability through the externalization of rules and values through various processes, association agreements and neighbourhood policies.
Topic:
Security
Political Geography:
Europe

73. BRICS, Energy and the New World Order

Author:
Stein Sundstol Eriksen, Sverre Lodgaard, Arne Melchior, Karl M. Rich, Elana Wilson Rowe, and Ole Jacob Sending
Publication Date:
05-2012
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
When a Goldman Sachs executive introduced the ‘BRIC’ (Brazil, Russia, India, China) acronym in 2001, it was an innovative move, since continued success could not be taken for granted for all of the countries: only China and India had sustained high growth in the 1990s. Time has shown that the bet was a safe one: the BRIC constellation has been a rising star. In 2010, the category expanded to BRICS with the inclusion of South Africa, thereby covering all the major developing continents. BRICS is still in the making as an institution, but it may be here to stay, with annual summits held since 2009 and a stronger role in global governance through the G-20. In the geopolitics of energy, the BRICS play several roles, with increasing weight and significance. As large nations with rapid growth, the BRICS are increasingly important as suppliers or consumers of energy (Chapter 1). As emerging economies, they are part of a broader process of reallocation in the world economy, with a ‘New World Order’ emerging and energy affected via GDP growth, new trade patterns and transport-related energy demand (Chapter 2). In this emerging new order, the BRICS are also challenging the old powers in the field of security, and Chapter 3 examines the related implications for energy. While the old world was – at least in the economic field – a ‘hub-and-spoke’ system with Western Europe and North America at the core, a new pattern is emerging with increasing interaction along the rim. As an illustration of these new patterns, Chapter 4 examines the role of China and India in Africa, with the focus on energy and governance. With respect to timing, the focus on the giants rather than the dwarfs may have been a product of its era: Until 1980, there was broad development among poor nations, but the last two decades of the 20th century were a story of two tracks: a minority of important developing nations forging ahead and succeeding, and a large number of failures, especially in Africa. Perhaps that was why G-77 was no longer so much fun, and the rise of the giants seemed a more appealing concept. BRICS are large middle-income countries on the way up. The group is perceived, and perceives itself, as a symbol of development and the emerging world, challenging the ‘old world’. Is this perception true? has there really been a ‘decline of the West’? and have the BRICS been leading this change?
Topic:
Security, Climate Change, Energy Policy, and BRICS
Political Geography:
Russia, China, India, South Africa, and Brazil

74. Business Groups, Innovation and Institutional Voids in Latin America

Author:
Fulvio Castellacci
Publication Date:
10-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The paper presents an empirical analysis of the innovative activities of business groups in Latin America. It compares the innovativeness of group-affiliated firms (GAFs) and standalone firms (SAFs), and it investigates how country-specific institutional factors – financial, legal, and labor market institutions – affect the group-innovation relationship. The empirical analysis is based on the most recent wave of the World Bank Enterprise Survey (period 2010-2011), and it focuses on a sample of 6500 manufacturing firms across 20 Latin American countries. The econometric results point out two major conclusions. First, GAFs are more innovative than SAFs: we estimate the innovation propensity of GAFs to be 9% higher than that of SAFs. Secondly, across countries, the innovativeness of GAFs is higher for national economies with a better institutional system than for countries with a less efficient institutional set up.
Topic:
Economics, Globalization, International Trade and Finance, and Markets
Political Geography:
Latin America

75. Socioeconomic and Ecological Consequences of Biofuel Development in India

Author:
M.S. Umesh Babu and Sunil Nautiyal
Publication Date:
10-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This paper provides an overview on biofuel production and its pros and cons in India and elsewhere. The paper also discusses the major issue of whether biofuels are an alternative to fossil fuels or are a competitive for food production. It examines benefits for the rural poor by providing additional income, employment, land value, etc., and the circumstances of the biofuels market and its inputs for GDP growth in India. However, of late, biofuels and their production have failed to address challenges like supply of water and food security, for the growing population in India as well as many other developing countries in the world. This paper highlighted these issues in detail particularly disadvantages of biofuel production.
Topic:
Security, Environment, Oil, Water, and Food
Political Geography:
India

76. Public procurement and organized crime – illustrated with examples from Bulgaria, Italy and Norway

Author:
Jens Chr.1 Andvig
Publication Date:
12-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The paper provides a semi-popular exposition of the formulation of public procurement and privatization mechanisms and how they may be influenced by organized crime units. A number of possibilities are outlined using examples from Bulgaria, Italy and Norway.
Topic:
Civil Society, Crime, Governance, and Law Enforcement
Political Geography:
Europe, Norway, Bulgaria, and Italy

77. Innovative and absorptive capacity effects of education in a small, open economy

Author:
Taran Fæhn and Brita Bye
Publication Date:
12-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
Evidence points to relatively low supply elasticities for workers skilled for research and development (R), which can hamper innovation and growth. Increasing the supply of R skills will expand an economy's innovative capacity. A simultaneous effect of increased education, which is particularly important for small, open economies, is to raise final goods producers' capacity to absorb cross-border knowledge spillovers. In a calibrated endogenous growth model for Norway, we find that increasing the share of highly educated workers has pronounced absorptive capacity effects that partially crowd out R innovation. Both innovative and absorptive capacity expansions contribute to higher growth and welfare.
Topic:
Development, Education, Human Welfare, Markets, and Labor Issues
Political Geography:
Europe

78. Revising COIN: The Stakeholder Centric Approach

Author:
Karsten Friis, Erik Reichborn-Kjennerud, and Harald Håvoll
Publication Date:
11-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
With the apparent lack of progress and success in Afghanistan, counter- insurgency (COIN), both as a theory and practice, is falling out of favor within the political and military establishment in the US. This comes at a time when the US is redirecting its geopolitical focus away from global instability towards the Asia-Pacific and the 'New Great Power Game'.
Topic:
Foreign Policy, Development, Emerging Markets, Terrorism, and Counterinsurgency
Political Geography:
Afghanistan, United States, and Australia/Pacific

79. The structure and dynamics of cut flower export markets from Kenya and Ethiopia

Author:
Brian D. Perry
Publication Date:
02-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This report is part of a broad study of trade preferences and market conditions between various developing countries and Norway, conducted under the auspices of the Norwegian Institute of International Affairs and funded by the Norwegian Ministry of Foreign Affairs. Norway's Generalized System of Preferences (GSP) was established in 1971. From 2002 Norway has provided duty and quota free market access (DQF-MA) for all goods from all the 50 least developed countries (LDCs3). In 2005 the results of a review of Norway's GSP were published (Melchior, 20054), which showed that agricultural products from developing countries other than LDCs were still subject to substantial tariffs, and this contrasted dramatically with advantages given to European trading partners. As a result, from 1 January 2008 changes were made to Norway's GSP5. An important adjustment was that 14 low income countries that were not part of the LDC group were included in the provision for duty and quota-free market access (DQFMA). Consequently, 64 low income countries now benefit from DQFMA to Norway for all their goods.
Topic:
Agriculture, Development, Economics, International Trade and Finance, and Markets
Political Geography:
Kenya, Africa, Norway, and Ethiopia

80. A case study of Norway's beef trade from developing countries

Author:
Arne Melchior, Karl M. Rich, and Brian D. Perry
Publication Date:
02-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
Norway has traditionally operated a rather closed, managed market for beef importsnder WTO-auspices, Norway operates a tariff-rate quota (TRQ) for beef that allows the entry of a small amount of product at a relatively low tariff rate, with higher rates of duty imposed on imports over the quota. There are several different TRQs of relevance to boneless beef. The main quota is the WTO quota, which allows for the annual import of 1,084 tons of frozen beef at an in-quota duty rate of NOK 33,60/kg for boneless cuts. Countries with ordinary GSP access receive a 30 percent discount on this duty, so that the in-quota GSP tariff is NOK 23,52/kg. The WTO quota is administered once per year by an auction system – table 6 provides a list of the prices and volumes for the 2011 WTO quota. For imports outside the WTO quota, the duty is 119,01 NOK/kg, with GSP countries paying 10 percent less at NOK 107,11/kg.
Topic:
Development, International Trade and Finance, and Markets
Political Geography:
Norway

81. Capable Companies or Changing Markets? Explaining the Export Performance of Firms in the Defence Industry

Author:
Fulvio Castellacci and Arne Fevolden
Publication Date:
02-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The paper carries out an empirical analysis of the factors explaining the export performance of firms in the defence sector. We focus on the case of Norway, and make use of two complementary methodologies: the first is based on quantitative firm-level data analysis for the whole population of defence companies, and the second is based on qualitative case study research on the three most important defence export products (weapon stations, ammunition, electronics). Our empirical results highlight the importance of four major success factors for exporting firms: (1) the participation in offset agreements; (2) the ability to focus on their set of core competencies; (3) their R activities and interactions with the public S system; (4) demand opportunities and, relatedly, user-producer interactions.
Topic:
Defense Policy, Arms Control and Proliferation, Markets, Science and Technology, and Weapons of Mass Destruction
Political Geography:
Norway

82. Cops and Crime in Kenya

Author:
Tiberius Barasa and Jens Chr.1 Andvig
Publication Date:
01-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This paper presents and analyzes most empirical research about crime and police corruption in Kenya that has been based on vicitimization statistics. It shows the wide variation in outcomes and draws implications of this for the potential use of this approach for police and crime policy. This is used as a background for the researcher's own victimization study which combines this information with a survey of police officers' attitudes and experiences. In a more theoretical section it discuss how officer rotation, crime registration procedures and citizen mobility controls may work when crime policies are considered as a set of collective action games where both police officers and community members are engaged.
Topic:
Corruption, Crime, and Law Enforcement
Political Geography:
Kenya and Africa

83. Defence Firms Facing Liberalization: Innovation and Export in an Agent-based Model of the Defence Industry

Author:
Fulvio Castellacci, Arne Fevolden, and Martin Blom
Publication Date:
01-2012
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The paper presents an agent-based simulation model of the defence industry. The model resembles some of the key characteristics of the European defence sector, and studies how firms in this market will respond to the challenges and opportunities provided by a higher degree of openness and liberalization in the future. The simulation analysis points out that European defence firms will progressively become more efficient, less dependent on public procurement and innovation policy support, and more prone to knowledge sharing and inter-firm collaborations. This firmlevel dynamics will in the long-run lead to an increase in the industry's export propensity and a less concentrated market.
Topic:
Defense Policy, Arms Control and Proliferation, Markets, Weapons of Mass Destruction, and Governance
Political Geography:
Europe

84. A Stocktaking of Norwegian Engagement in Security Sector Reform

Author:
Marina Caparini, Kari Marie Kjellstad, and Trine Nikolaisen
Publication Date:
12-2011
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
The report reviews the main institutional actors involved, modes by which assistance has been provided, and patterns of assistance in selected countries. It concludes with recommendations for strengthening Norway’s SSR engagement, including through development of a strategic policy framework for SSR, improved coherence and coordination, and adequate planning and evaluation.
Topic:
Security, Reform, and Engagement
Political Geography:
Norway

85. A new panel dataset for cross-country analyses of national systems, growth and development (CANA)

Author:
Fulvio Castellacci and Jose Miguel Natera
Publication Date:
02-2011
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
Missing data represent an important limitation for cross-country analyses of national systems, growth and development. This paper presents a new cross-country panel dataset with no missing value. We make use of a new method of multiple imputation that has recently been developed by Honaker and King (2010) to deal specifically with time-series cross-section data at the country-level. We apply this method to construct a large dataset containing a great number of indicators measuring six key country-specific dimensions: innovation and technological capabilities, education system and human capital, infrastructures, economic competitiveness, political-institutional factors, and social capital. The CANA panel dataset thus obtained provides a rich and complete set of 41 indicators for 134 countries in the period 1980-2008 (for a total of 3886 country-year observations). The empirical analysis shows the reliability of the dataset and its usefulness for cross-country analyses of national systems, growth and development. The new dataset is publicly available.
Topic:
Development, Economics, Government, International Affairs, and Infrastructure

86. How Empires Emerge

Author:
Morten Skumsrud Andersen
Publication Date:
02-2011
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
In the Assyrian empire, boasting about how terrible and ferocious the Assyrian kings and their armies were in war served to install fear in the to-be-conquered populations (Mann 1986: 232-234). But their relations were not only of fear and awe. One event, as retold in the Bible, describes how the Assyrian army approaches the walls of Jerusalem. The people of Jerusalem are on the walls to see and listen. The Assyrian envoy, the Rab-shakeh (a vizier), is negotiating with the He- brew representative, but is asked by his fellow Assyrians not to speak in Hebrew when negotiating. The people on the wall will understand. But that was exactly the purpose. The Assyrians had chosen an envoy that mastered the local language. He 'stood and called out in a loud voice in the language of Judah: “Hear the word of the Great King, the King of Assyria. Thus says the King...Make your peace with me and come out to me; then every one of you will eat of his own vine, and every one of his own fig tree”' (2 Kings 18:31, quoted in Watson 1998: 36). He was reaching out to influence the people, not only talking to the local rulers.
Topic:
Imperialism, International Affairs, and Political Theory

87. Accountability in the United Nations

Author:
Ole Jacob Sending and Morten Skumsrud Andersen
Publication Date:
02-2011
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This report presents the key findings from a study of the role and functioning of the Board of Auditors (BoA), the Office of Internal Oversight Services (OIOS) and the Joint Inspection Unit (JIU). It is based on assessment of central policy documents and research papers as well as in-depth interviews with key representatives from these organizations and other stakeholders. The report analyses the functioning, mandate and perceived effectiveness of each of these three core organizations.
Topic:
International Cooperation, United Nations, International Affairs, and Governance

88. The dynamics of Egypt's protest: an inside view

Author:
Moaaz Elzoughby
Publication Date:
02-2011
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The Egyptian protest movement eventually won a historic victory with the achievement of its main demand, the resignation of Hosni Mubarak from Egypt's presidency. But the seventeen tumultuous days from the start of the demonstrations on 25 January until the president's departure on 11 February were far from straightforward in their course. In this eyewitness report, a researcher who was present during the crucial days when Cairo's Tahrir Square became the centre of the revolt reveals how the social composition and the moods of the movement fluctuated throughout the protest. Nothing was predetermined; even the events that led to the occupation of the square itself had elements of contingency about them. The interplay between a minority of politicised participants and a much larger group of non-political young people from Cairo's neighbourhoods was at the heart of the shifts that took place, which were in turn influenced by the tactics of security forces and the character of official media coverage. These factors, critical to the evolution of the movement and the outcome of the protest, may continue to be important in shaping the aftermath of Egypt's revolt.
Topic:
Democratization, Insurgency, and Political Activism
Political Geography:
Middle East, Arabia, and Egypt

89. Somewhere to Turn? MINURCAT and the Protection of Civilians in Eastern Chad and Darfur

Author:
Benjamin de Carvalho, Jon Harald Sande Lie, and Randi Solhjell
Publication Date:
04-2011
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The United Nations Mission in Eastern Chad and the Central African Republic (MINURCAT) was established to protect civilians and contribute to rule of law and regional peace in the conflict-prone region bordering Darfur. The mission was dismantled towards the end of 2010. This report, based on fieldwork undertaken in Chad in 2009, addresses the situation of sexual and gender-based violence (SGBV) against refugees and internally displaced people (IDPs) in eastern Chad and difficulties MINURCAT encountered in its response to such violence.
Topic:
Conflict Resolution, Civil War, Human Rights, and Refugee Issues
Political Geography:
Africa and United Nations

90. Local and National Ownership in Post-Conflict Liberia Foreign and Domestic Inside Out?

Author:
Niels Nagelhus Schia and Benjamin de Carvalho
Publication Date:
04-2011
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The paper takes as its starting point the difficulties encountered in implementing policies aimed at fostering local and national ownership in peacekeeping activities. Especially important in this respect are training programmes aimed at sensitizing people working in peacekeeping operations to the inherent difficulties of local ownership in post-conflict environments. The account offered here is an ethnography of local ownership in a specific context. Through such accounts, we argue, training programmes can go beyond emphasizing the difficulties relating to local ownership, and instead emphasize how these can be solved in different contexts, on a case-bycase basis. By offering an ethnographical account of practices of local ownership in Liberian ministries, problematizing the role played by international embedded experts, we argue that where you stand may actually depend on where you sit. In a difficult post-conflict environment, local ownership in the initial phases may not be possible without borrowing capacity from the outside. In the end, the important question may be not who does the work, but whose perspectives underlie the policies that are adopted and implemented.
Topic:
Climate Change and Peacekeeping
Political Geography:
Liberia

91. Mission-Wide Strategies for the Protection of Civilians

Author:
Cedric De Coning, Andreas Øien Stensland, and Walter Lotze
Publication Date:
07-2011
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The protection of civilians (PoC) has received increasing levels of attention in United Nations (UN) mandated peacekeeping operations over the course of the past decade. Since 1999, eleven UN peacekeeping operations have been provided with increasingly robust protection of civilians mandates, and the UN System has over the past years focussed increasing levels of attention on the protection of civilians, not only in peacekeeping operations, but indeed across the range of activities undertaken by the UN in support of conflict management, resolution and transformation efforts. Although the wording of the clauses that address the protection of civilians in UN Security Council resolutions has been quite similar to date, the ways in which different missions have implemented these mandates have varied. Because missions operate within differing contexts, each mission is required to develop a unique strategy through which to achieve the common principles and aims of protecting civilians in conflict situations according to the unique setting in which it operates.
Topic:
Conflict Resolution, Security, Human Rights, United Nations, and Peacekeeping

92. Service Innovation and the Proximity-Concentration Trade-off Model of Trade and FDI

Author:
Fulvio Castellacci
Publication Date:
06-2011
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This paper introduces service innovation in the proximity-concentration trade-off model of trade and FDI (Helpman, Melitz and Yeaple, 2004). The idea is that innovation will have two main effects on service firms' choice between exports and FDI. First, innovative firms will on average have higher productivity levels than non-innovative enterprises. Secondly, innovators will have to pay a higher relational distance cost for undertaking export activities, and they will therefore prefer to avoid (or reduce) these costs by choosing a FDI strategy instead. We test the empirical relevance of this idea on a new survey dataset for a representative sample of firms in all business service sectors in Norway. The results show that firms are more likely to choose FDI rather than export the greater their productivity level and the higher the relational distance costs they face.
Topic:
Industrial Policy, International Trade and Finance, and Foreign Direct Investment

93. An Honourable Exit for MINURCAT?

Author:
John Karlsrud and Randi Solhjell
Publication Date:
12-2010
Content Type:
Special Report
Institution:
Norwegian Institute of International Affairs
Abstract:
After only two years of deployment, the UN Mission in the Central African Republic and Chad (MINURCAT) will, at the request of the Government of Chad, start its drawdown and exit by 31 December this year. MINURCAT will hand over its main tasks to Chad and the UN agencies present. These responsibilities include security of refugees, IDPs and humanitarian workers in eastern Chad, and continued support to the 850-strong Chadian police/gendarme force, the Détachment Intégré de Securité (DIS), established to provide physical protection in eastern Chad, so far trained and mentored by MINURCAT. Will Chad be able to provide necessary security and take on the wider responsibility of protection, to prevent relapse into conflict and, most crucially, enable IDPs to return? On the whole, the new mandate would seem to be a bad deal for the international community. It will continue to finance MINURCAT with 1900 troops in Chad who mostly stay in their camps and civilian sections without access to IDP returnee areas, due to the limited capacity for escorts and patrols of the host government. There is a high risk that eastern Chad, which was on its way to early recovery, may again become a humanitarian crisis. The key benchmark – the return of a critical mass of IDPs – had been within striking distance. It now seems an elusive goal.
Topic:
United Nations, Peacekeeping, Refugees, and Humanitarian Crisis
Political Geography:
Africa, Chad, and Central African Republic

94. Whither Commodity-Based Trade?

Author:
Karl M. Rich and Brian D. Perry
Publication Date:
07-2010
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
Market access for livestock products from Africa has traditionally been limited by the presence of certain infectious diseases that pose risks to animal and human health. However, an increasingly discussed option for increasing market access for African meat exports is the concept of commodity-based trade (CBT) that focuses on the health and safety attributes of the product rather than the disease status of the country of origin. While this concept is gaining traction in international policy circles, there have been few analyses on the potential economic impacts and unintended consequences of such an approach. This paper examines the principles behind a dramatic shift in approach to trading opportunities that CBT might bring, exploring both technical and economic considerations.
Topic:
Agriculture, International Trade and Finance, and International Affairs
Political Geography:
Africa

95. Innovations in disarmament, demobilization and reintegration policy and research: Reflections on the last decade

Author:
Robert Muggah
Publication Date:
07-2010
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This literature review offers a general overview of policy-related and theoretical innovations in disarmament, demobilization and reintegration (DDR) over the past decade. Drawing on an extensive review of academic and prescriptive contributions, it teases out key trends in the character and shape of DDR activities. If detects a shift from minimalist (security-first) interventions preoccupied with military and police priorities to maximalist (development-oriented) activities in the present era. It also notes a progressive professionalisation and standardization of DDR practice within the multilateral, bilateral and non-governmental communities. Moreover, the review observes a shift in the focus of research on DDR. Early in the decade, scholars were preoccupied with the process and practice of DDR as a spatially, temporally and socially bounded activity. Whilst establishing useful conceptual parameters, these researchers seldom considered more fundamental issues of causality and correlation, actor agency or intervention outcomes. Meanwhile, the latest wave of scholars are investing in comparative case studies, statistical assessments drawing on large-n samples and more experimental approaches to test counter-factuals. Focusing on a wider case selection these researchers are also exploring new sectoral horizons such as the relationships between DDR and combatant agency, peace agreements, transitional justice, security sector reform, and state-building more generally.
Topic:
Conflict Prevention, Security, Development, and Peace Studies

96. Peacebuilding in Liberia and the Case for a Perspective from Below

Author:
Niels Nagelhus Schia and Benjamin de Carvalho
Publication Date:
09-2010
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
Rule of law reforms in Liberia over the past five years serve as a clear example of how the international community has failed on this point, as the country's own practices have been generally neglected in the process. Characteristically, there is little updated information on the customary law and traditional practices of Liberia. In investigating how the international community addresses SGBV in Liberia, we found within the liberal peacekeeping/building paradigm few analytical tools that could be used to gain a solid understanding of the host country 'from below'. This area of society remains a professional blind-spot and represents a gap in the efforts of the international peacekeeping/-building community to build a sustainable peace in the country.
Topic:
Gender Issues, Law, and Peacekeeping
Political Geography:
Liberia

97. Sectoral Productivity Trend: Convergence Islands in Oceans of Divergence

Author:
Fulvio Castellacci, Gaaitzen J. de Vries, and Bart Los
Publication Date:
07-2010
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
In their influential study on productivity growth at the sector-level, Bernard and Jones (1996, BJ) observed convergence of aggregate labor productivity levels in 14 highly developed countries in 1970-1987. They also found evidence that this could be attributed to convergence in services productivity rather than in manufacturing. The main question this paper addresses is whether this result can be generalized to a broader set of countries. Several strands of growth theory suggest that thresholds with regard to a variety of issues can lead to multiple growth regimes, which are likely to lead to very heterogeneous patterns of convergence and divergence. To analyze this, we use econometric techniques that explicitly allow for identification of parameter heterogeneity (quantile regressions and quantile smoothing splines), both with regard to initial conditions and to performance conditional on these initial productivity levels. BJ's data are extended in several dimensions. The recently developed sectoral dataset we use spans the period 1970-2004 and covers 49 countries, including many developing countries. Overall, our findings suggest that convergence as found by BJ only applies to limited groups of country-sectors ('convergence islands'), whereas the biggest parts of our sample spaces can be considered as 'oceans of divergence'.
Topic:
Development, Economics, and Emerging Markets

98. Closing the Technology Gap?

Author:
Fulvio Castellacci
Publication Date:
08-2010
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This paper focuses on the dimensions shaping the dynamics of technology. We present a model where the knowledge stock of a country grows over time as a function of three main factors: its innovation intensity, its technological infrastructures and its human capital. The latter two variables contribute to determine the absorptive capacity of a country as well as its innovative ability. Based on this theoretical framework, we carry out an empirical analysis that investigates the dynamics of technology in a large sample of developed and developing economies in the last two-decade period, and studies its relationships with the growth of income per capita in a dynamic panel model setting. The results indicate that the cross-country distributions of technological infrastructures and human capital have experienced a process of convergence, whereas the innovative intensity is characterized by increasing polarization between rich and poor economies. Thus, while the conditions for catching up have generally improved, the increasing innovation gap represents a major factor behind the observed differences in income per capita.
Topic:
Development, Economics, Emerging Markets, Science and Technology, and Infrastructure

99. State Bipolarity, Kin Organizations and Violent Collective Action

Author:
Jens Chr.1 Andvig
Publication Date:
10-2010
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
The paper seeks to explain state failures. To do so, we focus on non-market forms of interactions in the public sector that allow officials to move into high or low effort levels, a kind of state tendency to bipolarity or manic depression. The activity level actually 'chosen' will have important consequences for the overall non-state economy. The paper outlines reasons why low effort and high corruption levels are likely to go together and increase the risks for possible rise in violent conflicts. It further describes mechanisms that show how non-formal institutions may impact corruption, state activity levels and possible economic gains from joining violent rebellion.
Topic:
Corruption, Markets, and Fragile/Failed State

100. Globalisation, Domestic Market Integration, and the Regional Disparities of India

Author:
Arne Melchior
Publication Date:
10-2010
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
Using a world trade model with India subdivided into states, the paper examines how regional disparities are affected by domestic inter-state trade as well as international trade. According to the analysis, international liberalisation promotes decentralisation and convergence, not divergence, so trade is not to blame for India's growing regional disparities. High economic growth within India makes domestic markets more important and the geographical effect of this is opposite to that of globalisation. This may counterbalance the geographical impact of international liberalisation and explain why recent changes in geographical clustering in India are limited. The empirical results are consistent with this. They also indicate that Indian services expansion is largely driven by increases in domestic demand due to growth, and that domestic market integration is essential for India's manufacturing sector. We argue that for larger nations, the domestic inter-regional trade is important and India should have a trade policy that addresses domestic as well as international market integration.
Topic:
Development, Globalization, and International Trade and Finance
Political Geography:
South Asia, India, and Asia