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51. Catalyst or crisis? COVID-19 and European Security

Author:
Claudia Major
Publication Date:
10-2020
Content Type:
Policy Brief
Institution:
NATO Defense College
Abstract:
The COVID-19 crisis is teaching European countries that a pandemic can destabilize societies, the economy and political institutions to the same extent that military or hybrid threats do. However, while the pandemic's impact on European security seems massive, it is difficult to isolate the COVID-19 factor: what is uniquely pandemic-driven, and what is the result of other elements, such as the lack of US leadership, is not always easy to determine.
Topic:
Conflict Prevention, Security, Institutions, Coronavirus, and COVID-19
Political Geography:
Europe

52. A renewed collective defense bargain? NATO in COVID’s shadow

Author:
Sten Rynning
Publication Date:
09-2020
Content Type:
Policy Brief
Institution:
NATO Defense College
Abstract:
The COVID-19 pandemic has revealed a tectonic shift in world politics: China's rise and an erosion, if not a decline, of Western power. Where Western Allies squabble, China acts with confidence. NATO's timorous decision of December 2019 to discuss China's "growing influence" now seems quaint one year on, or at best a preamble to the preeminent question of our era: is NATO sufficiently cohesive to confront change?
Topic:
NATO, Power Politics, and Alliance
Political Geography:
China, Europe, and North America

53. NATO and the COVID-19 emergency: actions and lessons

Author:
Olivier Rittimann
Publication Date:
09-2020
Content Type:
Policy Brief
Institution:
NATO Defense College
Abstract:
At the height of the COVID-19 crisis, a number of voices criticized NATO's absence in the fight against the pandemic. As expected, many of these critics came from Russia and China, exploiting a highly effective STRATCOM to allege an apparent lack of NATO involvement. However, criticism also emerged from within the Alliance, urging that NATO should wake up to the situation. Russian propaganda, backed by the actual deployment of planes and trucks to Italy, and domestic condemnation fueled a sense of discontent in people as regards the usefulness and effectiveness of international organizations at large, and more specifically NATO and the European Union (EU). This impression of inaction persisted for a couple of weeks after the outbreak of the COVID crisis in most Allied nations, until eventually an aggressive counter messaging strategy was put forward by NATO HQ, SHAPE and individual nations themselves.
Topic:
Defense Policy, NATO, European Union, Alliance, and COVID-19
Political Geography:
Europe and North America

54. Revitalizing NATO’s once robust standardization programme

Author:
Paul Beckley
Publication Date:
07-2020
Content Type:
Policy Brief
Institution:
NATO Defense College
Abstract:
Since the end of the Cold War and after the 9/11 attacks, globalization has not replaced Great Powers' competition as some predicted but, progressively, it has accelerated it. Such competition has been driven by advanced technology, which potentially preludes the next revolution in military affairs. Competition among nations is nothing new, but in contrast to the industrial era, in the digital age it is not just about the number of tanks, ships, aircraft and brigades. It is also about the control of networks, platforms and software. This represents an important transformation: norm-setting in these technical domains will yield significant geopolitical returns. In the realm of technology, standards are tantamount to the rules of the game.
Topic:
NATO, Geopolitics, and Standardization
Political Geography:
Europe and North America

55. NATO and 5G: what strategic lessons?

Author:
Andrea Gilli
Publication Date:
07-2020
Content Type:
Policy Brief
Institution:
NATO Defense College
Abstract:
Thanks to their higher speed, larger data volume, lower latency, and capacity to sustain very high density connections (including machine-to-machine communications), 5G networks are set to unleash a major economic revolution, potentially adding trillions of dollars to the global economy (at least according to recent forecasts). From smart cities to Artificial Intelligence (AI); telemedicine to driverless cars; virtual reality to the Internet of Things (IoT); Industry 4.0 to all manner of applications that will comprise this new ecosystem, 5G ushers in enormous opportunities. 5G communications still require significant investments, both for research and development of key technologies, and for building the supporting infrastructure. Moreover, the next generation of telecommunications raises several important questions about the political economy of spectrum allocation and standard definition, their military applications, the role of Chinese companies and the attendant cybersecurity risks. These are all relevant topics for NATO from which the Alliance can draw some strategic lessons.
Topic:
NATO, Military Strategy, Data, 5G, and Internet of Things
Political Geography:
Europe, North America, and Global Focus

56. NATO’s strategic redirection to the South

Author:
Stephen J. Mariano
Publication Date:
06-2020
Content Type:
Policy Brief
Institution:
NATO Defense College
Abstract:
NATO created the Strategic Direction South--the "Hub"--in 2017, in response to illegal migration into Europe from war-torn Libya, Syria, and Iraq, highlighting humanitarian and internal security concerns. As evidence began to emerge that criminal organizations and terrorist groups were leveraging migration flows, these fears coalesced with other security concerns, not only disrupting the stability of European societies but also threatening the security of European societies but also threatening the security of the Alliance. Eventually, NATO recognized that the situation was connected to deeper sources of instability and that solutions would require a comprehensive approach to the southernmost parts of "the South".
Topic:
Security, Defense Policy, NATO, and Migration
Political Geography:
Europe and North America

57. NATO’s needed offensive cyber capabilities

Author:
Ion A. Iftimie
Publication Date:
05-2020
Content Type:
Policy Brief
Institution:
NATO Defense College
Abstract:
At the 2016 NATO Summit in Warsaw, cyberspace was recognized as an operational domain in which NATO military forces must be able to maneuver as effectively as they do on land, at sea and in the air. Since then, Allies have conducted several successful offensive cyber operations against non-state adversaries, such as Daesh. Due to technological transformations in recent years, cyber is no longer viewed by NATO and its member states only as a hybrid threat, but also as a weapon in its own right and as a force multiplier in current military operations. Over the next two decades, NATO will look for new ways to integrate cyber weapons (or offensive cyber capabilities) into its operations and missions.
Topic:
Defense Policy, NATO, Non State Actors, and Cybersecurity
Political Geography:
Europe, North America, and Global Focus

58. Projecting Stability to the South: NATO’s other challenge

Author:
Chloe Berger
Publication Date:
05-2020
Content Type:
Policy Brief
Institution:
NATO Defense College
Abstract:
In the spring of 2020, the Atlantic Alliance's "large periphery" to the South, which extends from the Sahel to the Asian borders of the Arabian Gulf, remains in a state of dangerous instability. The health and containment measures taken by the authorities against the COVID-19 crisis have put popular claims to rest. The case of Lebanon shows, however, that the urgency of the pandemic has not made the demands of the population disappear. Beyond managing the health crisis, there is no doubt that the future of the region's leaderships will largely depend on their ability to mitigate both the socio-economic consequences of the COVID-19 crisis, as well as the political ones.
Topic:
NATO, Political stability, Alliance, and Conflict
Political Geography:
Europe, Middle East, and North Africa

59. The NATO Pipeline System: a forgotten defence asset

Author:
Dominik P. Jankowski
Publication Date:
04-2020
Content Type:
Policy Brief
Institution:
NATO Defense College
Abstract:
Over the last decade, energy security has become a permanent element of NATO's strategic thinking, integrated into numerous NATO policies and activities. In fact, restoring the prominence of energy security within the Alliance was not easy, especially as this policy was considered primarily a question of national security in the post-Cold War era. It was only at the 2008 Bucharest Summit that NATO was given a dedicated, yet limited, mandate to work in this field. The mandate--based on a set of principles and guidelines--included information and intelligence sharing, cooperation on consequence management, and support for the protection of critical energy infrastructure.
Topic:
Defense Policy, NATO, Energy Policy, European Union, and Economy
Political Geography:
Europe

60. It’s that time of the decade again: some considerations for NATO’s eighth Strategic Concept

Author:
Jeffrey H. Michaels
Publication Date:
01-2020
Content Type:
Policy Brief
Institution:
NATO Defense College
Abstract:
In the Declaration that emerged from teh December 2019 London Leaders Meeting, NATO Secretary General Jens Stoltenberg was tasked to present Foreign Ministers with "a forward-looking reflection process under his auspices, drawing on relevant expertise, to further strengthen NATO's political dimension including consultation.". This new tasking has been largely attributed to French President Emmanuel Macron's remark the previous month that the Alliance was suffering from "brain death". Speaking at a press conference alongside Stoltenberg, Macron elaborated on his comment, complaining the Alliance was overly focused on "cost-sharing or burden-sharing" whereas too little attention was being placed on major policy issues such as "peace in Europe, the post-INF, the relationship with Russia, the issue of Turkey, who is the enemy?"
Topic:
Security, Defense Policy, and NATO
Political Geography:
Europe and North America

61. Energy security in the Baltic Region: between markets and politics

Author:
Marc Ozawa
Publication Date:
01-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
NATO addresses energy security concerns in three ways, through strategic awareness, infrastructure protection and energy efficiency measures. However, what may be a concern for NATO is potentially a problem for member states with conflicting views on the issue, the politics of which impact their interactions within the Alliance. Nord Stream 2, the trans-Baltic pipeline connecting Ust-Luga (Russia) to Greifswald (Germany), is one such example because it is so divisive. This Policy Brief advocates a role for NATO as a constructive partner with the European Union (EU), the governing body for energy security issues in tandem with national governments, while avoiding the divisive politics of direct involvement. NATO and the EU have complementary perspectives on energy security. The Alliance’s view is directed at broad security implications and the EU’s Director- General for Energy (DG Energy) is more focused on market matters. In this complementarity of perspectives NATO could indirectly assist DG Energy in making better energy policies and help to avoid the politicization of projects that create friction within the EU, the type that can spill over into NATO. The strife around Nord Stream 2, for example, works against both EU unity and cohesion within NATO such that, what may not have originally been perceived as a problem for NATO, becomes one.
Topic:
Security, NATO, Energy Policy, Regional Cooperation, and European Union
Political Geography:
Europe, North Atlantic, and North America

62. Vostok 2018: ten years of Russian strategic exercises and warfare preparation

Author:
Dave Johnson
Publication Date:
02-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
The visibility, scale and scope of Russian military exercises have been a focus of the Western media and specialist literature since 2014. Of most recent interest, Russia conducted Vostok 2018, the latest it- eration of its annual strategic1 exercises, from early July to 17 September 2018. Vostok (meaning East) is part of a system of strategic exercises that the Russian Armed Forces have been developing since 2009. It is one of the four named annual strategic exercises conducted on a rotating basis among four of Russia’s five military districts. It should be noted that these visible events represent a small fraction of Russia’s nationwide whole-of-Government effort to develop the ability to conduct large-scale operations against a major military power, and to influence po- tential adversaries.
Topic:
NATO, Regional Cooperation, Military Strategy, and Conflict
Political Geography:
Russia, Europe, North Atlantic, and North America

63. Preparing for “NATO-mation”: the Atlantic Alliance toward the age of artificial intelligence

Author:
Andrea Gilli
Publication Date:
02-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
The unprecedented pace of technological change brought about by the fourth Industrial Revolution offers enormous opportunities but also entails some risks. This is evident when looking at discussions about artificial intelligence (AI), machine learning (ML) and big data (BD). Many analysts, scholars and policy- makers are in fact worried that, beside efficiency and new economic opportunities, these technologies may also promote international instability: for instance, by leading to a swift redistribution of wealth around the world; a rapid diffusion of military capabilities or by heightening the risks of military escalation and conflict. Such concerns are understandable. Throughout history, technological change has at times exerted similar effects. Additionally, human beings seem to have an innate fear that autonomous machines might, at some point, revolt and threaten humanity – as illustrated in popular culture, from Hebrew tradition’s Golem to Mary Shelley’s Frankenstein, from Karel Čapek’s Robot to Isaac Asimov’s I, Robot and the movie Terminator. This NDC Policy Brief contributes to the existing debate by assessing the logic behind some of these concerns and by looking at the historical record. While some worries are warranted, this brief provides a much more reassuring view. The implications are straightforward: NATO, its member states and partners should not be afraid of ongoing technological change, but embrace the opportunities offered by new technologies and address the related challenges. In other words, the Atlantic Alliance should start a new transformation process directed toward the age of intelligent machines: it should start with what I call “NATO-mation”. The goal is not only preserving and enhancing NATO’s military superiority and thus better contribute to global security in the decades ahead but also ensuring that its values, ethical stances as well as moral commitments will remain central in a rapidly- changing security environment.
Topic:
NATO, Regional Cooperation, Science and Technology, Military Strategy, and Artificial Intelligence
Political Geography:
Europe, North Atlantic, and North America

64. NATO’s coming existential challenge

Author:
Karl-Heinz Kamp
Publication Date:
03-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
Seven decades after it was established, the North Atlantic Alliance is doing fairly well and fully de- serves being described as the most successful secu- rity organization in modern history. By constantly evolving and adapting, NATO managed to main- tain its relevance on both sides of the Atlantic in fundamentally different security environments. It preserved the territorial integrity of its members during the Cold War and was crucial for bringing down the Iron Curtain. It helped to bring peace to the Balkans and prevented Afghanistan from once again becoming a breeding ground for jihadist ter- rorism. Since Russia’s return to revanchist policies in 2014, NATO again guarantees the freedom and security of its members in the East. In the long term though, NATO faces an almost existential problem, as it will be difficult to main- tain its relevance for the United States as the dom- inant power within the Alliance. This will be less a result of the current president’s erratic policy than of the geostrategic reorientation of the US away from Russia and towards China. NATO will also have to fundamentally alter its geographic orienta- tion to avoid falling into oblivion.
Topic:
Security, NATO, Diplomacy, Regional Cooperation, and Military Strategy
Political Geography:
Europe, North Atlantic, and North America

65. NATO’s Futures: the Atlantic Alliance between Power and Purpose

Author:
Sten Rynning
Publication Date:
03-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
This NDC Research Paper argues that in spite of these warning signs, NATO can regain its balance between power and purpose and thus secure its future. NATO’s balancing act is ultimately a question of leadership: it is within the reach of Allied leaders to balance the interests and geopolitics of Europe and Asia, as well as the restrained and affirmative policies that represent Canada and Europe’s inclination for concerted diplomacy on the one hand and the United States inclination for strategic engagement on the other. Regrettably, these leaders may be drawn to some of the easy NATO visions that offer stringency of purpose, as in “come home to Europe”, or inversely, “go global”. Yet the reality of the Alliance’s geopolitical history and experience is that NATO is strong when apparently contrasting interests are molded into a balanced vision. Today, NATO can only encourage European investment in global, US-led policy if it secures stability in Europe, while inversely, NATO can only secure US investment in Europe’s security order if the Allies are open to coordination on global affairs. The report first outlines the basic geopolitical trends with which the Alliance is confronted: an Alliance leader questioning its heritage of overseas engagement, China’s rise as a great power, an emerging alignment between China and Russia in opposition to liberal order, and the track record of southern unconventional threats dividing the Allies on matters such as counter-terrorism, immigration control, stabilization and development. The Allies seem to be hesitating on the West-East axis and paralyzed as a collective on southern issues, which leads the report to sketch three NATO futures.
Topic:
NATO, Diplomacy, Regional Cooperation, Liberal Order, and Investment
Political Geography:
Russia, China, Europe, North Atlantic, Asia, and North America

66. “NATO@70”: still adapting after all these years

Author:
Julian Lindley-French
Publication Date:
03-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
In April 1949, at the signing of the foundation doc- ument of the North Atlantic Treaty Organisation, the Treaty of Washington, the Western Allies had twelve active divisions. They believed, erroneously as it turned out, that Stalin’s Red Army had 175 di- visions on the other side of the River Elbe which marked the then inner-German border. At the time the West consoled itself with the monopoly that the United States had on atomic weaponry. Such com- placency ended on 29 August 1949 with a nuclear shock when the Soviet Union tested its first atomic device. The new NATO was also tied inextricably to Europe’s then recent past. Soon after the Treaty of Washington was signed the French newspaper Le Monde suggested that the creation of NATO repre- sent a big step down the road to German rearma- ment: “The rearmament of Germany is present in the Atlantic Pact as the seed in the egg”.1 April 1949 thus encapsulated both the ambition and the tensions that were to mark the three strands of post-World War Two European security and defence: transatlantic relations, the German Question and the road to European Union and how to both engage Russia and defend against it.
Topic:
NATO, Diplomacy, Regional Cooperation, and European Union
Political Geography:
Russia, Europe, North Atlantic, Germany, and North America

67. NATO is doing fine, but the Atlantic Alliance is in trouble

Author:
Bruno Tertrais
Publication Date:
04-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
Twenty years ago, as the Atlantic Alliance was get- ting ready to celebrate its 50th anniversary, this au- thor published a piece entitled “Will NATO still exist in 2009?”.1 It argued that NATO’s lost sense of mission after the disappearance of the Sovi- et threat, disagreements over peacekeeping, and a growing US disinterest for Europe legitimately raised the question of the Alliance’s ability to sur- vive ten years from then. Today NATO’s Article 5 missions are once again taking center stage and the relevance of the Alli- ance is hardly questioned. But questions are still being raised about its political solidity. Is it more le- gitimate today to wonder about NATO’s existence ten years from now than it was in 1999? To a point, no. There is no longer a significant debate about NATO’s relevance. However, there are severe ten- sions in the transatlantic relation, which Russia’s aggressiveness is unlikely to dampen. NATO has remarkably adapted and has even been rejuvenated: but the Atlantic Alliance remains in trouble. And this, in turn, could have consequences on NATO’s ability to deter and act.
Topic:
NATO, Diplomacy, Regional Cooperation, Military Strategy, Peacekeeping, and Transatlantic Relations
Political Geography:
Russia, Europe, North Atlantic, and North America

68. NATO at 70: enter the technological age

Author:
Tomáš Valášek
Publication Date:
04-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
As NATO celebrates its 70th anniversary, it has re- turned nearly all the way to its original deterrence and defence roots. While it remains in the busi- ness of collective security and crisis management, for the past five years – since Russia’s aggression against Ukraine – Article 5 tasks have come to dominate the agenda of the commanders, plan- ners and policy makers. As for the years ahead, the challenges come in three forms. The first is to finish the transition to common defence. 2019 is not 1949; the nature of the technologies that determine winners and los- ers has changed. And while NATO has adapted admirably in many ways, it has work left to do, par- ticularly in addressing cyber vulnerabilities. The second challenge is also related to technolo- gies, and it is to start preparing for the next gener- ation of partly or fully automated warfare, which will make use of artificial intelligence (AI). The re- search and development is well under way, on the part of the Allies as well as potential adversaries. A lot less thinking is taking place with regard to how defence politics – the way Allies agree on plans and guide operations – will be affected. That is a mistake. The changes which automation will bring to NATO deliberations will be no less dramatic than those which will happen on the battlefield. The third challenge is more immediate and po- litical in nature: it is to keep the Alliance unified inthe face of unprecedented soul-searching on the part of the biggest Ally, the United States. And while by virtue of its size and dominance Wash- ington tends to be self-referential, reactions from the rest of NATO member states do make a dif- ference, both positive and negative. Their track re- cord over the past two years has been mixed.
Topic:
Defense Policy, NATO, Diplomacy, Regional Cooperation, and Military Strategy
Political Geography:
Russia, Europe, North Atlantic, Ukraine, and North America

69. Building the airplane while flying: adapting NATO’s force structure in an era of uncertainty

Author:
Sara B. Moller
Publication Date:
05-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
Since the 2014 Wales Summit, NATO has made a series of reforms (“Adaptation Measures”) to the NATO Force Structure (NFS), the pool of conventional national and multinational forces and headquarters placed at the Alliance’s disposal on either a permanent or temporary basis.1 Designed to strengthen NATO’s long-term military posture and enable quick response to emergencies wherever they arise, the post-2014 initiatives constitute the most ambitious attempt at modernizing the NFS in a generation. While NATO deserves praise for the speed with which it reacted to security developments on its Eastern flank in recent years, the importance Brussels placed on responding quickly has come at the expense of a comprehensive theater-wide strategy for the new force structure. Because the new Adaptation Measures were adopted largely on an ad hoc basis, with different framework nations often taking the lead, the question of their relationship with existing NATO initiatives and structures received insufficient attention early on. Indeed, within the Alliance, many officials continue to liken the post-Wales force structure adaptation process to the act of building an airplane while flying. The political expediency which initially gave rise to the Adaptation Measures has since given way to intra-Alliance debates about burden-sharing and the appropriate number of resources to commit to one flank. At the core of these disagreements lie members’ differing threat perceptions. To succeed, however, the new NFS will require the support of all members. For this reason, it is imperative that NATO officials and member states redouble existing efforts to forge consensus on an Alliance-wide threat assessment.
Topic:
NATO, Diplomacy, Regional Cooperation, and Military Strategy
Political Geography:
Europe, North Atlantic, and North America

70. What NATO’s counter-terrorism strategy?

Author:
Kris Quanten
Publication Date:
05-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
Until 2001, NATO considered the terrorist threat as a secondary phenomenon with a limited impact on the Alliance. The 9/11 attacks marked a radical turnaround: suddenly terrorism became a top secu- rity priority. This was also the first and only time in NATO’s history that Article 5 was invoked, further- more for a terrorist attack. Initially, the reaction to 9/11 was purely military. However, it soon became clear that there was lit- tle strategic vision underlying the initiatives to fight terrorism at the operational level. Hence, the hasty approval, at the NATO Prague Summit in 2002, of a Military Concept for Defence Against Terrorism.1 This Concept foresaw a number of new initiatives, such as intelligence sharing, CBRN measures, the establishment of a Terrorist Threat Intelligence Unit, and Civil Emergency planning, as a priority. Yet all these separate initiatives lacked coordination and an overarching vision.
Topic:
NATO, Regional Cooperation, Terrorism, Military Strategy, Counter-terrorism, and War on Terror
Political Geography:
Europe, North Atlantic, and North America

71. Why the Baltics matter. Defending NATO’s North-Eastern border

Author:
Sven Sakkov
Publication Date:
06-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
After the dissolution of the Soviet Union, most of Europe went on a “strategic holiday”. The West had won and the future was bright. Even the fact that at its weakest the Russian Federation was still able to create frozen conflicts at its borders did not dent this optimism. Defence spending in Eu- rope was plummeting throughout the 1990s, and all the way to 2014. NATO’s prevailing paradigm changed from being a collective defence organi- sation more to something of a collective security actor, with many main missions and a plethora of partnerships. After the shock of 9/11, the Alliance focused on counter-insurgency operations in Afghanistan. Military capabilities required to fight a modern near-peer adversary atrophied even further. In this context, some Allies did not take their eyes off Russia – primarily Poland and the Baltic States. Yet they were perceived by major Western Allies as nuisances requiring psychological counselling, as countries who had been traumatised by their harsh history and hence had become incapable of embracing this new reality of partnership with Rus- sia. Even the Russian military aggression against Georgia in 2008 did not change that Zeitgeist. US Secretary of State Hillary Clinton presented her “reset” button to the Russian Foreign Minister Sergei Lavrov just seven months after Russian tanks rolled into Georgia.
Topic:
Defense Policy, NATO, Diplomacy, Regional Cooperation, and Military Strategy
Political Geography:
Europe, North Atlantic, Eastern Europe, North America, and Northern Europe

72. A Strategic Odyssey: Constancy of Purpose and Strategy-Making in NATO, 1949-2019

Author:
Diego A. Ruiz Palmer
Publication Date:
06-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
In this Research Paper, Diego Ruiz Palmer argues, that in spite of the many crises over seven decades, NATO has been a forum in which Allies were able to stand together, build a common purpose, most notably through a process of strategy- making. What is strategy-making and why is it important? Strategy-making is mainly about building a shared sense of strategic thinking and doing within the Alliance; it is about making the Alliance a cohesive and credible defence actor that draws on a solid and Alliance-wide political and military posture. This is achieved through a process of constant consultation, planning, policy-making, shared threat assessment and buy-in by all member states. Strategy-making is important because it determines the long-term success of the project. This was true in the past, but still holds today, at a time when the Alliance is re-embracing a deterrence and defence agenda. If, as Diego Ruiz Palmer puts it, strategy-making has been the “key ingredient in sustaining a constancy of purpose in often turbulent times”, then it must continue to be so, as external and internal challenges – in the post-Cold War era more than ever – question the relevance of the Alliance. Diego Ruiz Palmer recounts the strategic odyssey in systematic and meticulous detail: from the very first steps of the Alliance’s establishment, to the post-Cold War adaptation, through the doctrinal evolutions of the 1960s, to NATO’s strategic and operational renaissance in the ‘70s and ‘80s. Throughout, Diego draws on a rich mix of NATO’s archives and declassified documents, secondary sources, and his own expertise of the institution’s life. The result is inspiring, and will no doubt become a reference document on NATO’s nature and ability to navigate through turbulent strategic waters. One may simply hope that the fate of the Alliance does not resemble that of the Odyssey’s hero.
Topic:
Defense Policy, NATO, Regional Cooperation, and Military Strategy
Political Geography:
Europe, North Atlantic, and North America

73. The necessary adaptation of NATO’s military instrument of power

Author:
Jan Broeks
Publication Date:
06-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
Since 2014, the Euro-Atlantic security environment has become less stable and predictable as a result of a series of actions taken by Russia: Russia’s illegal and illegitimate annexation of Crimea and ongoing destabilization of eastern Ukraine; Russia’s military posture and provocative military activities, such as the deployment of modern dual-capable missiles in Kaliningrad, repeated violations of NATO Allied air- space, and the continued military build-up in Crimea; its significant investments in the modernization of its strategic forces; its irresponsible and aggressive nu- clear rhetoric; its large-scale, no-notice snap exercises; and the growing number of its exercises with a nucle- ar dimension. In parallel, growing instability in our southern re- gion, from the Middle East to North Africa, as well as transnational and multi-dimensional threats, are chal- lenging our security. These factors can all have long- term consequences for peace and security in the Eu- ro-Atlantic region and stability across the globe. Yet it is mainly Russian military actions that have brought deterrence and collective defence back to the fore- front of NATO’s agenda.
Topic:
Defense Policy, NATO, Regional Cooperation, and Military Strategy
Political Geography:
Russia, Europe, North Atlantic, Ukraine, and North America

74. Deterring hybrid threats: the need for a more rational debate

Author:
Michael Ruhle
Publication Date:
07-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
Since Russia’s hybrid war against Ukraine in 2014, the Western strategic community is trying to come to grips with the concept of hybridity.1 Some ob- servers were quick to point out that the idea of combining military and non-military tools was far from new, and they warned against exaggerating hy- brid warfare.2 However, Russia’s apparently seam- less and effective blending of political, diplomatic, economic, electronic and military tools in order to annex Crimea and support separatists in the Don- bas seemed to herald a new era of hybrid warfare: a revisionist power was using both old and new means to undermine and, eventually, tear down a post-Cold War order it considered unfair and un- favourable.
Topic:
NATO, Diplomacy, Regional Cooperation, and Military Strategy
Political Geography:
Russia, Europe, North Atlantic, Ukraine, and North America

75. Russia’s Military Posture in the Arctic Managing Hard Power in a “Low Tension” Environment

Author:
Mathieu Boulegue
Publication Date:
07-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
Russia’s military posture in the Arctic is informed by the changing geopolitical environment, and can no longer be considered in isolation from the country’s growing tensions with the West. In this sense, the period of “Arctic exceptionalism” – in which, by convention, the region has been treated as a zone of depoliticized cooperation – is coming to an end. Certainly, the Russian Arctic is not exceptional for Moscow in military-operational terms. Russia’s leadership has accorded the same threat perception to the Arctic as it has to other theatres of operation. It seeks consistent control over foreign military activity in the Russian Arctic, and ensured access for Russian armed forces, particularly the Northern Fleet. Russia’s military build-up in the Russian Arctic and the Kremlin’s intentions are, at least for now, defensive in nature. Russia’s military build-up in the Arctic Zone of the Russian Federation (AZRF) primarily aims to ensure perimeter defence of the Kola Peninsula for the survivability of second-strike nuclear assets. Russia’s “Bastion” defence concept consists of the projection of multi-layered sea denial and interdiction capabilities. Another Russian priority is to ensure the Northern Fleet’s access to, and passage along, the Northern Sea Route (NSR) from the Atlantic Ocean to the Pacific Ocean. This has hitherto been achieved through military infrastructure along the NSR. However, due to the receding ice, Moscow will seek to enforce “border control” over a larger portion of its Arctic area in the future. The revamping of dual-use border control infrastructure and facilities is deemed a priority for safeguarding Russia’s vision of national security in the AZRF. Since the mid-2010s, Russia has deployed substantive force and capabilities along its northern border in the AZRF. Parts of the armed forces, such as the Arctic Brigade, are now Arctic-capable and have developed concepts of operations tailored to that environment. The Northern Fleet has been repurposed with the Arctic environment in mind, and has been provided with Arctic-specific military technology and training. Russia acts as a status quo power and a reluctant rule-follower in the Arctic, partly because international law there plays in its favour, and partly because it is in Russia’s interest to do so. Despite growing tension, cooperation between Russia and other Arctic nations is likely to endure.
Topic:
Defense Policy, NATO, Regional Cooperation, and Military Strategy
Political Geography:
Russia, Europe, North Atlantic, North America, and Arctic

76. Russia and China: “axis of convenience” or “stable strategic partnership”?

Author:
Marc Ozawa
Publication Date:
07-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
s the growing relationship between Russia and China a short term “axis of convenience” as some have suggest- ed or rather a “stable strategic partnership” described by China’s former vice Foreign Minister, Fu Ying”.1 Based on current events, it is still too early to tell how substan- tive this relationship will develop. On the one hand, there are impressive achievements in cooperation with clear sig- nals from Moscow and Beijing of their future aspirations, which are serious and long-term. On the other hand, there are indications that things could fall apart quickly consid- ering a contentious history that is still in living memory, lingering distrust and socio-cultural obstacles. Although both countries have finally agreed on a mutually recog- nized border, growing Chinese influence and the sheer disparity of populations in the border region raise con- cerns that even Russian leadership privately acknowledge. For the time being, however, the forces bringing both countries together are enough to overcome these obsta- cles. Although the current direction of bilateral relations is towards cooperation, it is still a fragile sort. Because co- operation requires the participation of Russian and Chi- nese leadership, it could recede without their active pro- motion. In the long term much will depend on how the leadership navigates through the phases of cooperation, both military and economic. For NATO, this underscores the need to incorporate Far East developments into its strategic awareness of the Eastern Flank, particularly with respect to the convergence of political, military and eco- nomic forces.
Topic:
NATO, Diplomacy, Regional Cooperation, and Military Strategy
Political Geography:
Russia, China, Europe, North Atlantic, Asia, and North America

77. NATO and EU training missions in Iraq – an opportunity to enhance cooperation

Author:
Niels Schafranek
Publication Date:
08-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
For the past fifteen years, NATO-European Union (EU) cooperation has been expanding with mixed results. Fundamentally, the two organizations are different: NATO, as an intergovernmental military alliance, focuses on collective defence, crisis man- agement and cooperative security. The EU, on the other hand, is a political and economic union that has developed a security agenda under the Common Security and Defence Policy (CSDP). However, there are also overlapping security activities such as the so-called “Petersberg tasks”, involving the EU in peacekeeping, and potentially even tasks of combat for EU forces in crisis management.
Topic:
Defense Policy, NATO, Regional Cooperation, and European Union
Political Geography:
Europe, North Atlantic, and North America

78. Fighting “Men in Jeans” in the grey zone between peace and war

Author:
Peter Braun
Publication Date:
08-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
Since 2014, all NATO Summit Declarations have pointed to terrorism and hybrid warfare as the main and most immediate threats to the security of the North Atlantic Alliance and its members.1 Surprisingly, the two threats are largely addressed separately – the fact that ter- rorism happens to be an important element of hybrid warfare is not mentioned at all. This pa- per seeks to examine whether NATO’s current concepts of counter-terrorism (CT) are ade- quate for countering potential terrorist threats in a hybrid environment. To do so, the paper be- gins by examining how terrorism could be used in a hybrid scenario. Thereafter, the particular challenges that these threats pose to collective defence, according to Article 5 of the Washington Treaty, are addressed. Finally, this paper considers the extent to which key elements of NATO’s counter-terrorism strategy fit the spe- cific challenges posed by terrorism as a possible component of hybrid warfare.
Topic:
Defense Policy, NATO, Regional Cooperation, Terrorism, and Counter-terrorism
Political Geography:
Europe, North Atlantic, and North America

79. From hybrid warfare to “cybrid” campaigns: the new normal?

Author:
Antonio Missiroli
Publication Date:
09-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
The speed and intensity at which the strategic land- scape has evolved over the past two decades requires constantly updating our analytical and operational tools, capturing change as it occurs, anticipating it whenever possible, and also framing it in terms that facilitate adaptation and cooperation. The recent de- bates over “hybrid” are an excellent case in point.
Topic:
Defense Policy, NATO, and Regional Cooperation
Political Geography:
Europe, North Atlantic, and North America

80. The role of democracy and human rights adherence in NATO enlargement decisions

Author:
Eyal Rubinson
Publication Date:
09-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
What is the role that democracy and adherence to hu- man rights play in NATO enlargement decisions? Democratic conditionality, a strategy of setting clear benchmarks of liberal-democratic reforms as a pre- requisite for membership, has been a central theme in NATO history. Adherence to democracy and human rights was cited in the Washington Treaty of 1949, and more recently in the 1995 Study on NATO En- largement, the 1994 Framework Document of the “Partnership for Peace” programme, the 1999 Mem- bership Action Plan (MAP) and other fundamental texts. However, despite this repeated insistence on condi- tionality, many candidate states did not satisfactorily improve their records pre-accession, and are increas- ingly unable to meet the requirement of a function- ing democracy, according to internationally renowned indices.
Topic:
NATO, Human Rights, Regional Cooperation, and Democracy
Political Geography:
Europe, North Atlantic, North America, and Global Focus

81. NATO and the EU The essential partners

Author:
Gustav Lindstrom and Thierry Tardy
Publication Date:
09-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
The state of NATO-EU relations is currently high on the political agenda. There are at least three reasons for this. First, there is a genuine expectation that both organisations should increasingly work together and complement each other in an era where threats are multifaceted. There is a recognition that tackling such threats, while having to adapt their respective positions in light of geopolitical muscle flexing in other parts of the world, requires both organisations to strengthen the partnership. In 2016, the two institutions adopted a Joint Declaration that reflected on this necessity: “In light of the common challenges we are now confronting, we have to step up our efforts: we need new ways of working together and a new level of ambition; because our security is interconnected; because together we can mobilize a broad range of tools to respond to the challenges we face; and because we have to make the most efficient use of resources. A stronger NATO and a stronger EU are mutually reinforcing. Together they can better provide security in Europe and beyond”.1 Second, there are concerns over how NATO-EU relations are faring at a time when the transatlantic relationship is going through turbulent times. In particular, US relations with several EU member states and the EU in general are mired in disagreements on issues ranging from the future of the Joint Comprehensive Plan of Action, also known as the Iran nuclear deal, to the possibility of introducing new tariffs on specific goods traded between the two sides. Looming on the horizon there are also concerns about the implications of Brexit for NATO-EU relations – in particular, whether it may inadvertently complicate both organisations’ ability to work together.
Topic:
NATO, Diplomacy, Regional Cooperation, and European Union
Political Geography:
Europe, North Atlantic, and North America

82. What NATO contribution to the security architecture of the Indo-Pacific?

Author:
Jean-loup Samaan
Publication Date:
10-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
On 3rd April, 2019 in Washington, DC, US Vice Pres- ident Mike Pence addressed an audience of Western current and former statesmen gathered to celebrate the 70th anniversary of NATO. After taking stock of the Alliance’s accomplishments over the previous decades, Pence ventured on the emerging challenges and touched on an unexpected subject, the Indo-Pa- cific region: “By working together, we can maintain a free and open Indo-Pacific where independent na- tions boldly pursue their own interests”.1 Although the Indo-Pacific has by now become a central feature of policy discussions in the US, it has been relatively absent from talks within NATO circles, as the issue is perceived as a matter lying outside the organization’s mandate. But security de- velopments in this region do matter for its member countries. Moreover, there are ways the organization could play a significant role in the Indo-Pacific with- out compromising its pre-existing priorities. Against that backdrop, this Policy Brief aims to contribute to the emerging discussion on NATO’s engagement in the Indo-Pacific by first providing an appraisal of the policy implications of the US strategy towards the region, and then identifying realistic expectations for a NATO engagement in the Indo-Pacific.
Topic:
Security, Defense Policy, NATO, and Regional Cooperation
Political Geography:
Europe, North Atlantic, North America, and Indo-Pacific

83. The enhanced Forward Presence: innovating NATO’s deployment model for collective defence

Author:
Christian Leuprecht
Publication Date:
10-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
The enhanced Forward Presence (eFP) is not merely a deterrence mechanism that relies on NA- TO’s reputation to guard the northeastern flank, but an innovative deployment model in response to the spectrum of emerging threats that confront the Alliance and its members. On the one hand, the eFP enables select mem- ber states to support others, harnessing the econ- omies and economics of an alliance with the legit- imacy of a NATO mandate under circumstances where not all member states want to, or are able to, opt in; or when timelines are tighter than a full- fledged NATO mission could meet. On the other hand, the eFP’s potential for crisis management and security cooperation to address the spectrum of traditional and emerging threats identified in the Wales, Warsaw, and Brussels Summit commu- niqués is considerable: collective defence aside, the current eFP is already showing promise in areas such as building societal resilience and improved security cooperation among member states that are deploying and exercising together – but, in the case of the Baltic states, for instance, without a permanent US headquarters or operational pres- ence. This study starts with a summary of the ratio- nale that informs the eFP and situates it as a quint- essential manifestation of NATO’s new mission set beyond the 2014 Wales Summit. The eFP is be- spoke for the highly dynamic and complex threat environment that is challenging NATO resources on multiple fronts, both in- and out-of-area. The Brief explicates the political and deterrence pur- poses of NATO’s enhanced Forward Presence in northeastern Europe. It also considers eFP’s strategic effects, conceptual limits, and the extent to which this new deployment model might lend itself to confronting a myriad of security risks – conventional and unconventional – that member states face in the 21st century. The final sections rationalize the prospects and value of applying the eFP framework for other conceivable in-area op- erations: the benefits that accrue from rotational forces, and in circumstances when there is NATO consensus but absent willingness by all members to make an actual contribution and commitment; all of which embodies the premium put on the shift in deterrence from political reputation to mil- itary preparedness.
Topic:
Defense Policy, NATO, Regional Cooperation, and Collective Defense
Political Geography:
Europe, North Atlantic, and North America

84. NATO at 70: what defence policy and planning priorities?

Author:
Patrick Turner
Publication Date:
10-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
NATO at 70 shows no sign of slowing down. Indeed, the last few years have been marked by a growth in the challenges to which we must respond, and a high tem- po of decisions and adaptation. NATO’s ability to adapt to the changing security environment has always been a core strength – but this ability has been and will continue to be put to the test. In the last five years, since Russia’s illegal annexation of Crimea and intervention in Eastern Ukraine in 2014, NATO has been going back to basics. Its core purpose of defending Allies has come back to the fore. But not to the exclusion of other tasks and priorities such as: NA- TO’s operations and missions, for example in Afghani- stan, Kosovo and Iraq; our broader contributions to the international fight against terrorism; or our work to build partner capacity. This Policy Brieffocuses on NATO’s efforts to strength- en its defence posture. The NATO shorthand for our efforts to improve our collective defence is deterrence, defence and dialogue (the “three Ds”). These are un- derpinned by responsiveness, readiness and reinforce- ment (the “three Rs”), as well as strengthened national resilience to attack. More investment and commitment by non-US Allies in line with the Defence Investment Pledge agreed at the NATO Summit in Wales in 2014, the shorthand for which is cash, capabilities and contri- butions (the “three Cs”), provides the crucial enablers for the three Ds and the three Rs.
Topic:
Defense Policy, NATO, Regional Cooperation, and Military Strategy
Political Geography:
Russia, Europe, North Atlantic, Ukraine, and North America

85. Calibrating the scope of NATO’s mandate

Author:
Thierry Tardy
Publication Date:
11-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
Anniversaries are opportunities to look back at what has been achieved and to look forward to what ought to be changed and, possibly, improved. Having reached a mature age, an anniversary can also be an occasion to ponder deeper questions of self-identity, purpose and ambition. In 2019 NATO turned 70, and if, overall, it can be proud of what it has achieved for the security of its citizens since 1949, there are also challenges that con- strain its full success as a security actor. More specifically, since 2014, the combination of the Alliance’s two main missions of “deterrence and defence” and “projecting stability”, furthermore in a context of transatlantic tur- bulence and deep tension among member states, has raised a number of questions about NATO’s capacity to remain united and fit for purpose. While the security environment is increasingly com- plex, with constantly evolving threats, and adversaries challenging established state actors and the way they fight, how should NATO further adapt to remain rel- evant? While conflicts are increasingly “hybrid”, should NATO embrace the largest portfolio possible to match the various layers of hybridity, or should it stay focused on what it does best – delivering hard power? Proba- bly both: staying focused might be an option in an ide- al world, but in fact, broadening the scope of NATO’s mandate will be difficult to resist.
Topic:
Defense Policy, NATO, Regional Cooperation, and Collective Defense
Political Geography:
Europe, North Atlantic, and North America

86. The Brain and the Processor: Unpacking the Challenges of Human-Machine Interaction

Author:
Andrea Gilli
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
This volume touches upon this and a set of related messages that ultimately put human beings at the very center of this transformation toward intelligent machines: one of the paradoxes of the second machine age – as Erik Brynjolfsson and Andrew McAfee call it – is in fact that the more tasks computers take over, the more important becomes the role of people.4 Technology replaces tasks, not human beings, and human beings at each round of automation specialize in the tasks with higher added value.5 In other words, technological changes tend to complement human activities, enabling people to specialise in those areas where they have a comparative advantage. However, the transition is not bereft of problems: new skills and new organizational structures are needed to exploit the potentials of new technologies. The emergence of artificial intelligence, machine learning and big data – that in this volume will be interchangeably used alongside terms such as intelligent machines – can potentially represent a major turning point in human history. For the moment, we are dealing – and we will likely continue to do so – with weak or limited AI, namely single- purpose systems, i.e. machines that may reach an outstanding performance in one realm but cannot even fulfill the most basic task in a related field.6 Strong, or general, artificial intelligence – also referred as singularity – will occur when machines will, like human beings, be able to conduct a plurality of multidimensional activities, from driving a car to empatizing with peers, from playing video games to conducting different work activities.7 The contributions in this volume attempt to map the underlying causes, direct implications and broader consequences of the transformation at hand. Their main collective value is that they adopt different, but complementary approaches that ultimately corroborate the underlying theme of the entire volume, namely that as machines become more capable and easily available, the more important become human beings. The world of defense and security often looks with both amazement and concern at other fields. It rarely, however, truly engages with them, also intellectually. Building on a conference jointly organised in December 2018 between the NATO Defense College Research Division and the Paris-based Institut de Recherche Stratégique de l’Ecole Militaire, this volume has tried to address this shortfall by bringing together defense scholars and security practioners, economists and psychologists, historians and lawyers as well as business consultants and roboticists with the goal of looking from different angles at the domain of AI and reason, together, on its possible meanings and consequences.
Topic:
NATO, Regional Cooperation, Science and Technology, and Artificial Intelligence
Political Geography:
Europe, North Atlantic, and North America

87. Imitation, innovation, disruption: challenges to NATO's superiority in military technology

Author:
Andrea Gilli and Mauro Gilli
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
NATO Defense College
Abstract:
Analysts, academics and observers are worried that NATO countries may lose their industrial leadership in defence production. Globalization and advances in communications are widely believed to enable enemies and adversaries alike to copy NATO countries’ state- of-the-art weapon systems, and possibly even surpass them by developing next-generation weapon systems. Moreover, so-called disruptive technologies like artificial intelligence, quantum computing and additive manufac- turing are believed to offer cheaper and less technologi- cally demanding options to countries that do not possess the decades’ old defence industrial base of NATO coun- tries. These countries could then use such new technolo- gies for weakening NATO force structure. These concerns are real and deserve close scrutiny. However, adversaries and competitors still face signif- icant challenges which are more insidious than those NATO countries are facing. Because of the complexity of modern technology, imitation, innovation and disruption in armaments production have become increas- ingly demanding over the past decades – especially for naval and aerial platforms intended to operate in com- petitive environments. For NATO this implies more tar- geted defence investments and exploitation of industrial specialisation across the Alliance, as well as experimen- tation and innovation with new technologies to favour their future integration into the NATO force structure.
Topic:
Defense Policy, NATO, Globalization, Regional Cooperation, Science and Technology, and Military Strategy
Political Geography:
Europe, North Atlantic, and North America