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Begin New Search Topic Arms Control and Proliferation Content Type Working Paper Publication Year within 10 Years

1. Blocking the Gateways to Nuclear Disorder in the Middle East

Author:
John Spacapan
Publication Date:
09-2022
Content Type:
Working Paper
Institution:
Nonproliferation Policy Education Center
Abstract:
This study will explain how the United States and like-minded states can still stop, or at least significantly slow down, the bomb’s spread in the Middle East. The historical record as well as the current intentions of potential proliferators in the region suggests this is possible, but Washington will need to start planning now. The three case countries of this monograph – Iran, Turkey, and Saudi Arabia – are all taking aggressive steps toward nuclearization.
Topic:
Foreign Policy, Defense Policy, Arms Control and Proliferation, Nuclear Weapons, and Military Strategy
Political Geography:
Middle East

2. Arresting Nuclear Adventurism: China, Article VI, and the NPT

Author:
Henry Sokolski and Andrea Beck
Publication Date:
06-2022
Content Type:
Working Paper
Institution:
Nonproliferation Policy Education Center
Abstract:
Given the current crisis in Ukraine, it’s tempting to consider focusing on Chinese compliance with the Nuclear Nonproliferation Treaty (NPT) to be an academic indulgence. Giving into this inclination, however, would be a mistake. As dangerous as Russia currently is, China will be more threatening in the long run. As we are learning with Russia’s violation of the 1994 Budapest Memorandum, enforcing binding understandings is critical lest violators run roughshod over law and good order. This is true with Russia’s behavior in Ukraine. It is no less so with China’s nuclear weapons buildup and its repeated refusal to join in good faith negotiations to limit its nuclear weapons activities, which is required by Article VI of the NPT. This buildup and refusal clearly flies in the face of China’s legal NPT obligations. The question is what might bring Beijing back into compliance. To get the answers, NPEC held a battery of workshops last fall, followed by a week-long diplomatic simulation. The game participants included U.S., Japanese, and Australian former and current officials and staff as well as outside experts. The group concluded that Beijing is unlikely to comply willingly with the NPT anytime soon, but that U.S. and international security would still be best served by spotlighting Beijing’s nuclear adventurism and suggesting diplomatic off-ramps to arrest its nuclear buildup.
Topic:
Arms Control and Proliferation, Diplomacy, Military Strategy, Peace, and Nonproliferation Treaty (NPT)
Political Geography:
Russia, China, Europe, Ukraine, and Asia

3. Revisiting ‘Minimal Nuclear Deterrence’: Laying the Ground for Multilateral Nuclear Disarmament

Author:
Tytti Erästö
Publication Date:
06-2022
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
The prospects for nuclear arms control appear dim following Russia’s invasion of Ukraine. Instead of continued reliance on nuclear deterrence, the resulting new awareness of nuclear risks should inform bold nuclear disarmament measures in the long term. Drawing on previous debates on ‘minimal nuclear deterrence’, this paper argues that nuclear deterrence is possible at low numbers, and hence reliance on nuclear deterrence is not an obstacle to significant progress in nuclear disarmament. In particular, there is scope for reducing the vast Russian and United States nuclear arsenals, which risk planetary-scale destruction and stand in the way of multilateral nuclear disarmament. At the same time, recent military-technological evolution has raised the bar for minimal nuclear deterrence by questioning the survivability of nuclear forces. In addition to making recommendations on how to address such strategic challenges, the paper addresses some conceptual dilemmas traditionally associated with minimal nuclear deterrence.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Weapons of Mass Destruction, Disarmament, Multilateralism, and Deterrence
Political Geography:
Global Focus

4. Multidomain Deterrence and Strategic Stability in China

Author:
Lora Saalman
Publication Date:
01-2022
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
Over the past few years, China has displayed a wide range of advances in military capabilities and infrastructure, including its test of a hypersonic glide vehicle coupled with a fractional orbital bombardment system and evidence of new intercontinental ballistic missile silos. While China and the United States remain at political odds, there are indications that China’s strategies in space, cyberspace and nuclear domains are increasingly converging with those of the USA, as well as Russia. A key question is whether this strategic convergence is a stabilizing or destabilizing phenomenon. To answer the question, this paper explores the current state of Chinese discussions on multidomain deterrence and strategic stability, with a focus on active defence and proactive defence. It then examines how these concepts are manifesting themselves in China’s postural and technological indicators, including pre-mating of nuclear warheads to delivery platforms, expanded nuclear arsenal size, possible shifts towards launch on warning, integration of dual-capable systems, and advances in machine learning and autonomy. It concludes with a discussion of what these trends mean for future strategic stability talks.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Weapons of Mass Destruction, Nonproliferation, and Deterrence
Political Geography:
China and Asia

5. Global South Perspectives on a Global Ban on Nuclear Weapons: A Comparative Approach

Author:
Leonardo Bandarra, Miriam Prys-Hansen, Jo-Ansie van Wyk, Layla Dawood, Monica Herz, Nir Hassid, Harsh V. Pant, and Shounak Set
Publication Date:
07-2022
Content Type:
Working Paper
Institution:
German Institute of Global and Area Studies
Abstract:
Banning nuclear weapons is an aspiration at the core of most disarmament and non-proliferation initiatives. It gained new momentum with the "Treaty on the Prohibition of Nuclear Weapons." The negotiation of that treaty, and its subsequent approval and entry into force, sheds light on the complexities and dissent surrounding diverse regional perspectives on the appropriate means and timing regarding the elimination of nuclear weapons and establishing a related global norm. Scholars from different academic backgrounds and epistemological standpoints jointly discuss these perspectives through lenses from Africa, Latin America, the Middle East, and South Asia. We seek to discuss how regional issues may shape global non-proliferation and disarmament politics, with a focus on the nuclearweapon-ban norm. This debate also reveals the broad trends and patterns organising and driving the current shifts in the global nuclear order, such as interrelations between regional and global institutions as well as domestic politics and decision-making.
Topic:
Security, Defense Policy, Arms Control and Proliferation, Nuclear Weapons, Military Strategy, and Nonproliferation
Political Geography:
Global South

6. Everything Counts: Building a Control Regime for Nonstrategic Nuclear Warheads in Europe

Author:
Miles A. Pomper, William Alberque, Marshall L. Brown Jr., William M. Moon, and Nikolai Sokov
Publication Date:
05-2022
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
Before the Russian invasion of Ukraine, the Biden administration insisted in arms control talks with Russia that a follow-on agreement to the New Strategic Arms Reduction Treaty (New START) should cover all nuclear weapons and that such an agreement should focus on the nuclear warheads themselves. This would represent a significant change from previous agreements, which focused on delivery vehicles, such as missiles. The United States has been particularly interested in potential limits on nonstrategic nuclear warheads (NSNW). Such weapons have never been subject to an arms control agreement. Because Russia possesses an advantage in the number of such weapons, the US Senate has insisted that negotiators include them in a future agreement, making their inclusion necessary if such an accord is to win Senate approval and ultimately be ratified by Washington. In the wake of Russian nuclear threats in the Ukraine conflict, such demands can only be expected to grow if and when US and Russian negotiators return to the negotiating table.
Topic:
Arms Control and Proliferation, Diplomacy, Treaties and Agreements, Military Strategy, and Nonproliferation
Political Geography:
Russia, Europe, North America, and United States of America

7. Stalemate in Talks with Iran on a Return to the Nuclear Agreement

Author:
Sima Shine and Eldad Shavit
Publication Date:
04-2022
Content Type:
Working Paper
Institution:
Institute for National Security Studies (INSS)
Abstract:
The talks in Vienna between the United States and Iran ended with the text of the agreement almost complete. Conclusion of the deal rests on political decisions in Washington and Tehran, mostly concerning the Iranian demand to remove the Revolutionary Guards from the State Department’s list of terror organizations. At this stage the chances of finalizing the deal are equal to the chances of the talks collapsing. How should Israel act at this sensitive time?
Topic:
Security, Arms Control and Proliferation, Diplomacy, and Nuclear Weapons
Political Geography:
Iran and Middle East

8. Will Russia Use Nuclear Weapons in Ukraine?

Author:
Helit Barel
Publication Date:
03-2022
Content Type:
Working Paper
Institution:
Institute for National Security Studies (INSS)
Abstract:
One month into the war in Ukraine, the nuclear threat remains. Will Russia’s President decide to use nuclear weapons on the battlefield, and thereby shatter the 77 years of nuclear deterrence? From a rational perspective, there is little likelihood of this occurring, but thus far Putin has not succeeded in realizing his goals in the Ukrainian theater – and Russia has a large arsenal of tactical nuclear weapons
Topic:
Arms Control and Proliferation, Nuclear Weapons, Military Strategy, and Strategic Interests
Political Geography:
Russia, Europe, and Ukraine

9. Blockchain Technology: An Innovative Policy Tool for Enhancing Conventional Arms Control and Verification

Author:
Nicolo Miotto
Publication Date:
01-2022
Content Type:
Working Paper
Institution:
The Geneva Centre for Security Policy
Abstract:
Blockchain represents an unprecedented opportunity for enhancing conventional arms control (CAC) and verification. Based on the principles of transparency, verifiability, and predictability, this state-of-the-art technology could build confidence and facilitate the implementation of arms control mechanisms. Blockchain-based so-called “smart contracts” have advantageous practical implications for CAC. They could improve the verification of countries’ compliance with their CAC obligations by enhancing monitoring procedures and could strengthen arms export controls by improving treaty signatories’ ability to monitor weapons and ammunition supply chains. Reinforcing the Organization for Security and Cooperation in Europe (OSCE) framework for conventional ammunition control with a permissioned blockchain would provide greater confidentiality and improve monitoring and data verifiability, thus strengthening the OSCE’s CAC regimes.
Topic:
Security, Arms Control and Proliferation, Science and Technology, Innovation, and Blockchain
Political Geography:
Europe

10. Taking Stock of the Arms Trade Treaty: Universalization

Author:
Rachel Stohl
Publication Date:
08-2021
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
The rate at which states are joining the 2013 Arms Trade Treaty (ATT) has naturally slowed. Universalization efforts have been carried out through a variety of different frameworks, both within the ATT regime—including the Working Group on Treaty Universalization (WGTU), a sponsorship programme and the Voluntary Trust Fund (VTF)—and by the United Nations, regional organizations and civil society. Universalization of the ATT contributes to the development of standards and norms in the international arms trade. If a party flouts the treaty’s require­ments, it undermines the treaty and makes universal­ization less meaningful. Thus, universalization means both expanding the number of states parties and ensuring that they live up to their obligations. This is one of a series of five papers that are being produced as part of a wider project aimed at taking stock of specific aspects of the ATT—its scope, the application of the risk-assessment criteria, its processes and forums, universalization efforts, and international assistance to support ATT implementation.
Topic:
Arms Control and Proliferation, Treaties and Agreements, United Nations, Arms Trade, and Risk
Political Geography:
Global Focus

11. Taking Stock of the Arms Trade Treaty: Scope

Author:
Paul Holtom
Publication Date:
08-2021
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
The scope of the 2013 Arms Trade Treaty (ATT) refers to the conventional arms, ammunition/munitions, and parts and components that are covered by the treaty. ATT stakeholders are providing guidance and assistance for states parties to implement provisions on scope contained in Articles 2–5 of the Treaty. ATT Article 17(4) provides for the Conference of States Parties (CSP) to review the treaty’s scope to take into account relevant technological developments in the field of conventional arms. Now is an opportune moment to explore mechanisms to review the scope of the Treaty to keep it in line with, at least, the coverage of the United Nations Register of Conventional Arms (UNROCA). This is one of a series of five papers that are being produced as part of a wider project aimed at taking stock of specific aspects of the ATT—its scope, the application of the risk-assessment criteria, its processes and forums, universalization efforts, and international assistance to support ATT implementation.
Topic:
Arms Control and Proliferation, Treaties and Agreements, and Arms Trade
Political Geography:
Global Focus

12. Taking Stock of the Arms Trade Treaty: Processes and Forums

Author:
Roberto Dondisch
Publication Date:
08-2021
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
The 2013 Arms Trade Treaty (ATT) has a number of attached processes and forums that are aimed at enabling and promoting both the effective implementation of the treaty by states parties and its further universalization. In order to operate effectively these processes and forums need to be designed and operated in ways that reflect the ATT’s unique status as a trade treaty with a core humanitarian objective. The ATT states parties must consider the current support architecture and the challenges that it faces. These include effectively transitioning from a negotiation to an implementation framework; avoiding inherent risks to the treaty’s objective; implementing the risk-mitigation clause; maintaining the balance between exporters and importers; preserving transparency; and implementing possible good practice options. This is one of a series of five papers that are being produced as part of a wider project aimed at taking stock of specific aspects of the ATT—its scope, the application of the risk-assessment criteria, its processes and forums, universalization efforts, and international assistance to support ATT implementation.
Topic:
Arms Control and Proliferation, Treaties and Agreements, and Arms Trade
Political Geography:
Global Focus

13. Taking Stock of the Arms Trade Treaty: International Assistance to Support Implementation

Author:
Giovanna Maletta and Sibylle Bauer
Publication Date:
08-2021
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
The provision of international assistance is key to achieving the effective implementation of the 2013 Arms Trade Treaty (ATT). Assistance instruments include the ATT’s own Voluntary Trust Fund (VTF), mechanisms established by the United Nations and the European Union (EU), and efforts by other international and regional organizations and non-governmental organizations (NGOs). The donors, implementers and ATT states parties should reflect on the role played by the assistance instruments in improving implementation of the treaty. To strengthen the role of international assistance in supporting implementation of the ATT, the ATT Secretariat and ATT-related processes and assistance programmes should enhance the sustainability and effectiveness of assistance efforts and further improve coordination. This is one of a series of five papers that are being produced as part of a wider project aimed at taking stock of specific aspects of the ATT—its scope, the application of the risk-assessment criteria, its processes and forums, universalization efforts, and international assistance to support ATT implementation.
Topic:
Arms Control and Proliferation, Treaties and Agreements, and Arms Trade
Political Geography:
Global Focus

14. Restoring and Improving Nuclear Forensics to Support Attribution and Deterrence

Author:
Steve Fetter
Publication Date:
12-2021
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Nuclear forensics is the analysis of nuclear materials, devices, emissions, and signals to determine the origin and history of those nuclear materials and devices. At the request of the Secretary of Energy, and in consultation with the Secretary of Defense and the Secretary of Homeland Security, Restoring and Improving Nuclear Forensics to Support Attribution and Deterrence evaluates the U.S. government's nuclear forensics capabilities. A 2010 National Academies report, Nuclear Forensics: A Capability at Risk, characterized the precarious state of the national technical nuclear forensics (NTNF) program at that time: NTNF relied almost entirely on staff dedicated to and residual funding from other related programs. This summary report addresses the current state of U.S. NTNF capabilities relative to the National Academies evaluation in 2010 and recommends ways to improve the NTNF program through improvements in policy, operations, and research and development efforts.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Military Strategy, and Deterrence
Political Geography:
North America and United States of America

15. Reviewing NATO’s Non-proliferation and Disarmament Policy

Author:
Katarzyna Kubiak
Publication Date:
02-2021
Content Type:
Working Paper
Institution:
Istituto Affari Internazionali
Abstract:
The global treaty-based nuclear order is running out of steam. The problems facing it are progressively building up, while problem-solving is losing momentum. The search for a “golden key” to address disarmament and non-proliferation in a way fit for the 21st century prompts decision-makers to look for novel approaches. NATO needs to actively shape this newly emerging space. Acting today from within a tight policy and institutional “corset”, the Alliance should strengthen its non-proliferation and disarmament portfolio, and harness its consultative and coordination strengths for agenda-setting, norm-shaping and awareness-raising within the international community.
Topic:
NATO, Arms Control and Proliferation, Nuclear Weapons, and Nonproliferation
Political Geography:
Europe, North America, and Global Focus

16. President Biden Has Five Options for Future Negotiations with Iran

Author:
Pat Shilo and Todd Rosenblum
Publication Date:
03-2021
Content Type:
Working Paper
Institution:
Third Way
Abstract:
President Biden has announced plans to re-engage with Iran on the Joint Comprehensive Plan of Action (JCPOA), also known as the Iran Nuclear Deal. In this paper, we briefly outline the five most likely pathways ahead, each of which has strengths and challenges: Return to the JCPOA as it was. Return to the JCPOA plus new commitments that address other security concerns with Iran. Restore the JCPOA as it was plus a set of confidence-building measures to address other security concerns. Formally link a requirement for Iran to address our other concerns as a pre-condition for further talks. Return to the pre-JCPOA Middle East, where US and allies work to rollback Iran’s nuclear program and actively deter its regional actions by confrontation, punishment, and isolating measures. Each path carries risk and opportunity for restoring American leadership in the world, and congressional Democrats should remember the perfect deal does not exist. Members of Congress would be wise to measure the next deal against the status quo ante: an unconstrained, belligerent Iran again racing to a bomb.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Treaties and Agreements, Military Strategy, Denuclearization, and JCPOA
Political Geography:
Iran, Middle East, North America, and United States of America

17. What is Iran’s Real Goal in Nuclear Talks with the US?

Author:
Alexander Grinberg
Publication Date:
04-2021
Content Type:
Working Paper
Institution:
Jerusalem Institute for Strategy and Security (JISS)
Abstract:
Sanctions relief, nothing else. Iran has no intention of forsaking its nuclear and missile programs nor its proxy wars across the region.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Military Strategy, Denuclearization, and JCPOA
Political Geography:
Iran, Middle East, North America, and United States of America

18. No Agreement is Better than Another Bad Agreement with Iran

Author:
Yaakov Amidror
Publication Date:
03-2021
Content Type:
Working Paper
Institution:
Jerusalem Institute for Strategy and Security (JISS)
Abstract:
Israel-US dialogue is necessary about Iran’s nuclear program, since a good agreement with Iran is a clear Israeli interest. But Israel must be prepared with a military option against Iran, as a last resort.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Treaties and Agreements, Military Strategy, and Peace
Political Geography:
Iran, Middle East, Israel, North America, and United States of America

19. Iran Raises the Stakes for Biden

Author:
Alexander Grinberg
Publication Date:
01-2021
Content Type:
Working Paper
Institution:
Jerusalem Institute for Strategy and Security (JISS)
Abstract:
Giving Iran unearned incentives in advance of negotiations only will bring about more Iranian provocation.
Topic:
Arms Control and Proliferation, Diplomacy, Treaties and Agreements, Sanctions, and Negotiation
Political Geography:
Iran, Middle East, North America, and United States of America

20. Mapping the International Presence of the World’s Largest Arms Companies

Author:
Lucie béraud-Sudreau, Alexandra Marksteiner, Diego Lopes da Silva, Nan Tian, Alexandra Kuimova, Pieter D. Wezeman, and Siemon T. Wezeman
Publication Date:
12-2020
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
Arms companies have a presence that reaches far beyond the countries in which they are headquartered. This is the result of the international­ization of the arms industry. This paper uses a new data set to examine the results of this internationalization in terms of the international presence of major arms companies. It presents a mapping comprising 400 foreign entities linked to the world’s largest arms companies. The mapping shows that the international presence of major arms companies continues to be influenced by geopolitical divisions and ties, and generally mirrors the geographical locations of the world’s biggest arms import markets. It also reveals that the international presence of major Chinese arms companies and the one Russian company included in the study remains limited. Appendix A lists the 25 largest arms-producing and military services companies in the world, ranked by their arms sales in 2019.
Topic:
Arms Control and Proliferation, Military Spending, and Manufacturing
Political Geography:
Russia, China, Eurasia, and Asia

21. Emerging Suppliers in the Global Arms Trade

Author:
Diego Lopes da Silva, Alexandra Kuimova, Pieter D. Wezeman, and Lucie béraud-Sudreau
Publication Date:
12-2020
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
Even though the volumes of arms exported by emerging suppliers are lower than those of the established exporters, they can nonetheless have a direct impact on international and regional security. The diversification in global arms transfers caused by the emergence of new suppliers therefore deserves scrutiny. Brazil, South Korea, Turkey and the United Arab Emirates are examples of emerging suppliers. Despite a continuous reliance on foreign technologies, they have managed to establish themselves in several niche categories of armaments or, in the case of South Korea, to widen the types of arms that they export. Exports of these emerging suppliers tend to go primarily to Africa, Asia and the Middle East, where most active armed conflicts are located, and also to Latin America. However, the drivers of the four countries’ arms exports differ: some have supplied with the intent to gain political influence, while others have primarily focused on the economic benefits.
Topic:
Arms Control and Proliferation, Economics, Politics, Arms Trade, Disarmament, and Supply
Political Geography:
Global Focus

22. Trends in International Arms Transfers, 2020

Author:
Pieter D. Wezeman, Alexandra Kuimova, and Siemon T. Wezeman
Publication Date:
03-2020
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
The volume of international transfers of major arms in 2016–20 was 0.5 per cent lower than in 2011–15 and 12 per cent higher than in 2006–10. The five largest arms exporters in 2016–20 were the United States, Russia, France, Germany and China. The five largest arms importers were Saudi Arabia, India, Egypt, Australia and China. Between 2011–15 and 2016–20 there were increases in arms transfers to the Middle East and to Europe, while there were decreases in the transfers to Africa, the Americas, and Asia and Oceania. From 15 March 2021 SIPRI’s open-access Arms Transfers Database includes updated data on transfers of major arms for 1950–2020, which replaces all previous data on arms transfers published by SIPRI. Based on the new data, this Fact Sheet presents global trends in arms exports and arms imports, and highlights selected issues related to transfers of major arms.
Topic:
Arms Control and Proliferation, Military Spending, Disarmament, and Exports
Political Geography:
Global Focus

23. Addressing Missile Threats in the Middle East and North Africa

Author:
Tytti Erästö and Pieter D. Wezeman
Publication Date:
11-2020
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
This SIPRI Policy Brief contributes to the discussion on missile proliferation in the Middle East and North Africa (MENA) by providing an overview of regional missile arsenals and by considering ways to address related risks. The paper makes policy recommendations, highlighting the need to move beyond the selective focus on certain types of missiles in the hands of certain states, towards a more comprehensive approach based on greater transparency, responsible arms exports and confidence- and security-building measures (CSBMs). The proliferation of missiles in MENA is linked with intractable security dilemmas and conflicts, arms exports and the use of force by extra-regional states. Supply-side controls and other restrictions on missiles are necessary but likely insufficient if applied without consideration of the broader regional security dynamics. Particularly when limited to certain states alongside continued arms exports to others, measures against missile proliferation might end up contributing to the demand side of the problem by exacerbating overall military asymmetries. Hence the need for CSBMs and comprehensive risk assessment of arms export policies, which could help strengthen efforts to restrain both the further proliferation and use of missiles in MENA.
Topic:
Arms Control and Proliferation, Weapons, Military Spending, Disarmament, and Missile Defense
Political Geography:
Middle East and North Africa

24. Post-shipment Control Measures: European Approaches to On-site Inspections of Exported Military Materiel

Author:
Kolja Brockmann, Lucile Robin, and Andrea Edoardo Varisco
Publication Date:
12-2020
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
Post-shipment on-site inspections of exported military materiel enable an exporting country to verify that the materiel is still present in the country of destination and in the possession of the authorized end user. An increasing number of European countries are conducting on-site inspections, or are considering or planning to adopt such measures. A wide range of multilateral organizations already include the implementation of on-site inspections as part of their guidance documents. This SIPRI Background Paper provides an overview of the current state of implementation as regards on-site inspections of exported military materiel by different European countries. It highlights common sensitive issues related to the implementation of on-site inspections, maps the on-site inspection policies and practices of a selection of European countries, and provides recommendations for how the European Union could play a role in promoting such practices.
Topic:
Arms Control and Proliferation, Arms Trade, Disarmament, and Exports
Political Geography:
Europe

25. Mapping the International Presence of the World’s Largest Arms Companies

Author:
Lucie béraud-Sudreau, Alexandra Marksteiner, Diego Lopes da Silva, Nan Tian, Alexandra Kuimova, Pieter D. Wezeman, and Siemon T. Wezeman
Publication Date:
12-2020
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
Arms companies have a presence that reaches far beyond the countries in which they are headquartered. This is the result of the international­ization of the arms industry. This paper uses a new data set to examine the results of this internationalization in terms of the international presence of major arms companies. It presents a mapping comprising 400 foreign entities linked to the world’s largest arms companies. The mapping shows that the international presence of major arms companies continues to be influenced by geopolitical divisions and ties, and generally mirrors the geographical locations of the world’s biggest arms import markets. It also reveals that the international presence of major Chinese arms companies and the one Russian company included in the study remains limited.
Topic:
Arms Control and Proliferation and Military Spending
Political Geography:
Russia, China, and Global Focus

26. Pugwash Document on the NPT Review Conference Postponent and Risks after the Pandemic

Author:
Pugwash Conferences on Science and World Affairs
Publication Date:
05-2020
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
This is a Pugwash document concerning nuclear problems and tensions in the time of COVID-19. This document has been co-signed by an extensive list of Pugwash colleagues and personalities. We hope that it might promote debate about how to improve international cooperation and, in particular, the reduction of international tensions that may bring new risks
Topic:
Arms Control and Proliferation, Nuclear Weapons, Military Strategy, Nonproliferation, Public Health, Pandemic, and COVID-19
Political Geography:
Global Focus

27. 65 Years After the Russell-Einstein Manifesto: Where Are We Now?

Author:
Pugwash Conferences on Science and World Affairs
Publication Date:
07-2020
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
On July 9, 1955, two of the most eminent intellectuals of the 20th century, Bertrand Russell and Albert Einstein, issued an appeal to humanity, urging that the immense peril associated with nuclear weapons be recognized by governments and publics alike. The Russell-Einstein Manifesto warned that nuclear weapons pose a threat to the survival of the human species and called for major efforts to address and contain nuclear dangers. One of the consequences of the Manifesto was the holding of the first Pugwash conference in 1957. The origins and goals of Pugwash are contained in the Russell-Einstein Manifesto: to highlight the dangers of nuclear weapons, to call for the elimination of nuclear weapons, and to promote peaceful resolution of conflicts. Today, July 9, 2020, is the 65th anniversary of the Russell-Einstein Manifesto. We ask, how is the situation now, 65 years later?
Topic:
Arms Control and Proliferation, Human Rights, Nuclear Weapons, Conflict, and Peace
Political Geography:
Global Focus

28. The Implications of an Iran Sanctions Snapback

Author:
Richard Nephew
Publication Date:
09-2020
Content Type:
Working Paper
Institution:
Center on Global Energy Policy (CGEP), Columbia University
Abstract:
For several months, it has seemed likely that the Trump administration would elect to pursue the reimposition, or snapback, of UN Security Council (UNSC) sanctions against Iran. For those less steeped in the terminology, the concept of sanctions “snapback” is one developed as part of the Joint Comprehensive Plan of Action (JCPOA). It refers to the ability of the United States and other partners to quickly reimpose the sanctions that were suspended as part of the quid pro quo that saw Iran accept significant restrictions and transparency requirements for its nuclear program. Conceptually, this was necessary because Iran had the ability to restart its nuclear program if the United States or others were seen as cheating on the deal. The United States and its partners needed some assurance that, if Iran were found to be cheating, they could react just as swiftly. On August 20, Secretary of State Mike Pompeo finally submitted the notification that, according to the US government, would trigger a 30-day timeline for the reimposition of these sanctions. In the US view there is now no stopping the return of the UNSC’s original Iran sanctions regime, though there may be some procedural wrangling over how and when the measures will be reimposed. It is not clear, however, whether this will be the case. A fair amount of analysis has gone into the fundamental question of whether the United States has the standing to trigger snapback, which is an issue I explored in 2019.[1] European, Russian, Chinese, Iranian, and other observers argue that the United States has no such standing, because, under the terms of the UN Security Council resolution that created the snapback mechanism (UNSCR 2231), it is no longer a “participant” of the JCPOA following its withdrawal in 2018. Even former National Security Advisor John Bolton—who was in large part responsible for the US withdrawal from the JCPOA—tends to agree with this reading.[2] The Trump administration obviously disagrees. It is an important question, and one that speaks to the underlying credibility and integrity of the US snapback decision as well as its results. But, ultimately, there is no way of finding a conclusive answer. International law being what it is, there are no authoritative arbiters available to determine whether the United States or its many critics are right. Snapback is happening and will have consequences, we now need to shift to considering what comes next. I see four main outcomes that are directly relevant to this decision and the future of US sanctions policy and negotiations.
Topic:
Arms Control and Proliferation, Nuclear Weapons, United Nations, Military Strategy, Sanctions, and JCPOA
Political Geography:
Iran, Middle East, North America, and United States of America

29. War and COVID-19 in Yemen

Author:
Afrah Nasser
Publication Date:
10-2020
Content Type:
Working Paper
Institution:
Istituto Affari Internazionali
Abstract:
After Yemen’s 2011 uprising broke out, the country went through a series of political upheavals and cycles of violence that tore the country apart, including the start of a full-scale civil war in 2014 and the Saudi- and UAE-led intervention in 2015. In a context where civilians have been deliberately attacked by all sides, COVID-19 has added a new layer to the unspeakable suffering for millions of civilians in Yemen, whilst Europe has reacted with development aid but has thus far failed to support need for accountability in the conflict.
Topic:
Arms Control and Proliferation, Health, War, Coronavirus, and COVID-19
Political Geography:
Middle East, Yemen, and Saudi Arabia

30. Nuclear Risk Reduction: Looking Back, Moving Forward, and the Role of NATO

Author:
Wilfred Wan
Publication Date:
12-2020
Content Type:
Working Paper
Institution:
Istituto Affari Internazionali
Abstract:
In a difficult geopolitical environment marked by increased tensions among nuclear-armed and nuclear-allied states, there has emerged an urgent and widespread call for the implementation of practical measures to reduce the risk of nuclear-weapon use – whether intentional or inadvertent. A concerted effort to take risk reduction forward must address the spectrum of use scenarios by drawing on past activities, building on existing agreements and considering innovative approaches. NATO will have a key role to play, given the nuclear nature of the Alliance and the involvement of its members in strategic and regional competition. Alliance activities past and present can provide insight relevant to the development of multilateral risk-reduction measures. At the same time, in highlighting the dynamism and multi-faceted nature of risk, they underline the scale of the challenge ahead.
Topic:
Defense Policy, NATO, Arms Control and Proliferation, Nuclear Weapons, Risk, and Transatlantic Relations
Political Geography:
Russia and Europe

31. NATO’s Current and Future Support for Arms Control, Disarmament and Non-proliferation

Author:
Rose Gottemoeller and Steven Hill
Publication Date:
12-2020
Content Type:
Working Paper
Institution:
Istituto Affari Internazionali
Abstract:
Times may be tough in the field of arms control, disarmament and non-proliferation (ADN). But ADN is by no means dead. This is a moment of opportunity, a chance to look to the future and consider what we should be doing differently to improve the international architecture for ADN in the future. NATO is in the process of considering how it can adapt to continue to be relevant in the changing global security environment. The time is therefore ripe for the Alliance to take on an enhanced role in preserving and strengthening more effective ADN. There are a number of areas in which it can support these efforts. These include specific steps to preserve and implement the Non-Proliferation Treaty, modernise the Vienna Document, adapt nuclear arms control regimes and deal with emerging and disruptive technologies (EDTs). NATO should position itself as a focal point for innovation in the ADN area, including promoting advances in verification, improving the multinational sharing and use of data, and advancing dialogue related to outer space.
Topic:
Defense Policy, NATO, Arms Control and Proliferation, Nuclear Weapons, Weapons of Mass Destruction, Nonproliferation, and Transatlantic Relations
Political Geography:
Europe, North America, and United States of America

32. Toward Accountable Nuclear Deterrents: How Much is Too Much?

Author:
George Perkovich
Publication Date:
02-2020
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
For decades, policy debates in nuclear-armed states and alliances have centered on the question, “How much is enough?” What size and type of arsenal, and what doctrine, are enough to credibly deter given adversaries? This paper argues that the more urgent question today is, “How much is too much?” What size and type of arsenal, and what doctrine, are too likely to produce humanitarian and environmental catastrophe that would be strategically and legally indefensible? Two international initiatives could help answer this question. One would involve nuclear-armed states, perhaps with others, commissioning suitable scientific experts to conduct new studies on the probable climatic and environmental consequences of nuclear war. Such studies would benefit from recent advances in modeling, data, and computing power. They should explore what changes in numbers, yields, and targets of nuclear weapons would significantly reduce the probability of nuclear winter. If some nuclear arsenals and operational plans are especially likely to threaten the global environment and food supply, nuclear-armed states as well as non-nuclear-weapon states would benefit from actions to physically reduce such risks. The paper suggests possible modalities for international debate on these issues. The second initiative would query all nuclear-armed states whether they plan to adhere to international humanitarian law in deciding if and when to detonate nuclear weapons, and if so, how their arsenals and operational plans affirm their intentions (or not). The United Kingdom and the United States have committed, in the words of the 2018 U.S. Nuclear Posture Review, to “adhere to the law of armed conflict” in any “initiation and conduct of nuclear operations.” But other nuclear-armed states have been more reticent, and the practical meaning of such declarations needs to be clarified through international discussion. The two proposed initiatives would help states and civil society experts to better reconcile the (perceived) need for nuclear deterrence with the strategic, legal, and physical imperatives of reducing the probability that a war escalates to catastrophic proportions. The concern is not only for the well-being of belligerent populations, but also for those in nations not involved in the posited conflict. Traditional security studies and the policies of some nuclear-armed states have ignored these imperatives. Accountable deterrents—in terms of international law and human survival—would be those that met the security and moral needs of all nations, not just one or two. These purposes may be too modest for states and activists that prefer the immediate prohibition and abolition of nuclear weapons. Conversely, advocates of escalation dominance in the United States and Russia—and perhaps in Pakistan and India—will find the force reductions and doctrinal changes implied by them too demanding. Yet, the positions of both of these polarized groups are unrealistic and/or unacceptable to a plurality of attentive states and experts. To blunt efforts to stifle further analysis and debate of these issues, the appendix of this paper heuristically rebuts leading arguments against accountable deterrents. Middle powers and civil society have successfully put new issues on the global agenda and created political pressure on major powers to change policies. Yet, cooperation from at least one major nuclear power is necessary to achieve the changes in nuclear deterrent postures and policies explored here. In today’s circumstances, China may be the pivotal player. The conclusion suggests ways in which China could extend the traditional restraint in its nuclear force posture and doctrine into a new approach to nuclear arms control and disarmament with the United States and Russia that could win the support of middle powers and international civil society. If the looming breakdown in the global nuclear order is to be averted, and the dangers of nuclear war to be lessened, new ideas and political coalitions need to gain ascendance. The initiatives proposed here intended to stimulate the sort of analysis and debate from which such ideas and coalitions can emerge.
Topic:
Arms Control and Proliferation, Environment, Nuclear Power, Weapons, and Deterrence
Political Geography:
Pakistan, Russia, China, India, Global Focus, and United States of America

33. The NPT turns 50: Will it get to 60?

Author:
Henry Sokolski
Publication Date:
02-2020
Content Type:
Working Paper
Institution:
Nonproliferation Policy Education Center
Abstract:
In the next decade, it is all too likely that the past success of the Non-Proliferation Treaty (NPT) in preventing the further spread of nuclear weapons among the world’s nations will be reversed. Three trends make more proliferation likely. First is the decay of nuclear taboos. Second, and arguably worse, is renewed vertical proliferation—the increase in size and sophistication of nuclear arsenals by states that already have them. Third, the technical information to fuel nuclear breakouts and ramp-ups is more available now than in the past. These trends toward increased proliferation are not yet facts. The author describes three steps the international community could take to save the NPT: making further withdrawals from the NPT unattractive; clamping down on the uneconomical stockpiling and civilian use of nuclear weapons materials (plutonium and highly enriched uranium); and giving real meaning to efforts to limit the threats that existing nuclear weapons pose.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Treaties and Agreements, Nuclear Power, Disarmament, and Nonproliferation
Political Geography:
Russia, North Korea, Global Focus, and United States of America

34. The Significant Political Declaration and the Forthcoming 10th NPT Review Conference

Author:
Miroslav Tuma
Publication Date:
04-2020
Content Type:
Working Paper
Institution:
Institute of International Relations Prague
Abstract:
The political declaration with an annex entitled Advancing Nuclear Disarmament, Securing Our Future was adopted on 25 February 2020 in Berlin by the Foreign Ministers of the fifteen countries associated in the prestigious Stockholm Initiative for Nuclear Disarmament. They call on all NPT participating countries to discuss and adopt the proposed stepping stones. According to the authors of the declaration, the implementation could contribute to averting the dangerous development of the security situation and to the gradual realization of the generally supported vision of creating a world without nuclear weapons. Due to the global pandemic caused by COVID-19, the 10th NPT Review Conference was postponed indefinitely.
Topic:
Arms Control and Proliferation, Nuclear Weapons, and Nonproliferation
Political Geography:
Global Focus

35. From Critical Engagement to Credible Commitments: A Renewed EU Strategy for the North Korean Proliferation Crisis

Author:
Antoine Bondaz
Publication Date:
02-2020
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
The North Korean nuclear and ballistic missile crisis is the most serious proliferation crisis the European Union (EU) and its member states currently face on the world stage. Despite the staging of diplomatic meetings, the threat caused by this crisis to European interests, in terms of proliferation, instability and to prosperity, persists. It is now essential that the EU and its member states move from a strategy of critical engagement to implementing a more proactive strategy of credible commitments in four areas: political engagement, non-proliferation, the implementation of restrictive measures and engagement with the North Korean people. Such a renewed strategy should be highly coordinated, build on the many initiatives already being taken and facilitated by the appointment of an EU Special Representative on North Korea.
Topic:
Arms Control and Proliferation, Nuclear Weapons, European Union, Disarmament, and Engagement
Political Geography:
Europe, Asia, and North Korea

36. The Arms Control–Regional Security Nexus in the Middle East

Author:
Tytti Erästö
Publication Date:
04-2020
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
The erosion of the 2015 Iran nuclear agreement poses a risk for both Middle East regional security and the global nuclear non-proliferation regime. At the same time, it highlights the need to build a more sustainable regional foundation for conflict resolution and arms control in the Middle East. This paper argues that the arms control– regional security nexus should be better reflected in European policy. While maintaining the Joint Comprehensive Plan of Action (JCPOA) and preventing further US–Iranian escalation should be the European Union’s (EU) first priority, the paper urges the EU to develop a more comprehensive approach in support of regional security, arms control and disarmament in the Middle East. In addition to resolving inconsistencies in current EU policies on regional security, arms control and arms exports to the Middle East, the EU should consider throwing its political weight behind two emerging processes that could provide a much-needed opening for regional cooperation: security dialogue in the Gulf and the annual Middle East weapons of mass destruction (WMD)-free zone conferences at the United Nations. If it involved regional non-proliferation cooperation, the former process could also help manage the negative consequences of the potential collapse of the Iran nuclear agreement.
Topic:
Security, Arms Control and Proliferation, Nuclear Weapons, European Union, and Disarmament
Political Geography:
Europe, Iran, and Middle East

37. Mapping Non-proliferation and Disarmament Education in Europe

Author:
Elizabeth I-Mi Suh
Publication Date:
09-2020
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
This paper maps activities undertaken to educate the next generation of Europeans on non-proliferation and disarmament-related topics with a view to training future scholars and professionals, excluding capacity-building efforts. Most members of the European network of independent non-proliferation and disarmament think tanks conduct informal and formal educational activities, ranging from courses for students to workshops for young professionals, internships, networking events and mentoring programmes. However, the geographic distribution and dominant political science focus of these efforts illustrate the lack of accessibility and multidisciplinarity of non-proliferation and disarmament education currently available in Europe. Treating education as empowerment rather than a one-way process of recruitment can facilitate the introduction of new approaches and tools. Education can tap into existing potential among the next generation, such as intercultural competencies, multilingualism or technical know-how. Forms of participatory learning and autonomous project work place more responsibility on the learner to develop the skills required to deal with tasks.
Topic:
Arms Control and Proliferation, Education, Disarmament, and Nonproliferation
Political Geography:
Europe

38. The Case for Gender Balance in Arms Control, Non-proliferation and Disarmament Negotiations

Author:
Federica Dall'Arche
Publication Date:
10-2020
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
Global efforts to eliminate weapons of mass destruction (WMD) and regulate small arms and light weapons (SALW) have gradually increased over the past four decades but the number of women involved in these efforts remains alarmingly small. Women face enormous obstacles when it comes to their participation in diplomatic negotiations and decision-making processes, and arms control, non-proliferation and disarmament diplomacy is no exception. Women continue to be excluded or marginalized from these procedures and when they do participate it is often in low-level positions from which exerting influence is difficult. Studies have shown that women represent only 32 per cent of all participants in official arms control, nonproliferation and disarmament forums and that heads of delegations, as well as speakers in related events and conferences, are almost exclusively men. This paper investigates the possible causes of this imbalance and shows why a continuing gender disparity among experts and practitioners in the field is problematic. It demonstrates that the inclusion of women has positive effects on the outcome of negotiations and examines why this is the case. Finally, it discusses the ways in which the European Union (EU) in particular, and the international community in general, can increase the number of women involved in the field.
Topic:
Arms Control and Proliferation, Gender Issues, European Union, and Women
Political Geography:
Europe

39. On Iran: Don’t Snap Back, Step Up

Author:
Alistair Millar
Publication Date:
08-2020
Content Type:
Working Paper
Institution:
Fourth Freedom Forum
Abstract:
The Trump administration was handed a resounding defeat in the United Nations Security Council at the end of last week when it offered a new resolution to indefinitely extend the UN arms embargo on Iran… Not only is the outcome of this vote embarrassing for the United States, it was the first salvo in a dangerous game of brinksmanship that is likely to be the biggest test of the Security Council’s resolve in the 75-year history of the United Nations.
Topic:
Arms Control and Proliferation, Diplomacy, United Nations, UN Security Council, and Donald Trump
Political Geography:
Iran, Middle East, North America, and United States of America

40. Transparency and Reporting on Arms Exports within and from the EU

Author:
Ian Stewart
Publication Date:
07-2020
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
The EU’s annual report on arms export control presently lags behind the national reports of many countries. The introduction of a searchable online database will be a substantial step in increasing the user-friendliness of the report. This paper makes recommendations with regard to readability, comprehensiveness and comparability. Perhaps the principal recommendation is that steps be taken to harmonise the data provided under the categories ‘licensed value’ and ‘actual exports’, which are presently not consistently interpreted across the EU. The main argument of this paper is that the EU should move towards using data visualisation to complement the lengthy statistical tables in the annual report and thus make it more readable. The EU and its Member States should also explore opportunities to enhance the data contained in the report to include additional identified data fields, narrative sections to complement the statistical data, and disaggregated data on licence denials. In identifying additional data fields that could be included, the paper also examines the challenges associated with the provision of the data in each case.
Topic:
Arms Control and Proliferation, Regional Cooperation, European Union, Exports, and Illegal Trade
Political Geography:
Europe

41. Post-INF Arms Control in the Asia-Pacific: Political Viability and Implementation Challenges

Author:
Tanya Ogilvie-White
Publication Date:
06-2020
Content Type:
Working Paper
Institution:
International Institute for Strategic Studies
Abstract:
Collaborative efforts to build a new arms-control architecture are urgently needed following the demise of the Intermediate-Range Nuclear Forces Treaty (INF Treaty) – especially in the Asia-Pacific, where arms-racing pressures are unbridled. High-level discussions within the Trump administration on deploying previously prohibited ground-based INF-range (500–5,500 kilometres) missiles in the Asia-Pacific could hamper progress; rather than convincing Beijing to engage in (as-yet-unspecified) trilateral arms-control negotiations, they could increase strategic risks, strain relations between the United States and its allies in the region (Australia, Japan and South Korea) and encourage closer Sino–Russian military cooperation. Efforts to create arms-control momentum are welcome, but to be politically viable, new initiatives need to be fair, equitable and underpinned by strategic empathy, reciprocity and mutual restraint. A more constructive approach would see the US and its Asia-Pacific allies using their combined diplomatic capital to push for a formal regional arms-control dialogue, which could initially focus on confidence building and strategic-risk reduction, and over the longer term help lay the foundations for a new arms-control regime.
Topic:
Arms Control and Proliferation, Diplomacy, Military Strategy, and INF Treaty
Political Geography:
Global Focus

42. The Future of Nuclear Arms Control: Time for an Update

Author:
Angela Kane and Noah Mayhew
Publication Date:
01-2020
Content Type:
Working Paper
Institution:
Institute for Development and Peace
Abstract:
Many consider the Reagan-Gorbachev prin- ciple that “nuclear war cannot be won and must never be fought” (Joint Soviet-United States Statement 1985) to be the clarion call for arms control. With this, US and Soviet leaders put words to the fundamental under- standing that arms control was sacrosanct in the context of other, unrelated issues in inter- national security. In 2020, we live in a different reality where arms control by some experts has been reduced to “nuclear identity politics” (Ford 2020) while others claim that it is “practical- ly exhausted” (Yermakov 2020). Disconcert- ing as these sentiments may be, they contain a kernel of truth. Arms control in 2020 is still oriented to realities of the past. But if the arms race spirals into full force, it is humans who will be the losers. Hence, it is unhelp- ful to dismiss arms control as an obsolete manifestation of Cold War nightmares. But it is time for an update to address new global challenges, in particular quickly evolving geo- political realities and emerging technologies. Furthermore, the silos in the debate on arms control need to be overcome.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Military Strategy, and Military Affairs
Political Geography:
Global Focus

43. Time for an Israeli Peace Initiative

Author:
Efraim Inbar and Eran Lerman
Publication Date:
11-2020
Content Type:
Working Paper
Institution:
Jerusalem Institute for Strategy and Security (JISS)
Abstract:
To acquire greater freedom of action in dealing with Iran’s quest for nuclear weapons, Israel needs to minimize tensions with the US on the Palestinian front.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Military Strategy, Conflict, Peace, and Denuclearization
Political Geography:
Iran, Middle East, Israel, Palestine, North America, and United States of America

44. Regulating and Limiting the Proliferation of Armed Drones: Norms and Challenges

Author:
Cholpon Orozobekova and Marc Finaud
Publication Date:
08-2020
Content Type:
Working Paper
Institution:
The Geneva Centre for Security Policy
Abstract:
As a consequence of the attractiveness of the use of drones – for obvious reasons of cost and pilot safety – the international market in armed drones is booming, creating risks of widespread proliferation, especially to non-state actors or states known for their lack of respect for the laws of warfare.This paper analyses these proliferation risks and formulates recommendations on how to mitigate them. Starting in the late 20th century, the growth of guided-missile technologyled the international community to draw up political and legal rules in order to control the export of such sensitive equipment – subsequently including UAVs – to countries where the risk of uncontrolled and/or illicit proliferation and use is the highest. The first such attempt was the Missile Technology Control Regime (MTCR), which was established in 1987 to harmonise policies for the export of missiles and related technology and has been gradually extended to cover UAVs. The second regime was a voluntary transparency measure, the United Nations Register of Conventional Arms (UNROCA), established in 1991, to which UN member states are encouraged to report their exports and imports of conventional arms, including UAVs. The third was the Wassenaar Arrangement, launched in 1996 as a multilateral export control regime for conventional and dual-use goods and technologies, to which UAVs were added. The most recent initiative is the ATT, which entered into force in 2014 and regulates transfers of conventional arms, including certain categories of UAVs. As we will see in section 2, however, these regimes are far from being universal and all have limitations that make it difficult to impose constraints on UAV exports.
Topic:
Security, Arms Control and Proliferation, Military Strategy, and Drones
Political Geography:
Global Focus

45. Washington Consultation on Arms Control

Author:
Pugwash Conferences on Science and World Affairs
Publication Date:
02-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
On 1 February 2019 Pugwash held a consultation in collaboration with the American Academy of Arts and Sciences in Washington, D.C., to assess the perspectives of the American strategic community on the prospects for arms control. The meeting gathered 20 experts and former officials from across the political spectrum, and took place immediately following a set of meetings with senior Russian officials in Moscow by a Pugwash delegation, as well as a similar consultation with the Russian strategic community in December 2018.
Topic:
Arms Control and Proliferation, Diplomacy, International Cooperation, and Nuclear Weapons
Political Geography:
Russia, Europe, North America, and United States of America

46. Resist Erosion of NPT to Rid the World of Atomic Bombs

Author:
Sergio Duarte
Publication Date:
06-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
On 17 June 2019 Pugwash President Sergio Duarte published a commentary on the Nuclear Non Proliferation Treaty on the InDepthNews website.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Military Strategy, and Nonproliferation
Political Geography:
Global Focus

47. Tehran Meeting on JCPOA

Author:
Pugwash Conferences on Science and World Affairs
Publication Date:
07-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
On 23-24 June 2019 a delegation from Pugwash travelled to Iran to participate in a specially-arranged two-day meeting organized together with the Institute for Political and International Studies (IPIS) in Tehran. The central focus of the discussions was the current status of the Joint Comprehensive Plan of Action (JCPOA), more than one year after the United States withdrew from implementing it, and the ensuing program of ever-tightening sanctions imposed by the US on Iran that has dramatically increased tension in the Middle East. The meeting also put this into context by looking at the regional situation of arms control, as well as Iran’s relations with China, Russia, the EU, and its neighbours including Afghanistan.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, and JCPOA
Political Geography:
Iran and Middle East

48. Ditch the Bomb, not the NPT

Author:
Sergio Duarte
Publication Date:
11-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
On 18 November 2019 The Bulletin of Atomic Scientists published a piece by Pugwash President Sergio Duarte examining the health of the nuclear non-proliferation regime in anticipation of the 2020 NPT Review Conference.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Military Strategy, and Nonproliferation
Political Geography:
Global Focus

49. UNGA Middle East WMDFZ Conference takes place in New York

Author:
Pugwash Conferences on Science and World Affairs
Publication Date:
11-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
From 19-22 November 2019 Pugwash President Sergio Duarte attended the opening of general debate of the conference convened in accordance with General Assembly decision A/73/546, entitled “Convening a conference on the establishment of a Middle East zone free of nuclear weapons and other weapons of mass destruction”. A decision had been taken by the President of the Conference, Ambassador Bahous of Jordan, and participating States to allow invited NGOs to participate as observers through the opening sessions. The First Session of the Conference was convened by the UN Secretary General pursuant to Resolution 73/546. Amb. Sima Bahous of Jordan was elected President. 23 States from the region participated, plus four NWS invited as observers. It was agreed to proceed by consensus on both procedural and substantive issues, pending final agreement on the rules of procedure, which will be considered in the intersessional period. The thematic debate centered on principles and objectives, general obligations on nuclear weapons and other WMD, peaceful uses, international cooperation, institutional arrangements and other aspects. Representatives of existing NW Free Zones will be invited prior to the Second Session to share good practices and lessons learned. The Conference adopted a Political Declaration and a Report. The next Session will be held in New York from 16 to 20 November 2020. The Declaration stated the belief of participating States that a verifiable ME Zone free of Nuclear Weapons and other WMD would greatly enhance regional and international peace and security and stated further their intent to pursue in an open and inclusive manner the elaboration of a legally binding treaty on the basis of arrangements freely arrived at by the States of the region. In that spirit, the Conference extended an open-ended invitation to all those States to support the Declaration and join in the process. Participating States also undertook to follow-up on the Declaration and on the outcomes of the Conference.
Topic:
Arms Control and Proliferation, Nuclear Weapons, United Nations, Weapons of Mass Destruction, Military Strategy, and Nonproliferation
Political Geography:
Global Focus

50. Hypersonic Weapons Series: What Technical Challenges Do Hypersonic Weapons Raise?

Author:
Sergey Batsanov and Kevin Miletic
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
he Pugwash Foundation supported an international Pugwash workshop on hypersonic weapons, which took place in Geneva on 9 and 10 December 2019. The meeting brought together 30 international participants from various continents, including current and former government officials, scientists, engineers, academics and experts from think tanks and other non- governmental organisations. The workshop aimed at fostering a constructive exchange of views on hypersonic weapons. Participants discussed factors driving the development, roles and purposes of hypersonic weapons, as well as the risks associated with their deployment and use. Based on the workshop’s discussions, the Pugwash Foundation produced a series of briefing papers on hypersonic weapons.
Topic:
Arms Control and Proliferation, Military Strategy, Weapons, and Hypersonic Weapons
Political Geography:
Global Focus

51. Hypersonic Weapons Series: What Are the Current Hypersonic Weapon Development Programs?

Author:
Sergey Batsanov and Kevin Miletic
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
he Pugwash Foundation supported an international Pugwash workshop on hypersonic weapons, which took place in Geneva on 9 and 10 December 2019. The meeting brought together 30 international participants from various continents, including current and former government officials, scientists, engineers, academics and experts from think tanks and other non- governmental organisations. The workshop aimed at fostering a constructive exchange of views on hypersonic weapons. Participants discussed factors driving the development, roles and purposes of hypersonic weapons, as well as the risks associated with their deployment and use. Based on the workshop’s discussions, the Pugwash Foundation produced a series of briefing papers on hypersonic weapons.
Topic:
Arms Control and Proliferation, Development, Military Strategy, Weapons, and Hypersonic Weapons
Political Geography:
Global Focus

52. Hypersonic Weapons Series: Why do Sates Develop Hypersonic Weapons?

Author:
Sergey Batsanov and Kevin Miletic
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
he Pugwash Foundation supported an international Pugwash workshop on hypersonic weapons, which took place in Geneva on 9 and 10 December 2019. The meeting brought together 30 international participants from various continents, including current and former government officials, scientists, engineers, academics and experts from think tanks and other non- governmental organisations. The workshop aimed at fostering a constructive exchange of views on hypersonic weapons. Participants discussed factors driving the development, roles and purposes of hypersonic weapons, as well as the risks associated with their deployment and use. Based on the workshop’s discussions, the Pugwash Foundation produced a series of briefing papers on hypersonic weapons.
Topic:
Arms Control and Proliferation, Military Strategy, Weapons, and Hypersonic Weapons
Political Geography:
Global Focus

53. HYpersonic Weapons Series: What Are The Roles and Missions of Hypersonic Weapons?

Author:
Sergey Batsanov and Kevin Miletic
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
he Pugwash Foundation supported an international Pugwash workshop on hypersonic weapons, which took place in Geneva on 9 and 10 December 2019. The meeting brought together 30 international participants from various continents, including current and former government officials, scientists, engineers, academics and experts from think tanks and other non- governmental organisations. The workshop aimed at fostering a constructive exchange of views on hypersonic weapons. Participants discussed factors driving the development, roles and purposes of hypersonic weapons, as well as the risks associated with their deployment and use. Based on the workshop’s discussions, the Pugwash Foundation produced a series of briefing papers on hypersonic weapons.
Topic:
Arms Control and Proliferation, Military Strategy, Weapons, and Hypersonic Weapons
Political Geography:
Global Focus

54. Hypersonic Weapons Series: What Are the Risks Associated with Hypersonic Weapons?

Author:
Sergey Batsanov and Kevin Miletic
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
he Pugwash Foundation supported an international Pugwash workshop on hypersonic weapons, which took place in Geneva on 9 and 10 December 2019. The meeting brought together 30 international participants from various continents, including current and former government officials, scientists, engineers, academics and experts from think tanks and other non- governmental organisations. The workshop aimed at fostering a constructive exchange of views on hypersonic weapons. Participants discussed factors driving the development, roles and purposes of hypersonic weapons, as well as the risks associated with their deployment and use. Based on the workshop’s discussions, the Pugwash Foundation produced a series of briefing papers on hypersonic weapons.
Topic:
Arms Control and Proliferation, Military Strategy, Weapons, and Hypersonic Weapons
Political Geography:
Global Focus

55. Hypersonic Weapon Series: How to Mitigate the Risks Associated with Hypersonic Weapons?

Author:
Sergey Batsanov and Kevin Miletic
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
he Pugwash Foundation supported an international Pugwash workshop on hypersonic weapons, which took place in Geneva on 9 and 10 December 2019. The meeting brought together 30 international participants from various continents, including current and former government officials, scientists, engineers, academics and experts from think tanks and other non- governmental organisations. The workshop aimed at fostering a constructive exchange of views on hypersonic weapons. Participants discussed factors driving the development, roles and purposes of hypersonic weapons, as well as the risks associated with their deployment and use. Based on the workshop’s discussions, the Pugwash Foundation produced a series of briefing papers on hypersonic weapons.
Topic:
Arms Control and Proliferation, Military Strategy, Weapons, and Hypersonic Weapons
Political Geography:
Global Focus

56. Hypersonic Weapons Series: How to Counter Hypersonic Weapons?

Author:
Sergey Batsanov and Kevin Miletic
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
he Pugwash Foundation supported an international Pugwash workshop on hypersonic weapons, which took place in Geneva on 9 and 10 December 2019. The meeting brought together 30 international participants from various continents, including current and former government officials, scientists, engineers, academics and experts from think tanks and other non- governmental organisations. The workshop aimed at fostering a constructive exchange of views on hypersonic weapons. Participants discussed factors driving the development, roles and purposes of hypersonic weapons, as well as the risks associated with their deployment and use. Based on the workshop’s discussions, the Pugwash Foundation produced a series of briefing papers on hypersonic weapons.
Topic:
Arms Control and Proliferation, Military Strategy, Weapons, and Hypersonic Weapons
Political Geography:
Global Focus

57. Shanghai Meeting on Arms Control

Author:
Pugwash Conferences on Science and World Affairs
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
On 4-5 December 2019 Pugwash and the American Academy of Arts and Sciences organized a discussion meeting in Shanghai as part of the ongoing project “Achieving Strategic Stability: A New Era of Great Powers Dialogue”. The meeting was supported and hosted by the Shanghai Academy of Social Sciences. Five American scholars and former officials joined 20 Chinese scholars and former officials for a dialogue over two days, broadly centred on the strategic relationship of the US and China, but with particular focus on the status and future possibilities of arms control, as well as regional proliferation challenges.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Military Strategy, and INF Treaty
Political Geography:
North America and United States of America

58. Tehran Meeting on JCPOA

Author:
Pugwash Conferences on Science and World Affairs
Publication Date:
07-2019
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
On 23-24 June 2019 a delegation from Pugwash travelled to Iran to participate in a specially-arranged two-day meeting organized together with the Institute for Political and International Studies (IPIS) in Tehran. The central focus of the discussions was the current status of the Joint Comprehensive Plan of Action (JCPOA), more than one year after the United States withdrew from implementing it, and the ensuing program of ever-tightening sanctions imposed by the US on Iran that has dramatically increased tension in the Middle East. The meeting also put this into context by looking at the regional situation of arms control, as well as Iran’s relations with China, Russia, the EU, and its neighbours including Afghanistan.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Military Strategy, European Union, and JCPOA
Political Geography:
Russia, China, Europe, Iran, Middle East, Asia, North America, and United States of America

59. Prohibitions and Export Assessment: Tracking Implementation of the Arms Trade Treaty

Author:
Tobias Vestner
Publication Date:
04-2019
Content Type:
Working Paper
Institution:
The Geneva Centre for Security Policy
Abstract:
This Geneva Paper shows that ATT states parties generally implement the ATT’s prohibitions set forth in Article 6 through national laws and policies. This paper also demonstrates that exporting states implement the ATT’s obligations regarding export assessment contained in Article 7 in many different ways. While the spectrum of how exporting states parties consider an arms exports’ potential effect on peace and security is very broad, their national frameworks contain similar or nearly identical export criteria on assessing the risk of arms being used for serious violations of international humanitarian law and international human rights law. Few states parties have national export criteria regarding terrorism, transnational organized crime and gender-based violence. States also consider national criteria other than those specified in Article 7 before authorizing arms exports, including positive consequences of arms exports. Finally, states parties’ national frameworks mostly do not define clear thresholds for denying arms exports. Given this divergence in states party implementation, in addition to a remaining lack of clarity on how states apply the ATT provisions in practice, this paper recommends reinforcing dialogue on ATT implementation. This could lead to better understanding and implementation guidance that strengthens the emergence of common standards and improves the quality of national export assessments. To increase states parties’ knowledge on risks to be avoided, institutionalizing cooperation with human rights bodies and establishing an ATT internal information exchange mechanism is also recommended.
Topic:
Arms Control and Proliferation, Treaties and Agreements, United Nations, and Arms Trade
Political Geography:
United Nations and Global Focus

60. The Importance of Verification and Transparency in the Nuclear-Arms Control

Author:
Miroslav Tuma
Publication Date:
11-2019
Content Type:
Working Paper
Institution:
Institute of International Relations Prague
Abstract:
Miroslav Tůma in his new Policy Paper titled "The Importance of Verification and Transparency in the Nuclear-Arms Control, Nonproliferation and Disarmament Process" explained how monitoring and verification procedure associated with the nuclear-arms control, nonproliferation and disarmament process is nowadays important, especially in the sphere between US and Russia, which posses 90% of nuclear weapons all over the world. The author also analysed the development of the verification procedure in this field and its future curse. Should be the engagement of verification activity in a straight line with international law? What attitude should the Czech Republic take towards this problem in the near future?
Topic:
Arms Control and Proliferation, Nuclear Weapons, and Disarmament
Political Geography:
Russia, Eurasia, North America, and United States of America

61. The end of nuclear arms control? Implications for the Nordic region

Author:
Tapio Juntunen
Publication Date:
06-2019
Content Type:
Working Paper
Institution:
Finnish Institute of International Affairs
Abstract:
The current discussion on the possible repercussions of the INF crisis have largely concentrated either on great power relations or on the level of NATO-Russia relations and the future of the transatlantic ties. This Working Paper aims to broaden the present discussion by reflecting on the potential implications of the negative trends in nuclear weapons politics and arms control from the perspective of the Nordic region. One of the key concerns for the Nordic countries in this regard is Russia’s significant arsenal of non-strategic nuclear weapons in the immediate vicinity of the region. The prospect of a looming nuclear weapons buildup in the North Sea areas and around its key locations is also something that the Nordic countries should be concerned about together with their allies and key partners. The Nordic countries should also aim to increase their agency in relation to the stalling nuclear arms control agenda. In addition to supporting the efforts to open up different possibilities to salvage the INF Treaty, the Nordic countries also have self-interest when it comes to integrating other categories of non-strategic nuclear weapons into these discussions. Tapio Juntunen
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, and Military Strategy
Political Geography:
Russia and Nordic Nations

62. The disarmament laboratory: Substance and performance in UK nuclear disarmament verification research

Author:
Tom Plant
Publication Date:
10-2019
Content Type:
Working Paper
Institution:
Finnish Institute of International Affairs
Abstract:
Over the last twenty years, the UK has researched nuclear arms control and disarmament verification in increasing breadth and depth. Although this principally technical activity has not yet been directly linked to any of the UK’s nuclear weapons stockpile reductions or postural changes, it does form much of the UK’s recent disarmament diplomacy. This is because more effective techniques for verification of nuclear arms control and disarmament are widely regarded as essential for the multilateral regimes that might be necessary if global nuclear stockpiles are to reduce. Thus, the UK balances its retention of nuclear weapons with plans – or at least the appearance of plans – for future disarmament. This balance stems in part from the degree of internal conflict in the UK about its nuclear weapon status, and the perceived need to take the lead in nuclear disarmament matters, set against decreasing room for manoeuvre in terms of substantive reductions to its declared nuclear arsenal; in the future it is likely to be increasingly central to the UK’s disarmament diplomacy. The degree to which UK verification research is genuinely intended to make a tangible disarmament contribution therefore merits scrutiny. This is particularly true for those states that are also working in the field or are interested in doing so. This paper lays out how Finland and other Nordic states could contribute by encouraging the UK to take more meaningful action, inter alia by linking UK verification research and its modernisation programme to potential arms control futures.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Military Strategy, and Disarmament
Political Geography:
United Kingdom and Europe

63. Arms Flows to South East Asia

Author:
Siemon T. Wezeman
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
The security environment of South East Asia is making more and more headlines and is increasing cause for concern. While old tensions and conflicts remain, China’s rise as a military power and its claims on the South China Sea not only add a new element of insecurity but also draw other powers into the mix. As this paper documents, states in South East Asia have significantly increased their military spending, their arms acquisitions and their arms inventories over the past decade. This growth has outpaced the global trend and the trends of most other regions. While the growth of military capabilities is not an uncontrollable arms race, there is cause for real concern. The increased size and capabilities of most armed forces in South East Asia—coupled with increased tensions in the region, especially over the South China Sea—lead to more military forces operating in close proximity to ‘unfriendly’ forces. Mechanisms and agreed rules to deal with the overall tensions or with unexpected confrontations of opposing military forces are lacking, which does not make it easy to prevent incidents from escalating. Furthermore, weak transparency in foreign and defence policy poses a risk of misunderstandings about why South East Asian states acquire weapons, what their ‘red lines’ are and what the response to crossing those lines would be.
Topic:
Security, Arms Control and Proliferation, Military Affairs, and Weapons
Political Geography:
Asia and Southeast Asia

64. Europe in a multipolar missile world – Why the EU and NATO should not try to salvage the INF Treaty

Author:
Bruno Hellendorff
Publication Date:
04-2019
Content Type:
Working Paper
Institution:
EGMONT - The Royal Institute for International Relations
Abstract:
On 1 February 2019, the US Secretary of State Mike Pompeo announced that his country had suspended its compliance with the Intermediate-range Nuclear Forces Treaty, or INF Treaty, and would withdraw from it within six months. The INF Treaty, little known outside of arms control and disarmament circles, was a landmark Cold War agreement between the United States of America and the USSR – the first to ban an entire category of weapons (ground-based medium- and intermediate-range missiles). The US withdrawal, announced in dramatic terms by President Donald Trump in October 2018, followed the claim that Russia had recently developed and fielded a missile with performances forbidden by the INF Treaty. The end of this little-known treaty is not anecdotal. Not only will it further strain the US-Russia relationship and antagonise allies, it will also contribute to the erosion of what is left of the global arms-control architecture and incentivise arms-race behav- iours among great powers. In a world where security is increasingly less a question of multilateral deliberation and rules-based interactions, the end of the INF Treaty is a further signal that missile technologies are again becoming a venue for competition between great powers: only this time, at least three are playing the game (United States, China and Russia) rather than two (United States and USSR). Additionally, missile technology proliferation has turned into a major dimension of contemporary battlefield realities, and missile programmes of countries such as Iran and North Korea continue to pose important diplomatic and non-proliferation challenges. Meanwhile, Europe is, by and large, left watching as its regional security architecture erodes. Welcome to what US National Security Advisor John Bolton recently termed ‘a multipolar missile world’. The EU should not try to salvage the INF Treaty. Its diplomatic capital might be better spent in areas where it could potentially make a difference, rather than in a treaty to which it is not even party. Existing multilateral regimes and agreements with the EU or its Member States as parties are already in dire need of reinforcement in the face of technological progress, a volatile diplomatic environment and self-centred, competitive political narratives. These include, inter alia, the Organization for Security and Co-operation in Europe (OSCE) framework (including its Structured Dialogue), multilateral export control regimes (MECR) like the Missile Technology Control Regime (MTCR), transparency and trust-building mechanisms like the Hague Code of Conduct against missile proliferation (HCoC), and nuclear-related frame- works like the Joint Comprehensive Plan of Action (JCPOA or ‘Iran deal’) or the Non- Proliferation Treaty (NPT) Review Process. These, however, may simply fail to meet the challenge of a multipolar missile world. Renewed efforts, both conceptual and in the realm of capabilities, are needed in a NATO framework to reinforce the linkage between deterrence and diplomacy. NATO-EU dialogue and cooperation on defence issues could be further enhanced, and European countries should work more with like-minded partners at both bilat- eral or multilateral levels on the challenges of non-proliferation and disarmament in the twenty-first century. The demise of the INF Treaty should therefore re-energise the debate on European strategic autonomy, help support collective capability building – not least in NATO – and prompt new discussions on stronger multilateral rules on missile development, use and proliferation.
Topic:
Defense Policy, NATO, Arms Control and Proliferation, Treaties and Agreements, Military Strategy, and European Union
Political Geography:
Europe, North Atlantic, and North America

65. The End of the INF-Treaty: Context and Consequences

Author:
Didier Audenaert
Publication Date:
07-2019
Content Type:
Working Paper
Institution:
EGMONT - The Royal Institute for International Relations
Abstract:
On 2 August both the US and the Russian Federation will no longer be restrained by the Intermediate-Range Nuclear Forces (INF) Treaty (1987). Early this century it gradually became clear that Russia wanted to step out of the Treaty, by which it felt itself to be solely restrained. European nations should now take up a greater share of the burden of missile defence, which should get a broader mission than it has today. The debate on EU strategic autonomy can be an instrument in this endeavour. Because of the worsening security environment NATO’s non- strategic nuclear capability becomes even more important. European NATO allies and EU member states may very soon be confronted with difficult and fundamental choices for a future without the INF Treaty, which need to be communicated and explained to their national population.
Topic:
Arms Control and Proliferation, Diplomacy, Military Strategy, European Union, and INF Treaty
Political Geography:
Russia and Europe

66. Avoiding a Post-INF Missile Race

Author:
Nikolai Sokov
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
On November 7, 2019, the James Martin Center for Nonproliferation Studies and the Center for Energy and Security Studies held a forum titled “US-Russia Dialogue on Nuclear Issues: Does Arms Control Have a Future?” Dr. Nikolai Sokov, a senior fellow with the Vienna Center for Disarmament and Non-Proliferation, prepared the briefing paper, “Avoiding a Post-INF Missile Race,” to address the concerns about a new arms race in Europe arising after the end of the 1987 Intermediate-range Nuclear Forces (INF) Treaty. Though comparisons to the Euromissile crisis of the early 1980s are inevitable, the present situation is different in one important respect: neither Russia nor NATO want a new arms race, and both have demonstrated a degree of restraint. “Nevertheless,” Dr. Sokov argues in the paper, “the situation is fragile, and it is difficult to predict how long mutual restraint can hold.” Furthermore, the military balance today includes additional, complicating features, including the replacement of nuclear weapons’ missions with high-precision long-range conventional weapons, the enlargement of NATO and the collapse of the Conventional Forces in Europe Treaty, the risk of escalation presented by increased dual-capable delivery systems, as well as the role of Asia in the global strategic balance. The window of opportunity for addressing these rising concerns is relatively narrow. Since “full-scope arms-control negotiations aiming at legally binding and verifiable treaties are hardly feasible in the current and projected political and security environment,” this CNS brief suggests a “more modest” approach to expanding and securing the restraint that exists, before it disappears altogether.
Topic:
NATO, Arms Control and Proliferation, Diplomacy, Nonproliferation, Missile Defense, Deterrence, and Arms Race
Political Geography:
Europe, Asia, and North America

67. Iranian Public Opinion under “Maximum Pressure”

Author:
Nancy Gallagher, Ebrahim Mohseni, and Clay Ramsay
Publication Date:
10-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The Center for International and Security Studies at Maryland (CISSM) has been conducting in- depth surveys of Iranian public opinion on nuclear policy, regional security, economics, domestic politics, and other topics since the summer of 2014. Each survey includes a combination of trend-line questions, some going as far back as 2006, and new questions written to assess and inform current policy debates. This report covers findings from three surveys fielded in May, August, and early October 2019 to evaluate how the Trump administration’s “maximum pressure” campaign is affecting public opinion in Iran. The United States withdrew from the Joint Comprehensive Plan of Action (JCPOA) in May 2018, and began re-imposing sanctions on Iran that the Obama administration had lifted under the terms of the 2015 agreement it had negotiated with Iran, Britain, France, Germany, Russia and China. In the fall of 2018, it blacklisted hundreds of Iranian entities and threatened to impose secondary sanctions on anyone who did business with them. In spring of 2019, it tried to prevent Iran from getting any revenue from oil sales, its main export, by ending exemptions for key customers. In the summer of 2019, it tightened constraints on Iran’s access to the international financial system, including channels that had been used to pay for medicines and other humanitarian goods that were officially exempted from earlier sanctions. It also sanctioned Iran’s foreign minister, complicating his ability to interact with U.S. officials, experts, and media figures. The Trump administration’s stated objective is to keep imposing more sanctions until Iran acquiesces to a long list of U.S. demands articulated by Secretary of State Mike Pompeo. The original twelve points include the types of restrictions on Iran’s nuclear program that the government rejected during previous negotiations and that the Iranian public has consistently opposed. It also includes stopping development of nuclear-capable missiles, ending support for various groups throughout the Middle East, halting cyberattacks and other threatening activities, and releasing all U.S. and allied detainees. Pompeo subsequently added other demands related to civil liberties in Iran. The Iranian public enthusiastically supported the JCPOA when it was first signed, partly due to unrealistic expectations about how much and how quickly economic benefits would materialize. After the International Atomic Energy Agency certified in January 2016 that Iran had met all of its nuclear obligations and implementation of sanctions relief began, foreign companies were slow to ramp up permissible trade with Iran or to make major investments there before they knew how the next U.S. president would view the JCPOA. By the end of the Obama administration few Iranians said that they had seen any economic benefits from the deal and most lacked confidence that the other signatories would uphold their obligations. But a solid majority of Iranians (55%) still approved of the agreement.
Topic:
Arms Control and Proliferation, Diplomacy, International Cooperation, Nuclear Weapons, Military Strategy, and JCPOA
Political Geography:
Iran, Middle East, North America, and United States of America

68. On the Horizon: A Collection of the Papers from the Next Generation

Author:
Sarah Minot Asrar
Publication Date:
02-2019
Content Type:
Working Paper
Institution:
Center for Strategic and International Studies
Abstract:
Meeting the security challenges of the future will require a sustained effort over the long-term by a multidisciplinary cadre of nuclear experts who are equipped with critical knowledge and skills. The Project on Nuclear Issues (PONI) runs two signature programs – the Nuclear Scholars Initiative and the Annual Conference Series – to engage emerging nuclear experts in thoughtful and informed debate over how to best address the nuclear community’s most pressing problems. The papers included in this volume comprise research from participants in the 2018 Nuclear Scholars Initiative and the PONI Conference Series. These papers explore such topics as the impacts of emerging technologies and capabilities, deep-diving on nuclear strategy and national policies, proposing paths forward for addressing proliferation challenges, and enhancing arms control in contentious environments.
Topic:
Security, Arms Control and Proliferation, Energy Policy, Environment, and Nuclear Weapons
Political Geography:
Global Focus

69. CSIS European Trilateral Track 2 Nuclear Dialogues

Author:
Center for Strategic and International Studies
Publication Date:
02-2019
Content Type:
Working Paper
Institution:
Center for Strategic and International Studies
Abstract:
The European Trilateral Track 2 Nuclear Dialogues, organized by the Center for Strategic and International Studies (CSIS) in partnership with the Royal United Services Institute (RUSI) and the Fondation pourla Recherche Stratégique (FRS), has convened senior nuclear policy experts from the United Kingdom, France, and the United States (P3) for the past ten years to discuss nuclear deterrence, arms control, and nonproliferation policy issues and to identify areas of consensus among the three countries. The majority of the experts are former U.S., UK, and French senior officials; the others are well-known academics in the field. Since the Dialogues’ inception, high-level officials from all three governments have also routinely joined the forum and participated in the discussions. The Dialogues have been unique in bringing U.S., UK, and French representatives into a trilateral forum for discussing nuclear policy. The United States, United Kingdom, and France hold common values and principles directed toward a shared purpose of global peace and security, as well as an understanding of their respective roles as responsible stewards of the nuclear order. Their sustained engagement will thus, irrespective of political shifts in any of the three countries, remain unique in the context of international alliances and partnerships and essential into the foreseeable future. In 2018, the group’s discussion addressed a range of issues in the Euro-Atlantic security environment and beyond, prompting agreement among the group’s nongovernmental participants to issue the following statement reflecting the consensus views of the undersigned. All signatories agree to this statement in their personal capacity, which may not represent the views of their respective organizations.
Topic:
Arms Control and Proliferation, Diplomacy, International Cooperation, Nuclear Weapons, and Military Strategy
Political Geography:
United Kingdom, Europe, France, North America, and United States of America

70. Korea, the JCPOA, and the Shifting Military Balance in the Gulf

Author:
Anthony H. Cordesman
Publication Date:
03-2019
Content Type:
Working Paper
Institution:
Center for Strategic and International Studies
Abstract:
The analysis concludes that the sudden breakdown in the latest round of U.S.-Korean nuclear arms control talks in Vietnam should scarcely come as a surprise to anyone. Both sides sought too much too soon and did so despite a long history of previous failures. Heads of state engaged before their staffs had reached a clear compromise and did so seeking goals the other leader could not accept. It is not clear that an agreement was reachable at this point in time, but each side's search for its "best" ensured that the two sides could not compromise on the "good." This failure sent yet another warning that agreements like the Joint Comprehensive Plan of Action (JCPOA) nuclear arms agreement with Iran that offers major progress in limiting a nation's nuclear weapons efforts can be far better than no agreement, and of the danger in letting the perfect become the enemy of the good. The failed U.S. negotiations with Korea sends a warning that any set of compromises that preserves Iran's compliance with the JCPOA, and creates a structure where negotiation can continue, will be better than provoking a crisis with Iran that can end in no agreement at all and alienate America's European allies in the process.
Topic:
Defense Policy, Arms Control and Proliferation, Diplomacy, Military Strategy, Denuclearization, and JCPOA
Political Geography:
Iran, Middle East, Asia, South Korea, North Korea, North America, and United States of America

71. Paper on the NPT, the Nuclear Ban Treaty and the CTBT

Author:
Paolo Cotta-Ramusino
Publication Date:
06-2018
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
The following text is a paper prepared by the Secretary-General of Pugwash, Paolo Cotta-Ramusino, for three conferences in Moscow, Madrid, and Bergen between 6-15 June 2018.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Military Strategy, and Denuclearization
Political Geography:
Global Focus

72. Moscow meetings on Avoiding Nuclear Destabilization

Author:
Pugwash Conferences on Science and World Affairs
Publication Date:
12-2018
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
On 6-7 December 2018, Pugwash organized a seminar, “Avoiding Nuclear Destabilization”, and other side meetings in Moscow in cooperation with the Russian Pugwash Committee and the American Academy of Arts and Sciences. This was interconnected with the Russian Congress of Political Scientists organized by the Russian Political Science Association, MGIMO-University under the Russian Foreign Ministry, and the Financial University under the Government of Russia, which allowed some Congress participants to take part in the Pugwash debates. These consultations with Russian experts were designed to seek out reaction in Moscow and the Russian strategic community to the US Administration’s announcement to withdraw from the Intermediate Nuclear Forces Treaty (INF) and survey current opinion on the future of arms control.
Topic:
Arms Control and Proliferation, Diplomacy, International Cooperation, Nuclear Weapons, Military Strategy, Denuclearization, and INF Treaty
Political Geography:
Russia, Europe, North America, and United States of America

73. The missing piece of the puzzle

Author:
Yaakov Amidror
Publication Date:
03-2018
Content Type:
Working Paper
Institution:
Jerusalem Institute for Strategy and Security (JISS)
Abstract:
Given the bad nuclear deal signed with Iran, Israel must be diligent about risk management; no matter how relentless intelligence gathering efforts are, not all threats can be countered. Israel will not allow enemy states to go nuclear.
Topic:
Arms Control and Proliferation, Diplomacy, International Cooperation, Nuclear Weapons, and Military Strategy
Political Geography:
Iran, Middle East, and Israel

74. The depth of Iran’s deception

Publication Date:
05-2018
Content Type:
Working Paper
Institution:
Jerusalem Institute for Strategy and Security (JISS)
Abstract:
Many criticized Prime Minister Benjamin Netanyahu’s unveiling of a secret Iranian nuclear archive as “nothing new” and “a performance.” But there was plenty new in his presentation, and it will have far-reaching implications.
Topic:
Arms Control and Proliferation, Intelligence, and Nuclear Weapons
Political Geography:
Iran, Middle East, and Israel

75. Trump Changes the Discourse

Author:
David M. Weinberg
Publication Date:
05-2018
Content Type:
Working Paper
Institution:
Jerusalem Institute for Strategy and Security (JISS)
Abstract:
The broader context to US President Trump’s recent decisions to nix the nuclear deal with Iran and to move the US embassy to Jerusalem is restoration of America’s credibility as a world power after eight years of diffident presidential leadership.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, and Leadership
Political Geography:
Iran, Middle East, Israel, North America, and United States of America

76. World table: Monitoring arms control and disarmament agreements 2018

Author:
The Geneva Centre for Security Policy
Publication Date:
03-2018
Content Type:
Working Paper
Institution:
The Geneva Centre for Security Policy
Abstract:
GCSP's Senior Programme Advisor and Arms Proliferation Cluster Leader, Marc Finaud, together with the Inter-Parliamentary Union (IPU), Parliamentarians for Nuclear Nonproliferation and Disarmament and the University of London (SOAS), are working on a joint project that aims to provide parliamentarians from around the world with documents and material about arms control and disarmament agreements to help them monitor the actions of their governments.
Topic:
Arms Control and Proliferation, Treaties and Agreements, Disarmament, and Data
Political Geography:
Global Focus

77. Strategic deterrence redux: Nuclear weapons and European security

Author:
Leo Michel and Matti Pesu
Publication Date:
09-2018
Content Type:
Working Paper
Institution:
Finnish Institute of International Affairs
Abstract:
One of the most notable consequences of the end of the Cold War was the diminished role of nuclear weapons in international relations. The world’s primary nuclear weapon powers, the United States and the Russian Federation, made considerable reductions in their nuclear forces. The climax of the process was the New START Treaty signed in 2010. Now, the optimism that characterized the first decades of the post-Cold War era is rapidly evaporating. Geopolitical competition again dominates global and regional security dynamics. Nuclear powers are modernizing their forces and introducing novel systems that may affect strategic stability. At the same time, existing arms control regimes are crumbling. This report takes stock of recent developments in deterrence in general, and nuclear deterrence in particular. Its main ambition is to understand how deterrence has changed in light of certain post-Cold War trends. To this end, the report introduces the basic principles of deterrence. It also explores the nuclear-related policies and capabilities of the four nuclear weapon states most directly involved in European security affairs – Russia, the United States, France, and the United Kingdom. Importantly, the report also analyses the implications of the recent trends in strategic deterrence for Northern Europe. This report is part of a research project conducted by the FIIA entitled ‘New Challenges for Strategic Deterrence in the 21st Century’. The project is part of the implementation of the Government Plan for Analysis, Assessment and Research 2018.
Topic:
Security, Defense Policy, Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Military Strategy, and Deterrence
Political Geography:
Russia, United States, United Kingdom, Europe, France, and North America

78. The Challenge of Emerging Technologies to Non-proliferation Efforts: Controlling Additive Manufacturing and Intangible Transfers of Technology

Author:
Kolja Brockmann and Robert E. Kelley
Publication Date:
04-2018
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
Additive manufacturing (AM) machines are multipurpose manufacturing instruments that rely on the transfer of build-information in a digital form. AM is a rapidly developing technology with a growing range of applications, especially in the aerospace and defence industry. It is also generating concerns about its potential to create ways of weakening or circumventing dual-use and arms export controls. This SIPRI Paper examines (a) the state of the art in AM; (b) its ability to produce military equipment and dual-use items; (c) the application of export controls to AM and their implementation at the national level; and (d) the challenges that implementation and compliance present for governments, companies and research institutes. The conclusions summarize potential options and considerations when expanding controls on AM. This is one of two research papers that address the closely related issues of controlling transfers of software and technology and applying exports controls to AM. Taken together, the papers examine some of the most challenging issues that governments, companies and research institutes in the European Union (EU) and the wider world are facing when they seek to effectively implement dual-use and arms export controls. The papers also address a range of topics that are under active discussion within the multilateral export control regimes and in connection with the recast of the EU Dual-use Regulation. For the second paper, 'The Challenge of Software and Technology Transfers to Non-proliferation Efforts: Implementing and Complying with Export Controls', see here. Funding for the concept paper was provided by the US Department of State’s Export Control and Related Border Security (EXBS) Program.
Topic:
Security, Arms Control and Proliferation, Science and Technology, Military Affairs, Disarmament, and Exports
Political Geography:
Europe and Global Focus

79. All the World is Staged

Author:
Jack O Nassetta and Ethan P. Fecht
Publication Date:
09-2018
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
Though much of the scrutiny into foreign interference in US political debates focuses on long-term election operations, foreign actors have now turned to social media to conduct short-term tactical operations. These operations aim to affect American attitudes toward specific US foreign and military policy, and ultimately affect the policy itself. In recent years, state actors and loosely affiliated patriotic operators have inorganically inserted themselves into the political discussion surrounding US intervention in Syria following the use of chemical weapons. Through continually evolving techniques, these “synthetic actors” are likely the main driving force behind shaping the character of the counternarrative discussion surrounding the use of chemical weapons in Syria. “All the World is Staged: An Analysis of Social Media Influence Operations against US Counterproliferation Efforts in Syria,” CNS Occasional Paper #37, seeks to analyze the tradecraft, trends, themes, and possible effects of disinformation produced by suspected synthetic actors (i.e., bots, trolls, and cyborgs) on Twitter concerning chemical weapons use in Syria. Although it is highly likely these synthetic actors exist on other social media platforms as well, this analysis focuses exclusively on Twitter, since the open nature of the platform allows for study without special access. Furthermore, we aim to improve public and academic awareness of foreign, inorganic disinformation efforts against our domestic decision-making processes. We hope that this text contributes to the efforts to prevent the erosion of the integrity of the political conversations that matter most. It concludes with salient recommendations for both policy makers and social network companies, focusing on how they can prevent synthetic actors from abusing their platforms for influence operations.
Topic:
Foreign Policy, Arms Control and Proliferation, Military Strategy, and Nonproliferation
Political Geography:
Middle East, Syria, North America, and United States of America

80. ‘Fix it or Nix it’ is the Wrong Approach

Author:
Efraim Inbar
Publication Date:
02-2018
Content Type:
Working Paper
Institution:
Jerusalem Institute for Strategy and Security (JISS)
Abstract:
What needs “nixing” is not the JCPOA – a piece of paper – but the Iranian nuclear infrastructure.
Topic:
Arms Control and Proliferation, Diplomacy, International Cooperation, Nuclear Weapons, Infrastructure, Nuclear Power, Denuclearization, and JCPOA
Political Geography:
Europe, Iran, Middle East, Israel, North America, and United States of America

81. The Erosion of Strategic Stability and the Future of Arms Control in Europe

Author:
Corentin Brustlein
Publication Date:
11-2018
Content Type:
Working Paper
Institution:
Institut français des relations internationales (IFRI)
Abstract:
The instruments of cooperative security created during and since the Cold War to foster mutual confidence and reduce the risks of war, inadvertent escalation, and arms races, in and around Europe, have come under increasing strain. The European security architecture has been – and is being – weakened by renewed geopolitical competition, technological and military developments, and states violating or bypassing international law, or walking away from previous commitments. Against this backdrop, it is crucial to reassess the meaning and requirements of crisis and strategic stability in Europe. This report looks at some current and future sources of strategic instability, and focuses in particular on how the Russian way of waging modern conflict could, through the importance given to strategic ambiguity and operational opacity, fuel escalatory dynamics in Europe. It argues that strengthening strategic stability in Europe requires a two-pronged approach, combining a sustained effort to reinforce deterrence and defense in Europe with new confidence- and security-building and arms control measures to reduce reciprocal fears, incentives to escalate rapidly during a crisis, and risks of conventional and nuclear war in Europe.
Topic:
Conflict Prevention, Security, Arms Control and Proliferation, and Deterrence
Political Geography:
Russia and Europe

82. Arms Control as Uncertainty Management

Author:
Amy J. Nelson
Publication Date:
04-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
For decades or longer, policy-makers have sought to use arms control to reduce the uncertainty endemic to the international security environment. Because uncertainty is pervasive in these situations, however, practitioners themselves are naturally vulnerable to its effects. This paper seeks to help policy-makers optimize arms control outcomes by providing improved theory and best practices for goal-setting and strategy selection using the judicious application of decision theoretic concepts. The paper first lays out a suitable role for decision theory in the study and analysis of arms control, arguing that “uncertainty” is a more appropriate concept for description and analysis here than is “risk.” Prior approaches that rely on “risk” have tended to drive the search for arms control best practices, but “risk” requires the use of probability estimates that are frequently not available or not a good indicator of potential outcomes. Second, the paper argues that decision-makers are vulnerable to the effects of missing information and the uncertainty it causes in the run-up to and during arms control negotiations. Consequently, they are subject to biases and resort to the use of security-specific heuristics, including worst-case scenario thinking, limited-theater-of-war thinking, and low-dimension (or non-complex) thinking when setting goals and employing strategies for negotiating arms control agreements. The paper discusses the origins of this uncertainty and the strategies that states could employ as a result of these security-specific heuristics, arguing that they can best be grouped into two types—risk reduction versus uncertainty management. Finally, the paper makes recommendations for optimizing outcomes—for getting efficient negotiations that result in robust, durable agreements, capable of managing uncertainty about security, despite the effects of missing information.
Topic:
Arms Control and Proliferation, Diplomacy, and Military Strategy
Political Geography:
Global Focus

83. When Parallel Red Lines Meet: Recent Events in Syria in Various Contexts

Author:
Assaf Orion and Amos Yadlin
Publication Date:
04-2018
Content Type:
Working Paper
Institution:
Institute for National Security Studies (INSS)
Abstract:
At the strategic level, the convergence in time and space of the events following the chemical weapons attack in Duma by the Syrian regime portend a dramatic development with substantial potential impact for Israel’s security environment. The attack on the T4 airbase, attributed to Israel, falls within the context of the last red line that Israel drew, whereby it cannot accept Iran’s military entrenchment in Syria. The attack in Duma reflects the Syrian regime’s considerable self-confidence at this time. As for Trump, the attack provides him with another opportunity to demonstrate his insistence on the red lines that he drew and take a determined stance opposite Putin. Thus, Israel’s enforcement of its red line and the United States’ enforcement of its red line have met, while Russia finds itself exerting efforts to deter both countries from taking further action that could undermine its achievements in Syria and its positioning as the dominant world power in the theater. However, the strategic convergence does not stop at Syria’s borders, and is unfolding against the backdrop of the crisis emerging around the Trump administration’s demands to improve the JCPOA, or run the risk of the re-imposition of sanctions and the US exiting the agreement. Indeed, the context is even wider, with preparations for Trump’s meeting with North Korean President Kim on the nuclear issue in the far background. Therefore, the clash between Israel and Iran in Syria on the eve of deliberations on the nuclear deal could potentially lead to a change from separate approaches to distinct issues to a broader and more comprehensive framework with interfaces and linkages between the issues.
Topic:
Arms Control and Proliferation, Diplomacy, Regional Cooperation, Military Strategy, and Hezbollah
Political Geography:
Russia, United States, Europe, Iran, Middle East, Israel, Asia, North Korea, Syria, and North America

84. Strengthening the JCPOA

Author:
Ephraim Asculai, Emily Landau, Daniel Shapiro, and Moshe Ya'alon
Publication Date:
04-2018
Content Type:
Working Paper
Institution:
Institute for National Security Studies (INSS)
Abstract:
Against the backdrop of the visit to Washington by President Macron and the scheduled visit by Chancellor Merkel in an effort to persuade US President Trump not to leave the JCPOA, this article zeros in on the key issues that need to be addressed by the allies. Guided by what is not only necessary but feasible at this late stage, the topics addressed include missiles, inspections, lack of transparency, sanctions, and the sunset provisions. Everything turns on political will – if it exists, agreeing to the proposed steps should not entail a lengthy process, and implementation can realistically begin in relatively short order. Significant results will mean the international community emerges with reinforced solidarity and a strengthened JCPOA. If negotiations progress seriously on this basis, it would make sense for the Trump administration to allow additional time beyond May 12 to complete them.
Topic:
Arms Control and Proliferation, Diplomacy, International Cooperation, and Military Strategy
Political Geography:
United States, Iran, Middle East, Israel, and North America

85. Iran in the Nuclear Realm and Iran in Syria: A New State of Play

Author:
Assaf Orion and Amos Yadlin
Publication Date:
05-2018
Content Type:
Working Paper
Institution:
Institute for National Security Studies (INSS)
Abstract:
Despite the two blows Iran sustained last week, Israel cannot afford to be complacent or overly satisfied. It will need to follow meticulously the updated policies adopted by each of the theater’s involved actors. Thus far, Israel has held separate policies regarding Iran’s nuclear program and the Iranian proxy war and malevolent influence. Now, it must develop an integrative long term policy and strive for coordinated efforts and meaningful cooperation with the United States, European countries, and the countries of the region. Operational and strategic coordination with Russia remains essential. Contending with the Iranian nuclear challenge will require the establishment of a joint “strategic early warning enterprise,” with the United States and other allies, aimed at preventing critical surprises.
Topic:
Arms Control and Proliferation, International Cooperation, Military Strategy, and JCPOA
Political Geography:
United States, Iran, Middle East, Israel, Syria, and North America

86. Reality Check: The “Assault Weapon” Fantasy and Second Amendment Jurisprudence

Author:
Stephen Hallbrook
Publication Date:
06-2017
Content Type:
Working Paper
Institution:
Independent Institute
Abstract:
From the founding of the Republic until the late twentieth century, rifles and other long guns were not subject to public controversy. At the end of that period, the words “assault weapon” appeared as a derogatory term in efforts to ban semi-automatic rifles. Handguns had previously been the primary target of gun prohibitionists, but the Supreme Court held in District of Columbia v. Heller that handguns are commonly possessed by law-abiding persons for lawful persons and are thus protected by the Second Amendment right to keep and bear arms.
Topic:
Arms Control and Proliferation
Political Geography:
America

87. New York consultation on The Ban Treaty and the problem of hosting nuclear weapons belonging to other states

Author:
Pugwash Conferences on Science and World Affairs
Publication Date:
06-2017
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
On 16 June 2017, Pugwash held a roundtable consultation sponsored by the Permanent Mission of Brazil to the UN in the margins of the UN Conference to Negotiate a Legally Binding Instrument to Prohibit Nuclear Weapons, Leading Towards their Total Elimination. The meeting gathered more than 60 individuals from civil society and national delegations. The present report is a summary of the main topics discussed, prepared by the rapporteur
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Military Strategy, and Denuclearization
Political Geography:
Global Focus

88. The Humanity at a Crossroads - Prohibition or Continued Reliance on Nukes?

Author:
Katariina Simonen
Publication Date:
12-2017
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
A talk with Dr. Tilman Ruff, founding chair of the Nobel Peace Laureate ICAN (2017) and co- president of the International Physicians for the Prevention of Nuclear War (IPPNW)
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Military Strategy, and Denuclearization
Political Geography:
Global Focus

89. A Fresh Examination of the Proliferation Dangers of Light Water Reactors

Author:
Victor Gilinsky
Publication Date:
10-2017
Content Type:
Working Paper
Institution:
Nonproliferation Policy Education Center
Abstract:
Even before the ink was dry on the Nuclear Nonproliferation Treaty (NPT) in l968, officials in the U.S. State Policy Planning staff had privately warned their superiors that non-weapons member states to the treaty could come within weeks of acquiring a nuclear arsenal by amassing nuclear weapons useable fuels claiming that these were intended for peaceful purposes. The advice was quietly filed away. Six years later, with India’s “peaceful” nuclear explosion, the warning seemed more salient. Still, even after a series of studies pointing out the military risks associated with proliferating civilian nuclear technology, most policy makers believed that the danger was speculative and still, at worst, many years away.
Topic:
Arms Control and Proliferation and International Affairs
Political Geography:
Global Focus

90. “Stress Testing” the Draft Convention on the Prohibition of Nuclear Weapons

Author:
Gaukhar Mukhatzhanova and Andrea Berger
Publication Date:
06-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
On June 7, 2017, the James Martin Center for Nonproliferation Studies (CNS) of the Middlebury Institute of International Studies at Monterey brought together thirteen experts for a one-day workshop “stress testing” the draft convention to ban nuclear weapons. The exercise was designed to examine key provisions of the draft, identify potential problems in terms of their implementation, compatibility with other existing instruments and practices, and reactions of states not participating in the negotiations, and seek possible solutions. The organizers did not seek to forge consensus among the participants but rather generate discussion and proposals on ways to address the issues raised by the experts. Participants were also asked to set aside their views on the desirability of a convention as a whole, and instead assume that a ban, as currently drafted, was concluded and opened for ratification. As a result, the views presented in this report are not intended to serve as arguments for or against a convention banning nuclear weapons.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Treaties and Agreements, Military Strategy, and Nonproliferation
Political Geography:
Global Focus

91. Crowdsourcing Systems and Potential Applications in Nonproliferation

Author:
Bryan Lee
Publication Date:
08-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
This report provides an overview of crowdsourcing systems and identifies the key elements in their successful operation. It also offers an examination of best practices for US government implementation of crowdsourcing projects. Finally, it describes four instances of crowdsourcing projects with applicability to arms control and nonproliferation. Crowdsourcing systems have been used to address a variety of problems, but government applications are typically restricted to one of four types
Topic:
Arms Control and Proliferation, Diplomacy, Governance, and Nonproliferation
Political Geography:
North America and United States of America

92. Revisiting Compliance in the Biological Weapons Convention

Author:
James Revill
Publication Date:
08-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
Since the collapse of negotiations around a protocol to the 1972 Biological and Toxin Weapons Convention (BWC) in 2001, states parties have begun to discuss several novel issues linked to the broader implementation of the BWC as part of a series of intersessional meetings. While initially fruitful, this approach has generated diminishing returns in the last five years. Moreover, in addressing these broader issues of implementation, biological disarmament diplomacy has largely neglected the thorny issue of compliance. Compliance with the BWC is more than a simple binary choice to sign a commitment not to develop or produce biological weapons. It requires the adherence to all the obligations, both negative and positive, undertaken by BWC states parties in signing and ratifying the convention. In the BWC context, this is complicated by the ambiguity surrounding certain obligations, changes in science and security, and the limited resource capacity of some states to fulfill their obligations. Under such circumstances, without episodically revisiting compliance, there remains the risk that BWC will become ever more fragmented, outmoded and poorly implemented. Although many states insist strengthening the convention can only be achieved through a multilaterally negotiated, legally binding verification protocol, this is not politically feasible for the foreseeable future. Nor is this necessarily true; an incremental approach to strengthening the convention could be pursued, dealing with mutually reinforcing components of the regime in a balanced manner and laying the foundations for future work, if and when it becomes politically expedient to proceed. This Occasional Paper proposes a number of activities that could be pursued as part of an incremental approach to revisiting compliance with the BWC.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Nonproliferation, Biological Weapons, and Radiological Weapons
Political Geography:
Global Focus

93. Taiwan’s Export Control System: Overview and Recommendations

Author:
James Martin Center for Nonproliferation Studies
Publication Date:
08-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
This report provides an overview and assessment of Taiwan’s export control program, with a focus on strategic high-tech commodities (SHTC). It highlights Taiwan’s global position as a major port for both shipping and dual-use exports, identifying the key legislation and organizations that address SHTC exports. It thoroughly examines the key organizations, legislation, licensing procedures, and challenges within Taiwan’s export control system. Overall, Taiwan has a strong, modern export control system, and any deficiencies are similar to other jurisdictions of the same size in terms of trade and shipping. Nonetheless, Taiwan’s isolation in the international community continues to make it a target for illicit trade, including financing of items related to weapons of mass destruction (WMD). Using open-source data, this report identifies twenty-five export-control cases involving Taiwanese persons and/or entities. All of these cases were prosecuted in Taiwan or abroad. In an attempt to identify unprosecuted cases, researchers incorporated publicly available data, including the Panama Papers. The report finds no evidence of unprosecuted illicit WMD-related trade. Despite its international isolation, Taiwan has an opportunity to become a leader in safe international trade. By fully embracing export control and proliferation finance laws and enforcement, Taiwan could become a natural hub for export controls
Topic:
Arms Control and Proliferation, Nuclear Weapons, Weapons of Mass Destruction, and Illegal Trade
Political Geography:
China, Taiwan, and Asia

94. Use of Force: The Only Way to Stop Iran

Author:
Efraim Inbar
Publication Date:
05-2017
Content Type:
Working Paper
Institution:
Jerusalem Institute for Strategy and Security (JISS)
Abstract:
Western hopes that Iran will moderate and “engage” with the international community following the faulty 2015 nuclear agreement (JCPOA) have been gradually replaced with apprehension. More voices in the international community are joining Israel in expressing growing concern about Iran’s policies. While Iran seems to be abide by the JCPOA, it resists expanding the scope of inspections, continues its nuclear research and development (for example upgrading centrifuges) and continues to make progress on its long-range missile program. Recently it conducted a test of a missile designed to carry nuclear warheads. Moreover, Iran’s involvement in the region attests to its hegemonic plans, defying the notion, propagated by its propagandists, that it is a status quo power acting defensively. Rather, Iran is following its Persian imperial instincts that are reinforced by Muslim jihadist impulses. It already controls four Arab capitals: Baghdad, Beirut, Damascus and Sanaa; its Shi’ite militias and proxies are fighting in Iraq, Syria and Yemen and engaging in ethnic cleansing; and it is on the verge of solidifying the Shi’ite corridor from the Persian Gulf to the Mediterranean. Israel tries to capitalize on the new widespread global apprehension about Iran and a new American president who is not committed to the JCPOA to bring about the cancellation of the 2015 nuclear accord or its renegotiation, and the reinstating of the sanctions regime. Yet, these goals are difficult to attain and not useful in preventing a nuclear Iran.
Topic:
Arms Control and Proliferation, Diplomacy, Military Strategy, Denuclearization, and JCPOA
Political Geography:
Iran, Middle East, Israel, North America, and United States of America

95. The Real Test for the Palestinian Reconciliation is Disarming Hamas

Author:
Yaakov Amidror
Publication Date:
07-2017
Content Type:
Working Paper
Institution:
Jerusalem Institute for Strategy and Security (JISS)
Abstract:
A Fatah-Hamas reconciliation is promising for the Palestinian people, but it cannot come at Israel’s expense. If the Palestinian Authority is unable to impose the terms of the deal on the Islamic terrorist group, it would make it clear the deal is bogus.
Topic:
Arms Control and Proliferation, Military Strategy, Territorial Disputes, Conflict, and Palestinian Authority
Political Geography:
Middle East, Israel, and Palestine

96. Between Pyongyang and Tehran: The Need for Urgent Action against Iran

Author:
Eran Lerman
Publication Date:
10-2017
Content Type:
Working Paper
Institution:
Jerusalem Institute for Strategy and Security (JISS)
Abstract:
The Iranian situation is both more urgent and more malleable than the almost hopeless situation with North Korea.
Topic:
Arms Control and Proliferation, Diplomacy, Military Strategy, and Conflict
Political Geography:
China, Iran, Middle East, Israel, Asia, North Korea, North America, and United States of America

97. he Power of Restraint in the “Golden Age” of Arms Control: A Tribute to Thomas C. Schelling

Author:
David C. Atkinson
Publication Date:
01-2017
Content Type:
Working Paper
Institution:
Weatherhead Center for International Affairs, Harvard University
Abstract:
Thomas Schelling’s passing last month represents a great loss to many in this community and beyond. He leaves a remarkably rich intellectual legacy. Among his many achievements, Schelling’s influence on the theory and practice of arms control cannot be overstated. He produced his seminal works on the subject—Strategy and Arms Control, published with Morton Halperin in 1961, and Arms and Influence, published in 1966—during his twelve years in residence at the Center for International Affairs (1959–1971). I had the pleasure of spending time with Professor Schelling at his home in Bethesda while researching my book on the history of the Center in 2005. Two things stood out from that conversation then, and perhaps even more so now in retrospect. First, Schelling was deeply committed to policy-relevant research, and his long life of work reflects that fact. Secondly—and relatedly—his work on the efficacy and control of nuclear weapons remains a singular benchmark for research in the field and a profoundly erudite and intelligent guide for today’s policy makers, just as it was for their predecessors some sixty years ago.
Topic:
Arms Control and Proliferation, Military Strategy, Nuclear Power, and Weapons
Political Geography:
Global Focus

98. Transfers and Transparency

Author:
Irene Pavesi
Publication Date:
05-2016
Content Type:
Working Paper
Institution:
Small Arms Survey
Abstract:
This Update provides an overview of the international trade in small arms and light weapons in 2013. The first section of the Update reports on the total values and main categories of small arms1 transferred by top and major exporters and importers. This section also assesses changes in trade patterns from 2012 to 2013. The second section presents the 2016 edition of the Small Arms Trade Transparency Barometer, whose methodology and sourcing have been revised. As explained below, the Barometer now includes a new source—the Regional Report on Arms Exports, prepared by of the South Eastern and Eastern Europe Clearinghouse for the Control of Small Arms (SEESAC).
Topic:
Arms Control and Proliferation, Military Strategy, Military Affairs, Weapons, and Arms Trade
Political Geography:
Global Focus

99. Broken Promises: The Arms Embargo on Darfur Since 2012

Publication Date:
07-2016
Content Type:
Working Paper
Institution:
Small Arms Survey
Abstract:
The UN arms embargo on Darfur— imposed in 2004, expanded in 2005, and elaborated in 2010 with additional due-diligence requirements—has demonstrably failed to prevent the delivery of materiel to Darfur’s armed actors. A transnational supply chain based in locations as diverse as the remote Central African trading town of Am Dafok and the commercial centres of Dubai continues to furnish weapons, ammunition, and other military equipment to all sides in a 14-year-old conflict (see Map 1).
Topic:
Arms Control and Proliferation, Military Strategy, Military Affairs, Weapons, and Arms Trade
Political Geography:
Sudan, Darfur, and Central Africa

100. Popular Struggles and Elite Co-Optation: The Nuer White Army in South Sudan's Civil War

Author:
John Young
Publication Date:
07-2016
Content Type:
Working Paper
Institution:
Small Arms Survey
Abstract:
The Human Security Baseline Assessment (HSBA) for Sudan and South Sudan is a multi-year project administered by the Small Arms Survey. It was developed in cooperation with the Canadian government, the United Nations Mission in Sudan, the United Nations Development Programme, and a wide array of international and Sudanese partners. Through the active generation and dissemination of timely, empirical research, the project supports violence reduction initiatives, including disarmament, demobilization, and reintegration programmes, incentive schemes for civilian arms collection, as well as security sector reform and arms control interventions across Sudan and South Sudan. The HSBA also offers policy-relevant advice on redressing insecurity.
Topic:
Arms Control and Proliferation, United Nations, International Security, Reform, and UNDP
Political Geography:
Sudan and South Sudan