Search

Begin New Search Topic Governance Content Type Working Paper

901. Alternative to Silence: Whistleblower Protection in 10 European Countries

Author:
Craig Fagan and Anja Osterhaus
Publication Date:
11-2008
Content Type:
Working Paper
Institution:
Transparency International
Abstract:
Whistleblowers play a vital role in exposing corruption, fraud and mismanagement and in preventing disasters that arise from negligence or wrongdoing. Prominent whistleblowers revealed the cover-up of SARS and other dangerous diseases that threatened millions of people in China; they disclosed corruption and nepotism in the European Commission and helped to avoid environmental hazards in the US.
Topic:
Corruption, Governance, and Law
Political Geography:
United States, China, and Europe

902. Bribe Payers Index 2008

Author:
Juanita Riaño and Robin Hodess
Publication Date:
12-2008
Content Type:
Working Paper
Institution:
Transparency International
Abstract:
Corruption and bribery are complex transactions that involve both someone who offers a benefit, often a bribe, and someone who accepts, as well as a variety of specialists or intermediaries to facilitate the transaction. By perpetuating the 'abuse of entrusted power for private gain' – Transparency International's (TI) definition of corruption – both the bribe payer and bribe taker cause damage in a number of ways. Ultimately, their corrupt dealings create extreme inequity – both in markets and in societies.
Topic:
Corruption, International Trade and Finance, International Affairs, and Governance

903. Promoting Revenue Transparency: 2008 Report on Revenue Transparency of Oil and Gas Companies

Publication Date:
04-2008
Content Type:
Working Paper
Institution:
Transparency International
Abstract:
In this report, Transparency International (TI) evaluates 42 leading oil and gas companies on their current policies, management systems and performance in areas relevant to revenue transparency in their upstream operations. Revenue transparency in this report includes three areas of corporate action where disclosure can contribute to improved accountability in the management of extractive revenues: payments to host governments, operations and corporate anti-corruption programmes. The companies are evaluated in a total of 21 countries of operation. This report is a featured product of TI's Promoting Revenue Transparency Project and attempts to characterise current levels of company revenue transparency, to point to best practices, and to suggest areas for improvement.
Topic:
Corruption, International Trade and Finance, International Affairs, Natural Resources, and Governance

904. Report on the Appointment of the Temporary Electoral Authorities of Ecuador

Publication Date:
11-2008
Content Type:
Working Paper
Institution:
The Carter Center
Abstract:
As described in the Transitional Regime of the Constitution approved by referendum on September 28, 2008, the Constituent Assembly held its final session (the 98th) in order to appoint the members of the Legislation and Oversight Commission, as well as the members of the temporary electoral authorities that together form the Electoral Branch: the National Electoral Council (NEC) and the Litigious Electoral Tribunal (LET). For the first time in Ecuador's modern history, the organization and evaluation of its elections have been left to two autonomous agencies: the NEC will be in charge of organizing and executing electoral processes and the LET will have jurisdictional authority on electoral matters. This report provides an account of the process of selecting and naming the temporary representatives of these two agencies. The Carter Center's principal motivation in writing this report is to make a contribution to informing national and international audiences about the process of institutional transformation taking place in Ecuador. Although they are temporary, the new electoral authorities have an important and specific purpose in organizing and judging the fairness of the next general election scheduled for April of 2009.
Topic:
Democratization, Politics, and Governance
Political Geography:
Latin America

905. Governance and Security Sector Reform

Author:
Emmanuel B. Osho Coker
Publication Date:
10-2008
Content Type:
Working Paper
Institution:
Global Facilitation Network for Security Sector Reform
Abstract:
The working paper series on Sierra Leone is part of the research programme 'Security System Transformation in Sierra Leone, 1997-2007'. These working papers present perspectives from both Sierra Leone and the United Kingdom regarding the implementation of activities broadly defined as security sector reform (SSR) in the period towards the end of and following the Sierra Leone war.
Topic:
Security, Defense Policy, and Governance
Political Geography:
Africa and Sierra Leone

906. Restructuring the Republic of Sierra Leone Armed Forces

Author:
Alfred Nelson-Williams
Publication Date:
10-2008
Content Type:
Working Paper
Institution:
Global Facilitation Network for Security Sector Reform
Abstract:
The working paper series on Sierra Leone is part of the research programme 'Security System Transformation in Sierra Leone, 1997-2007'. These working papers present perspectives from both Sierra Leone and the United Kingdom regarding the implementation of activities broadly defined as security sector reform (SSR) in the period towards the end of and following the Sierra Leone war.
Topic:
Defense Policy, Democratization, and Governance
Political Geography:
Africa, United Kingdom, and Sierra Leone

907. China's Economic Fluctuations: Implications for its Rural Economy

Author:
Albert Keidel
Publication Date:
01-2008
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
Since market reforms began in 1978, China's economy has shown cyclical fluctuations. These cycles of change appear in obvious statistical patterns-faster growth and then slower growth, higher price inflation and then lower inflation, stronger investment flows and then weaker investment-and all are accompanied by other cyclical fluctuations in a range of variables and policy initiatives. Most of these fluctuations tend to move together. Their beauty is that they allow analysis of which fluctuations influence others and, by extension, which policies might make a difference in managing China's economy. In this regard, the cyclical interaction between China's formal urban economy and its rural economy is particularly relevant for the issues facing Chinese policy makers today.
Topic:
Economics, International Trade and Finance, and Governance
Political Geography:
China and Asia

908. The Iraqi Accord Front's Return to Government

Author:
Farook Ahmed
Publication Date:
05-2008
Content Type:
Working Paper
Institution:
Institute for the Study of War
Abstract:
Iraqi Prime Minister Nourial-Maliki's recent offensives against Shi'a extremist groups in Baghdad and Southern Iraq have been credited with bringing ancillary benefits to Iraq, as they have been credited by Iraq's main Sunni Arab parliamentary bloc, the Iraqi Accordance Front (IAF, or "Tawafuq") to return to Prime Minister Maliki's government. This appears to strengthen the Iraqi government while serving as a milestone for Iraqi sectarian reconciliation.
Topic:
Terrorism, Armed Struggle, Governance, Sectarianism, and Sectarian violence
Political Geography:
Middle East

909. Wilson’s Radical Vision for Global Governance

Author:
Erez Manela
Publication Date:
04-2008
Content Type:
Working Paper
Institution:
MIT Center for International Studies
Abstract:
In recent years, Woodrow Wilson has returned to feature promi- nently in the public discourse on the role of the United States in the world. For students of U.S. foreign relations, this is hardly a sur- prising development. Wilson was responsible for articulating a vision of the U.S. role in the world—usually described as “liberal interna- tionalism”—that has remained, despite well-known flaws and scores of critics over the years, dominant in shaping American rhetoric and self-image, if not always policies, vis-à-vis the rest of the world. Competing foreign policy postures, such as isolationism or “national interest” realism, have surely been influential in particular eras and contexts. But they have failed to match the ideological and popular appeal of liberal internationalism, which has echoed so compellingly the most basic ideas many Americans hold about who they are, what their country is about, and what it should stand for in the world.
Topic:
Foreign Policy, Governance, Leadership, and Liberalism
Political Geography:
North America and United States of America

910. Pakistan's Governance Imperative

Author:
Paula A. Newberg
Publication Date:
05-2008
Content Type:
Working Paper
Institution:
MIT Center for International Studies
Abstract:
After the kind of year that no country ever wants, with its government in crisis, repression replacing even the most remote notion of good government, political assassination, and terror stand- ing in the wings, Pakistan elected a new parliament in February. Led initially by a coalition of three parties previously deemed out- casts by President Pervez Musharraf, its cabinet of familiar political faces quickly agreed in principle, and at least in public, on a compel- ling and daunting political agenda. It reversed some emergency rul- ings, negotiated a hasty truce with insurgents living in the conten- tious tribal agency of Waziristan—and then broke down on divisive issues left to them by Musharraf. Domestic politics and foreign policy alike are now fair game for ambitious politicians long removed from power. This isn’t the first time that civilians have inherited the detritus of a mili- tary-led state, and past success has been elusive at best. Prime Minister Yousef Raza Gillani therefore faces not only the problems created by Musharraf ’s national security state, but also the accumulation of decades of mangled constitutions, mixed civil-military law, weakened state institutions and fragmented political parties. Today’s refreshing, if cautious good will nonetheless reflects a political order that was fragile and complex before Musharraf ’s 1999 coup d’etat, and remains so now. The recent blur of pronouncements, plans and policies reflects this history as it touches on Pakistan’s perennially sensitive topics: jumbled electoral rules, imbalances between provincial powers and central government authority, political corruptions long deemed acceptable, and a testy relationship between parliament and the president. Parliament is understandably keen to replace the opacity of Musharraf ’s tenure with a transparency that matches Pakistan’s avid, 21st century media, and in so doing, cement the coalition’s public image.
Topic:
Governance, Democracy, Leadership, and Political Crisis
Political Geography:
Pakistan and Middle East

911. Who Leads Russia?

Author:
Elizabeth A. Wood
Publication Date:
06-2008
Content Type:
Working Paper
Institution:
MIT Center for International Studies
Abstract:
Ever since Dmitri Medvedev’s nomination to succeed Vladimir Putin as president of Russia, followed by his election and now his inauguration, Kremlin watchers, both Russian and Western, have been discussing the so-called “Putin-Medvedev tandem” and asking who will really lead Russia. Is the duumvirate stable? Will it degen- erate into squabbling among the Kremlin clans behind the scenes? The pundits have identified four plausible scenarios. One is that President Medvedev will indeed have the principal power, including the possibility of ousting Mr. Putin as prime minister, or marginalizing him, since the Russian political system has been “super- presidential,” i.e., strongly centered in the presidency, since the adoption of the new Constitution by Boris Yeltsin in 1993. The second is that the system will remain cen- tered around Prime Minister Putin through informal power mechanisms that have much more weight in this system than do the formal powers granted by the Constitution; this is the scenario I consider most likely. A third is that the United Russia Party will emerge as dominant in this situation, able to make or break presidents through the electoral process. A fourth is that the whole country, or at least the government, will fall apart because of feuding among the followers of the president and the prime minister who will be unable to decide on the fair division of spoils that come with holding power in this country that covers one-sixth of the earth’s land mass. Because the corridors of power are so completely impenetrable to outsiders, no one knows what will happen. Still, Putin and his advisers’ actions in the months leading up to the election and then inauguration of Dmitri Medvedev as president of the Russian Federation show some answers.
Topic:
Governance, Geopolitics, Leadership, and Political stability
Political Geography:
Russia and Europe

912. Turkey's Crisis and Future

Author:
Doğu Ergil
Publication Date:
08-2008
Content Type:
Working Paper
Institution:
MIT Center for International Studies
Abstract:
The two trials that have been occupying the Turkish national agenda today are likely to be the milestones of Turkey’s ability to rid itself of an opaque regime shaped under bureaucratic tutelary. One of the trials concerned the closure of the incumbent Justice and Development Party (AK Party) and has finally been concluded, with a narrow victory for the ruling party and democratic governance. The other is the Ergenekon case, which may unravel the illegal nationalist organization intent on overthrowing the government and bringing an isolationist dictatorial regime under the guise of national sovereignty. The attempt to close the AK Party—deemed the center of anti-secular activities threat- ening the state—began with a Constitutional Court verdict annulling a newly enacted law that lifted a headscarf ban at universities. Prime Minister Recep Tayyip Erdogan’s reply was to accuse the Court of overriding Parliament and threatening national stabili- ty—its headscarf policy is part of democratic reforms to advance free speech and minor- ity rights and has the support of the EU, which Turkey seeks to join. This is true, how- ever much the party lost enthusiasm for liberalizing and democratizing Turkey’s system as part of its EU bid. In its late July decision, the judiciary narrowly allowed the AK Party to survive—and, with other political and civic organizations, to broaden the base of political participation and public discourse. This is all to the good, though the fact that the case was brought to begin with remain troubling. The question is whether or not Turkey will be able to expose its alternative history, bludgeoned by human rights violations, thousands of unsolved assassinations, restric- tions put on liberties, and military interventions in the political process and start a new age marked with liberal ideals.
Topic:
Governance, Authoritarianism, Leadership, and Bureaucracy
Political Geography:
Europe, Turkey, and Asia

913. The Global Financial Crisis and Obstacles to U.S. Leadership

Author:
David Singer
Publication Date:
10-2008
Content Type:
Working Paper
Institution:
MIT Center for International Studies
Abstract:
The regulatory environment in the U.S., however, is likely to change. The Treasury’s blueprint calls for the disman- tling of OTS, the enhancement of the Fed’s supervisory authority, and the creation of a national insurance regulator to replace the 50 separate regulators. Regulatory consolida- tion in the U.S. might be the most important catalyst for the creation of new international regulatory standards in banking. Consider the immense challenges of creating a global standard—which most likely cannot occur without U.S. support—when the agencies within the U.S. are at odds with one another! Ironically, U.S. investment banks themselves may have cleared one obstacle to international coopera- tion: the remaining free-standing securities firms (Goldman Sachs and Morgan Stanley) have opted to transform themselves into bank holding companies. This move reduces the SEC’s influence and gives the Fed a more uniform role in supervising financial institutions. Nevertheless, there is still consider- able fragmentation in the regulation of a range of activities that clearly have an important bearing on the stability of the banking system. If today’s financial crisis triggers the institutional consolidation of domestic financial regulation, then fruitful international negotiations will be more likely in the future. But until such consolidation occurs, the welter of U.S. regulatory agencies will face considerable obstacles in addressing the complicated inter- actions between banking, disintermediation, and capital markets that are at the root of today’s financial crisis. And the fragmentation of accountability among regulators and policymakers will continue to hamper U.S. leadership in preventing such a terrible crisis from happening again.
Topic:
Governance, Regulation, Financial Institutions, and Banking
Political Geography:
North America and United States of America

914. Subnational State-Building in Afghanistan

Author:
Hamish Nixon
Publication Date:
04-2008
Content Type:
Working Paper
Institution:
Afghanistan Research and Evaluation Unit (AREU)
Abstract:
Since 2004, the Afghan government and its international partners have become increasingly aware that issues and challenges surrounding subnational governance in Afghanistan are crucial to national development, stability, and security. This period has also been a time of extraordinary change in subnational governance structures, with the election of Provincial Councils, the establishment of Provincial Development Committees (PDCs), increases in Public Administrative Reform (PAR) efforts, and the expansion of the National Solidarity Programme (NSP) into a large number of communities. To assess these changes, AREU conducted extensive field and policy research on subnational governance beginning in April 2005. This synthesis paper identifies and analyses key issues affecting state-building interventions at subnational levels, and their implications for current and future governance programming.
Topic:
Nationalism, Governance, State Building, and Subnationalism
Political Geography:
Afghanistan and Middle East

915. Egypt: Security, Political, and Islamist Challenges

Author:
Sherifa Zuhur
Publication Date:
09-2007
Content Type:
Working Paper
Institution:
The Strategic Studies Institute of the U.S. Army War College
Abstract:
This monograph approaches three issues in contemporary Egypt: failures of governance and political development, the continued strength of Islamism, and counterterrorism. It is easier to tackle their contours in Egypt if they are considered separately. They are not, however, separate or independent; continuing to treat them as mutually exclusive conditions will lead to further crisis down the road.
Topic:
Security, Foreign Policy, Islam, and Governance
Political Geography:
United States, Arabia, and Egypt

916. Der Governance-Raum als Analysefaktor

Author:
Matthias Kötter
Publication Date:
01-2007
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
The paper, composed for the Research Center (SFB) 700 „Governance in Areas of Limited Statehood: New Modes of Governance?” shall develop standards for the comparison of governance under different socio-cultural and historical settings. First, the governance concept is narrowed down to empirically determinable factors such as the governance output, the factual actors and their modes of production and coordination. The lack of normativity deriving from this practice shall be overcome by adding the concept of „governance space” to the proposed mapping. The governance space covers all those circumstances that are characteristic for governance in a society at a certain point of time. Thus, the concept of governance gains high potential for comparative governance analysis without having to let go normative standards. The research programme of SFB 700 already tends to this solution when it explicitly analyzes „governance in areas of limited statehood” and not only „under the circumstances of limited statehood“.
Topic:
Democratization, Development, International Cooperation, Third World, and Governance

917. Governance, Normativität und begrenzte Staatlichkeit

Author:
Bernd Ladwig, Tamara Jugov, and Cord Schmelzle
Publication Date:
02-2007
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
This article views “governance” as a special perspective on collective binding decision-making among a plurality of actors. The surplus value of this concept (as debated in the German scientific community) consists in accentuating the contingency of its modes and actors. We argue that “governance” is conceptually normative in a weak sense. Governance is a “thick term” referring to rule-guided distribution of public goods in contrast to public bads. It must guarantee security of expectations regarding basic goods for a defined entirety of addressees. Transferring this concept to areas of limited statehood poses two problems: Firstly, those are-as lack an authority that is ultimately responsible for including all persons concerned in the benefits of governance. Secondly, in divided societies it is contested who is part of the community of addressees. This causes normative problems and dilemmas of collective action.
Topic:
Civil Society, Democratization, Development, Third World, and Governance

918. Transnational Public-Private Partnerships in International Relations

Author:
Marco Schäferhoff, Sabine Campe, and Christopher Kaan
Publication Date:
08-2007
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
Transnational public-private partnerships have become a popular theme in International Relations (IR) research. Such partnerships constitute a hybrid type of governance, in which non-state actors co-govern along with state actors for the provision of public goods, and thereby adopt governance functions that have formerly been the sole authority of sovereign states. Their recent proliferation is an expression of the contemporary reconfiguration of authority in world politics that poses essential questions on the effectiveness and the legitimacy of global governance. Significant issues are at stake concerning whether transnational public-private partnerships can in fact deliver public goods in an effective and legitimate way. This article surveys the literature with regard to three central issues: It addresses the questions why transnational public-private partnerships emerge, under which conditions they are effective, and under which conditions they are legitimate governance instruments. The article demonstrates that, at present, research on transnational public-private partnerships is theoretically under-informed and suffers from poor research designs. As is pointed out in the course of the article, future research on transnational public-private partnerships could benefit from well-known IR theories on international institutions, from compliance theories in particular. Applying these IR theories to partnerships opens up the possibility for the systematic comparative research that is necessary to obtain conclusive knowledge about transnational public-private partnerships.
Topic:
Civil Society, Development, International Organization, Third World, and Governance

919. Managing Protracted and Deep Rooted Conflicts in the U.S. Senate

Author:
Richard A. Cocozza
Publication Date:
12-2007
Content Type:
Working Paper
Institution:
Institute for Conflict Analysis and Resolution at George Mason University
Abstract:
This working paper discusses actions by the U.S.Congress (primarily the U.S.Senate) to manage protracted and deep rooted conflicts in the process of making laws – current problems in managing conflicts, the traditional system for managing conflicts, the relevance of a contemporary conflict analysis and resolution approach to conflict management in the Congress, the effectiveness of the Senate in addressing conflict in five case studies, and strategies for strengthening the current approach.
Topic:
Conflict Resolution, Environment, Natural Resources, and Governance
Political Geography:
United States

920. How We Talk about the "War on Terrorism"

Author:
Daniel Heradstveit, G. Matthew Bonham, Michiko Nakano, and Victor M.Sergeev
Publication Date:
01-2007
Content Type:
Working Paper
Institution:
Norwegian Institute of International Affairs
Abstract:
This paper focuses on how leaders in Western countries talk about the “war on terrorism.” The paper discusses the difficulties of defining “terrorism,” because, unlike Marxism or capitalism, “terrorism” is not an ideology. Instead the term may be used to designate actions that are used by members of non-governmental organizations against civilian targets. In the case of the “war on terrorism,” the signifier, “terrorism,” is used widely. However, the signified, the perpetrators and what they do, are quite different. Because the designation of the signified depends upon the speaker, the concept of terrorism seems to be subjective and fluid. The signified switches radically both by context and over time, while the only aspect that is stable is the signifier, “terrorism.” The paper goes on to analyze the “war on terrorism” as an ontological metaphor. The paper concludes by arguing that although figures of speech contribute to the cognitive dimension of meaning by helping us to recognize the equivalence to which we are committed and suggesting new equivalences, metaphors like the “war on terrorism” raise problems and do little to increase our understanding. Considering different cultural codes and world views, this type of metaphor is highly counterproductive for communication on the global level.
Topic:
Civil Society, Terrorism, War, Communications, and Governance
Political Geography:
Europe

921. Capacity Building for the Promotion of Trade and Investment in Africa Challenges and Strategies

Author:
Soumana Sako and George Kararach
Publication Date:
01-2007
Content Type:
Working Paper
Institution:
The African Capacity Building Foundation (ACBF)
Abstract:
The lack of capacity has hindered Africa from exploiting the investment and trade opportunities offered by the global economy. Most of the constraints and challenges are linked to ineffective policies, poor management systems and frameworks, weak governance, conflicts, HIV/AIDS and the heavy external debt, among others. Despite Africa’s efforts to lifting some of the developmental constraints, African governments should strive to increase their awareness and build their capacity towards the promotion of trade and investments in Africa, and thus ensure their effective participation in the world economy. Following the commitments made to developing countries– dubbed the Doha Development Agenda (DDA) - the promise of additional assistance to developing countries to help them participate, negotiate and implement WTO agreements has not been backed by adequate resources. Given the experience of Africa over the last half century, it is clear that trade reform and openness alone is not sufficient to sustain economic growth and poverty reduction. The WTO and its associated rules and procedures have defined the framework for trade and investment promotion in Africa, as is the case for the ‘Singapore issues’, in terms of investment protection, competition policy, transparency in government procurement and trade facilitation.
Topic:
HIV/AIDS, Debt, Development, Governance, Capacity, WTO, and Doha Development Agenda
Political Geography:
Africa

922. Universities, the State and the Market: Changing Patterns of University Governance in Sweden and Beyond

Author:
Lars Engwall
Publication Date:
10-2007
Content Type:
Working Paper
Institution:
The Organisation for Economic Co-operation and Development
Abstract:
This paper analyses changes in the governance of universities as a result of growing demands from society as well as of a strong penetration of management ideology into all kinds of institutions. For this purpose the paper uses a theoretical framework focusing on two governance mechanisms in social systems: entry control and performance control. These belong to a larger set of homogenising forces, which the new institutionalists label as (1) coercive, (2) normative and (3) mimetic. Using this theoretical framework to analyse the development of Swedish universities, the author concludes that their governance has undergone a considerable change. Coercive forces that were previously exercised through detailed budgeting have, in recent years, been operating through representation in leading bodies and through the selection of university leaders. This has occurred through a crowding out of normative forces. At the same time there have been strong mimetic forces based on modern management ideas.
Topic:
Education, Governance, Higher Education, and Management
Political Geography:
Europe, Sweden, and Scandinavia

923. Budgeting in Turkey

Author:
Ian Hawkesworth, Daniel Bergvall, and Dirk-Jan Kraan
Publication Date:
10-2007
Content Type:
Working Paper
Institution:
The Organisation for Economic Co-operation and Development
Abstract:
The Turkish budget process has three features which set it apart from other OECD countries: a centralised yet fragmented decision-making process; the IMF stand-by agreement as a de facto fiscal rule; and a very detailed line-item classification. This article analyses these features and makes suggestions for policy adjustment to improve effectiveness and efficiency. The article examines all stages of the budget process (preparation, parliamentary approval, execution, and accounting and auditing) and assesses Turkey’s recent rapid progress with reform. The article offers suggestions for next steps and new priorities for Turkey in the light of other OECD country experience.
Topic:
Governance, Budget, and Fiscal Policy
Political Geography:
Europe, Turkey, and Asia

924. The Rise and Fall of the Bush Doctrine: the Impact on Transatlantic Relations

Author:
Justin Vaisse
Publication Date:
04-2006
Content Type:
Working Paper
Institution:
Institute of European Studies (IES), UC Berkeley
Abstract:
Between 2002 and 2005, a relatively coherent and profoundly renewed strategic approach to international relations was developed by the Bush administration. Premised on an optimistic assessment of great power relations (”a balance of power that favors freedom”), it emphasized the importance of promoting democracy as a way to solve many of the long-term political and security problems of the greater Middle East. It rested on the view that American military power and assertive diplomacy should be used to defeat tyrannies, challenge a pernicious status quo and coerce states into abandoning weapons of mass destruction and support for terrorism - without worrying too much about legitimacy or formal multilateralism. The Bush doctrine led to tensions with the Europeans, who for the most part shared neither the world view that underpinned it nor its optimism about possible results, especially as far as geopolitical stability, terrorism and weapons of mass destruction were concerned. Then, in 2005, two silent developments took place: the Bush administration, while insisting on staying the course rhetorically (through “transformational diplomacy”), reverted to classical realism in its actual diplomacy - largely for reasons of expediency. China and India, on the other hand, imposed themselves on the global agenda, bringing multipolarity back into the picture of the world to come. While generally closer to European views, the new American realist line remains distinct from the European insistence on strengthening the rules and institutions of global governance.
Topic:
International Relations, Security, Terrorism, and Governance
Political Geography:
United States, China, Europe, and Middle East

925. Governance in Areas of Limited Statehood – New Modes of Governance?

Author:
Thomas Risse and Ursula Lehmkuhl
Publication Date:
12-2006
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
The governance problematique constitutes a central research focus in contemporary social sciences. Yet, the debate remains centered on an „ideal type“ of the modern nation-state – with full sovereignty and a legitimate monopoly over the use of force. From a global as well as a historical perspective, however, the Western modern nation-state is an exception rather than the rule. Outside the developed world, we find areas of “limited statehood”, from developing and transition countries to „failing“ and „failed states“ in today's conflict zones and – historically – in colonial societies. Our Research Center focuses on these areas of limited statehood which lack the capacity to implement and enforce central decisions or even lack the monopoly over the means of violence. We ask: How can effective and legitimate governance be sustained in areas of limited statehood? Which problems emerge under these conditions? We assume that “multi-level governance” is the rule in areas of limited statehood, linking the local with the national, regional, and global levels. We also assume that governance in areas of limited statehood involves a variety of public and private actors, such as states, international organizations, firms, and civil society. Governance entails negotiations, bargaining, and arguing among these actors rather than hierarchical „command and control“.
Topic:
Democratization, Development, International Cooperation, Political Economy, and Governance

926. Why Foreign Aid to Haiti Failed: (and How to Do It Better Next Time)

Author:
Terry F. Buss and Adam Gardner
Publication Date:
02-2006
Content Type:
Working Paper
Institution:
The National Academy of Public Administration
Abstract:
Haiti—an island [shared with the Dominican Republic] country of 8 million people about the size of Maryland just 600 miles off the coast of Florida—is an extreme case: it has received billions in foreign assistance, yet persists as one of the poorest and worst governed countries. Haiti is strategically important to the United States because of its location; perpetual state of violence and instability affecting the region; support for drug trafficking; potential as a trading partner; strong ties to a large Haitian-American diaspora; counterbalance to Communist Cuba; and relationship with the Latin American and Caribbean community.
Topic:
Economics, Poverty, Bilateral Relations, Foreign Aid, and Governance
Political Geography:
United States, Cuba, Latin America, Caribbean, and Florida

927. National Accountability Strategies for Developing Countries

Author:
Terry F. Buss and F. Stevens Redburn
Publication Date:
01-2006
Content Type:
Working Paper
Institution:
The National Academy of Public Administration
Abstract:
The National Planning Department (NPD), Office of the President, Republic of Colombia, contacted the Academy seeking technical assistance in crafting a national accountability strategy for Colombia under President Uribe.The Academy worked with NPD on the strategy which is being tested in Colombia as 2005. This paper is a review of the issues prepared for NPD.
Topic:
Democratization, Development, Governance, and Reform
Political Geography:
Colombia

928. The War on Terror - Security Sector Governance and Military Implications

Author:
Karl-Heinz Rambke
Publication Date:
06-2005
Content Type:
Working Paper
Institution:
Geneva Centre for Security Sector Governance (DCAF)
Abstract:
The topic of this conference, “The War on Terror and its Impact on Security Sector Governance and Society”, gives us the opportunity to engage in an intensive dialogue with participants from various countries and with different expertise. Let me briefly introduce my approach to this session. Since June 2003 I have been working at the Geneva Centre for Security Policy, currently responsible as the Co-Director of the International Training Course on Security Policy training 30 participants from 23 different countries, amongst them two Russian participants. As our objective is to prepare the participants for international and national assignments in security policy branches, we are trying to create a fruitful balance between academic debates, concepts, practitioners' views and experiences and practical hands-on training. I would like to follow this approach today.
Topic:
International Relations, Security, Terrorism, War, and Governance
Political Geography:
Russia

929. An Analytical Overview of Democratic Oversight and Governance of the Defence and Security Sector in Ukraine

Author:
Leonid Polyakov
Publication Date:
02-2005
Content Type:
Working Paper
Institution:
Geneva Centre for Security Sector Governance (DCAF)
Abstract:
Since independence, the Ukraine has made progress in establishing a system of democratic civilian control over the Armed Forces. The regulatory-legal basis which governs the activity of security structures and which defines the different aspects of civil-military relations has basically been established. These regulatory-legal structures co-ordinate and oversee the activity of these security structures. Co-operation between different authorities in matter pertaining to the formation of the defence budget and the development of state programmes in the military sector is gradually improving. Ideological indoctrination has loosened its hold on Ukraine's security structures and democratic values are formally now the foundation of their activity.
Topic:
Security, Democratization, Politics, and Governance
Political Geography:
Ukraine and Eastern Europe

930. Providing Security. The Division of Labour. Armed Forces, Gendarmerie, Police

Author:
Alain Faupin
Publication Date:
02-2005
Content Type:
Working Paper
Institution:
Geneva Centre for Security Sector Governance (DCAF)
Abstract:
This topic is quite uneasy as the security tasks of all three organizations, namely armed forces, police and gendarmerie, are either very different, or very intermingled. The only common point is the primacy of the civilian authority, a rule of good governance and of democracy scrupulously applied and overseen.
Topic:
International Relations, Security, Government, and Governance
Political Geography:
Europe

931. Networking Symposium on Security Sector Governance in Asia

Author:
Riefqi Muna and Shiam Vidurupola
Publication Date:
09-2004
Content Type:
Working Paper
Institution:
Global Facilitation Network for Security Sector Reform
Abstract:
The Global Facilitation Network (GFN) for Security Sector Reform (SSR) facilitated a symposium in Bangkok from 21-22 September 2004. The purpose of the symposium was to carry out an assessment of the potential of existing and future networks for the promotion and support of Security Sector Reform agendas in Asia. The symposium aimed to encourage a wider debate on SSR by exploring and promoting existing regional networks. Participants attended from a range of many South and South East Asian countries including Bangladesh, East Timor, India, Indonesia, Laos, Malaysia, Myanmar, Nepal, Pakistan, the Philippines, Sri Lanka, Thailand and Vietnam. International experts from Germany, the UK, Switzerland Ghana, and Nigeria also attended, in order to encourage a south-south dialogue and to share experiences from other continents. This diversity of knowledge resulted in enriched debate at a regional level. Experiences were shared and analysed by more than fifty participants from senior positions in academia, politics, military, police, civil society, donor organisations, and the media.
Topic:
Security, Regional Cooperation, and Governance
Political Geography:
Pakistan, South Asia, Indonesia, Malaysia, India, Asia, Nepal, Ghana, and Southeast Asia

932. Challenges of Security Sector Governance in Kuwait

Author:
Ghanim Al-Najjar
Publication Date:
08-2004
Content Type:
Working Paper
Institution:
Geneva Centre for Security Sector Governance (DCAF)
Abstract:
The security apparatus in Kuwait is divided into three main institutions, namely the Army, the Police, and the National Guard. The division of labour amongst the three institutions is clear. While the army is re sponsible for external defence duties (since offensive war is prohibited by the Constitution), the police are responsible for internal security, and the National Guard is responsible for providing emergency and supporting duties. According to the Constitution, the army is headed by the Amir (the Head of State) being the Commander-in-Chief of the armed forces, while in reality the army is headed by the Minister of De fence who is currently Sheikh Jaber Mubarak Alsabah, and operationally headed by the Chief-of-Staff Fahad Alamir. Although the military side of the army is run on a daily basis by the military staff, the Ministry of Defence that is basically civilian in its composition has a major impact on any work and decision-making that affects army affairs. The police on the other hand are completely administered through the Ministry of the Interior; the current Minister of the Interior is Sheikh Nawwaf Alahmad Alsabah. The currently Under-Secretary of the Ministry of the Interior is Nasser Alothman and he is assisted by seven Assistant Under-Secretary's for administering the daily operations of the police. Six out of the seven Under-Secretaries are police officers. Almost 90% of the top management of the Ministry of the Interior is made up of police officers, and this situation differs greatly from the state of affairs that is to be found in the Ministry of Defence. The National Guard is an independent institution of the Armed Forces, which reports directly to the Supreme Council of Defence, which is headed by a senior sheikh (currently Sheikh Salim Alali Alsabah and his deputy Sheikh Mishal Alahmad Alsabah).
Topic:
International Relations, Security, Defense Policy, and Governance
Political Geography:
Middle East and Kuwait

933. Challenges to Security Sector Governance in the Middle East: the Libyan Case

Author:
Hanspeter Mattes
Publication Date:
08-2004
Content Type:
Working Paper
Institution:
Geneva Centre for Security Sector Governance (DCAF)
Abstract:
The U.S.-led Coalition's swift victory over the Taliban regime in October 2001 created a security vacuum across Afghanistan that the international community was unprepared to fill. Winning the peace in Afghanistan has proven to be a much more complex, costly, and protracted endeavour than winning the war, an imposing burden that has severely tested the resolve of the international donor community. With only 11,000-13,000 Coalition troops mandated to eradicate the last remnants of al-Qaeda an the Taliban in the south and a limited NATO presence of 6,000 troops deployed in the capital to insulate the fledgling political process, the onus for maintaining security in the country fell on the Afghan government and its fledgling security forces. After 23 years of civil war the country's security sector was in a state of disarray, its infrastructure destroyed, resources limited, and facing a shortage of human capacity. To bolster Afghanistan's beleaguered security institutions and ensure they conform to international standards, the major donors engaged in the country launched a security sector reform (SSR) process. Security sector transformation rather than reform seems more appropriate to describe the task of creating efficient, effective, and democratically accountable security forces in Afghanistan, for the bulk of the country's formal security apparatus ceased to function over a decade ago. In spite of the massive challenges that face program, it has been portrayed as the primary means to redress Afghanistan's immediate security woes. What by its very nature is a gradual, long-term process has been thrust into the position as short-term panacea.
Topic:
International Relations, Security, Politics, and Governance
Political Geography:
Africa and Libya

934. Jordanian Security Sector Governance: Between Theory and Practice

Author:
Nawaf Tell
Publication Date:
08-2004
Content Type:
Working Paper
Institution:
Geneva Centre for Security Sector Governance (DCAF)
Abstract:
The security sector has played a vital role in the establishment and the survival of the Jordanian State ever since its creation in the early 1920s. The function of Jordan's security sector has varied and evolved over time depending on both the domestic and the regional considerations. Indeed, from enforcing state authority within the state in the early stages of the Jordanian State, the security sector has now moved to protecting the sovereign integrity of Jordan and maintaining the country's stability in the shadow of regional upheavals.
Topic:
International Relations, Security, Politics, and Governance
Political Geography:
Middle East

935. Governing the Capital -- Comparing Institutional Reform in Berlin, London, and Paris

Author:
Eckhard Schröter and Manfred Röber
Publication Date:
02-2004
Content Type:
Working Paper
Institution:
Institute of European Studies (IES), UC Berkeley
Abstract:
The paper examines institutional changes in the political and administrative structures governing the cities of Berlin, London and Paris. In doing so, it analyzes the extent to which convergent trends – driven by forces related to increased international competition and European integration – have shaped recent reforms of the governance systems of these European capital cities.
Topic:
Democratization, Government, Politics, and Governance
Political Geography:
Europe, Paris, London, and Berlin

936. The Plasticity of Participation: Evidence from a Participatory Governance Experiment

Author:
Subham Chaudhuri and Patrick Heller
Publication Date:
01-2003
Content Type:
Working Paper
Institution:
Institute for Social and Economic Research and Policy at Columbia University
Abstract:
Under the “People's Campaign for Decentralised Planning,” initiated by the government of the Indian state of Kerala in 1996, significant planning and budgetary functions that had previously been controlled by state-level ministries, were devolved to the lowest tier of government—municipalities in urban areas, and gram panchayats (village councils) in ural areas. A key element of the campaign was the requirement that every gram panchayat organize open village assemblies—called Gram Sabhas—twice a year through which citizens could participate in formulating planning priorities, goals and projects. Using data from the first two years of the campaign, on the levels and composition of participation in the Gram Sabhas in all of Kerala's 990 gram panchayats we empirically assess the explanatory power of the dominant existing paradigms of participation—social capital, rational choice, and social-historical. The basic patterns we document, as well as our more detailed analyses of the impact that a range of spatial, socioeconomic and political factors had on the levels and social depth of participation, provide broad support for a dynamic and contingent view of participation, a perspective that recognizes the “plasticity of participation.”
Topic:
Economics, Government, Human Welfare, and Governance
Political Geography:
Asia

937. The Politics of the German Company Network

Author:
Martin Höpner and Lothar Krempel
Publication Date:
09-2003
Content Type:
Working Paper
Institution:
Max Planck Institute for the Study of Societies
Abstract:
For over 100 years, the German company network was a major feature of organized corporate governance in Germany. This paper uses network visualization techniques and qualitative-historical analysis to discuss the structure, origins and development of this network and to analyze the reasons for its recent erosion. Network visualization makes it possible to identify crucial entanglement patterns that can be traced back historically. In three phases of network formation – the 1880s, 1920s and the 1950s –, capital entanglement resulted from the interplay of company behavior and government policy. In its heyday, the company network was de facto encompassing and provided its core participants, especially the banks, with a national, macroeconomic perspective. In the 1970s, a process of increased competition among financial companies set in. In the 1980s and 1990s, declining returns from blockholding and increased opportunity costs made network dissolution a thinkable option for companies. Because of the strategic reorientation of the largest banks toward investment banking, ties between banks and industry underwent functional changes. Since the year 2000, the German government's tax policy has sped up network erosion. Vanishing capital ties imply a declining degree of strategic coordination among large German companies.
Topic:
Economics, Government, and Governance
Political Geography:
Europe and Germany

938. Party Discipline in the Brazilian Constitutional Congress

Author:
Scott Mainwaring and Aníbal Pérez-Liñán
Publication Date:
03-1997
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
This paper analyzes party discipline in the Brazilian constitutional congress of 1987-88, focusing on roll call votes in 1988. Because of the large number (1,021) of roll call votes during the constitutional congress and the availability of an excellent data base, the Brazilian constitutional congress offers an opportunity for one of the most detailed studies that has been conducted of party discipline in a Third World legislature. We begin with a discussion of how we have calculated discipline scores, given some distinctive features of the Brazilian party system and the constitutional congress. We show that the biggest Brazilian parties of this period were comparatively undisciplined, and we also show that the leftist parties were a powerful exception to this general tendency. We demonstrate that legislators who switched parties during the constitutional congress were more likely than others to be undisciplined before switching and that their discipline increased markedly after their move to new parties. Finally, we attempt to explain why discipline was low in all but the leftist parties.
Topic:
Democratization, Governance, Democracy, Constitution, and Political Parties
Political Geography:
Brazil and South America

939. German Capitalism: Does It Exist? Can It Survive?

Author:
Wolfgang Streeck
Publication Date:
03-1996
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
In the roughly four decades between the end of the Second World War and German unification, West German society gave rise to a distinctive kind of capitalist economy, governed by nationally specific social institutions that made for high international competitiveness at high wages and, at the same time, low inequality of incomes and living standards. Already by the late 1980s, when the differences in performance and social organization between the West German economy and its main competitors came to be widely noticed, the continued economic viability of the 'German model' began to appear doubtful to many. Shortly thereafter, the survival of the German version of advanced capitalism became tied to its successful extension to the former East Germany. With the 1992 completion of the European Internal Market, it became in addition dependent on the compatibility of German economic institutions with the emerging regime of the integrated European economy.
Topic:
Civil Society, Development, Governance, Capitalism, Economic Growth, Social Justice, and Public Policy
Political Geography:
Europe and Germany

940. Another Institutionalization: Latin America and Elsewhere

Author:
Guillermo O'Donnell
Publication Date:
03-1996
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
The paper expresses skepticism about concepts current in the contemporary literature on democratization, such as 'democratic consolidation' and/or the 'lack of institutionalization' from which most of the new democracies supposedly suffer. The further claim is made that these democracies-or 'polyarchies', to use the term preferred here-have, in fact, two very important institutions, elections and particularism/clientelism, which are not generally recognized as such due to the narrow way in which political scientists usually conceptualize institutions. Finally, the paper traces some correlates and elective affinities resulting from what it labels 'informal institutionalization.' The main argument is that, in order to contribute to improving the quality of many of the new polyarchies, analysts must describe their main features realistically, which requires moving well beyond merely negative characterizations limited to what these countries seem to lack in comparison with older polyarchies.
Topic:
Democratization, Governance, and Institutions
Political Geography:
Europe and Latin America

941. Church-State Reciprocity in Contemporary Brazil: The Convening of the International Eucharistic Congress of 1955 in Rio de Janeiro

Author:
Kenneth P. Serbin
Publication Date:
08-1996
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
Focusing on government support for the 36th International Eucharistic Congress of 1955 in Rio de Janeiro, this paper explores the reciprocities between church and state in contemporary Brazil. It argues that economic considerations were central to the link between religion and politics. Under the crucial church-state pact fostered under President Getúlio Vargas and nurtured throughout the democratic-populist era (1930-64) public subsidies helped the church expand its social and religious works and created dependence on the state. The International Eucharistic Congress highlighted how finances and faith mingled in Brazil's complex mosaic of religion, politics, and society. The paper discusses the history of the Eucharistic congresses, analyzes the church-state pact in Brazil, and gives an account of the 1955 Congress and its economic ramifications.
Topic:
Development, Religion, History, Governance, Economic Growth, and Society
Political Geography:
South Asia and Brazil