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1. Americans on War Powers, Authorization for Use of Military Force and Arms Sales: A National Survey of Registered Voters

Author:
Steven Kull
Publication Date:
03-2022
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The question of when the United States should use military force is a profound question. There has been a long-running debate about the role of Congress and the President when it comes to making this decisions. The constitution gives Congress the power to fund the military and declare war, and declares the President as the Commander in Chief of the military. However, there are ambiguities about which branch of government has the power in a number of specific situations related to the use of force and the transfer of arms to another country. Currently there are a number of pieces of Congressional legislation that seek to give Congress greater power. One proposal seeks to give Congress greater influence over the use of military force outside of the framework of a declaration of war or in response to an attack on the US. Current law, grounded in the War Powers Act of 1973, requires that the President withdraw troops after 60 days unless Congress votes in favor of continuing it. However, since its passage, every President has considered this unconstitutional and many have not abided by it, keeping forces in place without Congressional approval. In order to stop such a military operation, Congress must gather a veto-proof majority, or bring the President to court. Neither has ever happened. A proposal that has been put forth in Congress is to ‘flip the script’ on this, and automatically cut off funding to such military operations after 60 days, unless Congress actively votes in favor of continuing the operation. (Based on H.R. 2108, H.R. 5410 and S. 2391) Another proposal deals with the termination of a Congressional authorization to use military force (AUMF). Shortly after the September 11 attacks Congress authorized the President to use military force against those responsible for the attacks, or who have aided those responsible. Since then all presidents have used this AUMF to justify various uses of force that some Members of Congress feel go beyond its original purpose. Currently there is a proposal to terminate this AUMF which requires an act of Congress. (Based on H.R. 255 and S. 2391) The last proposal seeks to give Congress greater authority over arms sales. Currently, all arms sales must be approved by the President, and Congress can only halt an arms sale with a majority vote, or more realistically a veto-proof majority. Members of Congress believe that it should be easier for Congress to halt an arms sale. They have introduced a proposal that would also ‘flip the script’ in this case by requiring that any arms sale over $14 million only proceed if Congress votes in favor. (Based on H.R. 5410 and S. 2391) To bring the American people a voice at the table of the current debate on these various pieces of legislation, the Program for Public Consultation (PPC) has conducted an in-depth on-line survey of 2,702 registered voters with a probability-based sample provided by Nielsen Scarborough.
Topic:
Defense Policy, Military Strategy, Public Opinion, and Civil-Military Relations
Political Geography:
North America and United States of America

2. What the First Week of Fighting in Ukraine Tells Us About a Potential Insurgency

Author:
Alec Worsnop
Publication Date:
03-2022
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
While the Russian advance in Ukraine has been slower than expected, its overwhelming conventional superiority gives it the upper hand. Despite the valiant resistance of many Ukrainians, Russia will probably conquer all or a portion of the country. However, the first week of the conflict has provided some useful information about the prospects for an insurgent campaign in the wake of a Russian occupation.
Topic:
Defense Policy, Military Strategy, Military Intervention, and Conflict
Political Geography:
Russia, Europe, and Ukraine

3. Iranian Public Opinion at the Start of the Biden Administration: Report

Author:
Nancy Gallagher, Clay Ramsay, and Ebrahim Mohseni
Publication Date:
02-2021
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
This report covers findings from two surveys fielded in September and early October 2020 and late January through early February 2021 to assess how Iranians were faring as the covid-19 pandemic intensified the challenges their country was already facing, what they thought about the parliamentary election in Iran and the presidential election in the United States, and how the inauguration of Joe Biden impacted their attitudes towards nuclear diplomacy and regional security. Iran was one of the earliest countries to be hard-hit by the novel coronavirus, with the country’s first cases confirmed on February 13, 2020, two days before the parliamentary election, senior officials among those soon infected, and high death rates reported. Western reporting depicted widespread government incompetence and cover-ups exacerbating the pandemic’s toll. As in other countries, Iranian officials struggled to decide whether to close schools, curtail economic activities, and restrict religious observances in hopes of slowing the virus’ spread, but cases and deaths remained high through 2020. When we fielded the first survey wave, the daily number of new confirmed covid-19 cases in Iran was starting to climb sharply again after having been relatively flat since May. Some world leaders, including the U.N. Secretary General, called for an easing of sanctions on Iran as part of global efforts to fight the pandemic. The United States, which had withdrawn from the Joint Comprehensive Plan of Action (JCPOA) in May 2018, maintained that medicine, personal protective equipment, and other humanitarian supplies were exempt from the steadily increasing sanctions applied as part of its “maximum pressure” campaign. But, the United States’ designation in September 2019 of the Central Bank of Iran as a terrorist organization made most foreign suppliers of humanitarian goods reluctant to sell to Iran. A decision in October 2020 to also designate the few Iranian banks that were not previously subject to secondary sanctions further impeded humanitarian trade, caused another sharp drop in the value of Iran’s currency, and had other negative economic effects. The Trump administration’s stated objective was to keep imposing more sanctions until Iran acquiesced to a long list of U.S. demands articulated by Secretary of State Mike Pompeo. The original twelve points include the types of restrictions on Iran’s nuclear program that the government rejected during previous negotiations and that the Iranian public has consistently opposed. It also included stopping development of nuclear-capable missiles and ending support for various groups throughout the Middle East.
Topic:
Foreign Policy, Diplomacy, Public Opinion, and International Community
Political Geography:
Iran, Middle East, North America, and United States of America

4. US-Russian Contention in Cyberspace: Are Rules of the Road Necessary or Possible?

Author:
Pavel Sharikov
Publication Date:
06-2021
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
In recent years, as news of U.S.-Russian tensions in the cyber domain has dominated headlines, some strategic thinkers have pointed to the need for a bilateral cyber “rules of the road” agreement. American political scientist Joseph Nye, a former head of the U.S. National Intelligence Council, wrote in 2019 that, even “if traditional arms-control treaties are unworkable” in cyberspace, “it may still be possible to set limits on certain types of civilian targets, and to negotiate rough rules of the road that minimize conflict.” Robert G. Papp, a former director of the CIA’s Center for Cyber Intelligence, has likewise argued that “even a cyber treaty of limited duration with Russia would be a significant step forward.” On the Russian side, President Vladimir Putin himself has called for “a bilateral intergovernmental agreement on preventing incidents in the information space,” comparing it to the Soviet-American Agreement on the Prevention of Incidents on and Over the High Seas. Amid joint Russian-U.S. efforts, the Working Group on the Future of U.S.-Russia Relations recommended several elements of an agreement in 2016, among them that Russia and the U.S. agree “on the types of information that are to be shared in the event of a cyberattack” (akin to responses to a bio-weapons attack) and prohibit both “automatic retaliation in cases of cyberattacks” and “attacks on elements of another nation’s core internet infrastructure.” Most recently, in June 2021, a group of U.S., Russian and European foreign-policy officials and experts called for “cyber nuclear ‘rules of the road.’”
Topic:
Foreign Policy, Military Strategy, Cybersecurity, Conflict, and Cyberspace
Political Geography:
Russia, Europe, North America, and United States of America

5. Takeaways From a Time of Increased Friction: South Korea-Japan Security Cooperation From 2015 to Present

Author:
Naoko Aoki
Publication Date:
09-2021
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
South Korea and Japan share common challenges and liberal democratic values but have been unable to build a close security relationship, due mainly to their political differences. This paper examines the two countries’ defense cooperation in the bilateral, trilateral, and multilateral arenas over the past six years to explore how the external security environment, as well as bilateral political problems, have affected their joint activities. The paper’s analysis shows that defense cooperation between South Korea and Japan is not always a binary choice between full cooperation or no cooperation. The two countries not only weigh external threats and bilateral problems, but also ponder such factors as U.S. encouragement to adjust the scope of their cooperation. The paper also shows that while the main constraint for security cooperation between South Korea and Japan is their historical animosity, in recent years, frictions involving the countries’ armed forces have become a new reason for limiting cooperation. As a result, grassroots military-to-military exchanges between the two countries, which in the past continued despite political problems, have largely stopped since late 2018. The paper concludes by proposing that South Korea and Japan work to restore routine bilateral working-level exchanges. It also recommends that the United States continue to urge the two countries to cooperate, and that multilateral exercises be employed as forums for cooperation between the two armed forces, as that is an area that is least impacted by bilateral problems.
Topic:
Security, Defense Policy, Regional Cooperation, Military Strategy, and Bilateral Relations
Political Geography:
Japan, Asia, and South Korea

6. Iranian Public Opinion At the Start of the Raisi Administration

Author:
Nancy Gallagher, Clay Ramsay, and Ebrahim Mohseni
Publication Date:
10-2021
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The Center for International and Security Studies at Maryland (CISSM) has been conducting in- depth surveys of Iranian public opinion on nuclear policy, regional security, economics, domestic politics, and other topics since the summer of 2014. Each survey includes a combination of trend-line questions, some going as far back as 2006, and new questions written to assess and inform current policy debates. This report covers findings from a survey fielded in late August and early September, shortly after Ebrahim Raisi was inaugurated as Iran’s new president on August 5, 2021. It provides insights into Iranian public attitudes regarding a wide range of foreign and domestic policy issues as Raisi takes office, eight months after we released a similar survey of Iranian attitudes in the early days of American president Joe Biden’s first term in office. Much has changed, and much has stayed the same since February 2021. Biden had campaigned on a pledge to rejoin the Joint Comprehensive Plan of Action (JCPOA) and lift sanctions imposed by the Trump administration, as a first step toward further negotiations, so Iranians were relatively positive in February about the prospects for reviving the nuclear deal and improving U.S.-Iranian relations. It took about ten weeks for the new administration to begin indirect negotiations with Iran on a mutual return to full compliance with the JCPOA. The Iranian parliament had responded to Trump’s maximum pressure campaign by passing a law specifying that if the Biden administration did not reverse that policy within weeks of taking office, Iran would exceed JCPOA-mandated limits on its nuclear program in more consequential ways and suspend special International Atomic Energy Agency access to Iran’s nuclear sites that were called for by the JCPOA. The economic, political, and public health crises confronting the new Biden administration precluded it from moving that quickly. The Iranian government promised to r The talks in Vienna made slow, but significant progress as preparations for Iran’s presidential election intensified. Members of the negotiating teams indicated that agreement had been reached by mid-June on some key issues, including the sequence of steps that Iran would take to resume fulfilling its JCPOA commitments and the corresponding sanctions relief it would get from the United States. Some important points of disagreement still needed to be resolved, though. Iran wanted reliable assurances that the United States would not withdraw again or take other steps to preclude Iran from receiving the promised benefits if it abided fully by its JCPOA obligations through October 2025, when the JCPOA specifies that many of Iran’s special nuclear commitments would end and it would have the same rights and responsibilities as other non- nuclear weapon states party to the 1968 Nuclear Nonproliferation Treaty. The United States also wanted assurance from Iran that once the JCPOA had been restored, it would start follow-on negotiations to address additional U.S. concerns.
Topic:
Security, Economics, Military Strategy, Public Opinion, and Nuclear Energy
Political Geography:
Iran and Middle East

7. Restoring and Improving Nuclear Forensics to Support Attribution and Deterrence

Author:
Steve Fetter
Publication Date:
12-2021
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Nuclear forensics is the analysis of nuclear materials, devices, emissions, and signals to determine the origin and history of those nuclear materials and devices. At the request of the Secretary of Energy, and in consultation with the Secretary of Defense and the Secretary of Homeland Security, Restoring and Improving Nuclear Forensics to Support Attribution and Deterrence evaluates the U.S. government's nuclear forensics capabilities. A 2010 National Academies report, Nuclear Forensics: A Capability at Risk, characterized the precarious state of the national technical nuclear forensics (NTNF) program at that time: NTNF relied almost entirely on staff dedicated to and residual funding from other related programs. This summary report addresses the current state of U.S. NTNF capabilities relative to the National Academies evaluation in 2010 and recommends ways to improve the NTNF program through improvements in policy, operations, and research and development efforts.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Military Strategy, and Deterrence
Political Geography:
North America and United States of America

8. An Effect-Centric Approach to Assessing the Risks of Cyber Attacks Against the Digital Instrumentation and Control Systems at Nuclear Power Plants

Author:
Nancy Gallagher, Charles Harry, and Jor-Shan Choi
Publication Date:
02-2020
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Cyberattacks against the digital instrumentation and control (DI&C) systems in nuclear power plants (NPPs) are of grave security concern. The US Nuclear Regulatory Commission (NRC) requires all NPPs to protect critical digital assets that support safety, security, and emergency preparedness functions against cyberattacks.1 Other standards bodies like the International Society of Automation (ISA) and the International Electrotechnical Commission (IEC) have also developed standards that address cybersecurity for industrial control systems (ICS) including DI&C.2 Due to concerns for security, relevant stakeholders such as regulators, plant operators, information technology (IT) and operation technology (OT) staff, and equipment suppliers are sometimes reluctant to reveal in technical detail about vulnerabilities posed by DI&C systems. Yet, because some types of cyberattacks against an NPP may cause core damage or significant release of radioactivity, harming the plant, the public and the industry, the safety implications of potential cyberattacks should be evaluated. This divide between security and safety is a challenge for stakeholders focused in cyber security for NPPs. To bridge this security and safety divide, this study proposes and demonstrates a methodology for assessing and addressing the safety consequences of cyber events that disrupt one or more parts of the DI&C systems at NPPs. The methodology builds on the “effect-centric” cyber risk assessment framework developed by the Center for International and Security Studies at Maryland (CISSM). It is used to analyze two historical cyberattacks and one hypothetical attack scenario. As the focus is on plant safety, these assessment, evaluation, and analysis can be candidly and openly discussed with the goal of finding the best defense to thwart the specific cyberattack.
Topic:
Security, Governance, Nuclear Power, Cybersecurity, and Regulation
Political Geography:
North America and United States of America

9. Understanding Climate-Security Risks: A Mechanism-based Approach

Author:
Zafar Imran
Publication Date:
05-2020
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Whether climate change can stoke political violence and civil conflict is a critical and controversial question. Differences in methodological traditions (qualitative vs. quantitative) are often blamed for academic infighting over this question. This brief suggests that the real problem lies with an impoverished understanding of the process of climate change, particularly how social and ecological systems interact, and how changes in either propagate through the other and generate feedbacks. By presenting a dynamic understanding of the climate-conflict equation, this brief presents a mechanism-based analytical framework that can be used to study the complex phenomenon across diverse social settings. It illustrates the approach by tracing mechanisms through which climate change is fueling protests by farmers in Pakistan, and suggesting other potential applications.
Topic:
Agriculture, Climate Change, Environment, Conflict, and Rural
Political Geography:
Global Focus

10. Artificial Intelligence and Strategic Trade Controls

Author:
Lindsay Rand, Jonas Siegel, Scott Jones, and Tucker Boyce
Publication Date:
06-2020
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Balancing the benefits and risks posed by artificial intelligence (AI), one of the most diffuse and rapidly evolving emerging technologies, is imperative when forming sound policy. This report analyzes the threats, trade linkages and mechanisms, and policy options in light of ongoing discussions regarding the prospects for applying export controls on artificial intelligence technologies and applications. Using open source research, findings from organized dialogues, and expert interviews, the report authors identified policy options that go beyond export controls and encompass a coordinated, comprehensive, and technical approach to garnering the many benefits of artificial intelligence while mitigating its security risks. These approaches take into account both traditional nonproliferation strategies and ongoing debates concerning national security and economic competitiveness. Urgent, cross-sector action by governments and nongovernmental entities, including exporters, technology developers, academia, and civil society, is necessary to activate cooperative tools that mitigate the risks posed by AI. Lessons learned from strategic trade approaches to AI can be replicated, in certain situations, to other emerging technologies.
Topic:
Science and Technology, Governance, Artificial Intelligence, and Emerging Technology
Political Geography:
Global Focus

11. Increasing Nuclear Threats through Strategic Missile Defense

Author:
Greg Thielmann
Publication Date:
06-2020
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Growing concerns about third-country nuclear threats led the United States to withdraw from the ABM Treaty’s constraints on the size and scope of ballistic missile defense arsenals in 2002. Inaccurate and alarmist projections of “rogue state” ICBM threats were critical in winning support for the decision to withdraw from the treaty and to sustain the multi-billion dollar annual price tag for developing, deploying, and expanding strategic missile defenses. But 18 years after Washington abandoned the treaty, North Korea is the only rogue state that could pose a near-term nuclear threat against the American homeland—and U.S. missile defense interceptors and radars have not even delivered high confidence of being able to protect against this threat. Meanwhile, the absence of limits on U.S. strategic missile defenses and prudent, worst-case concerns in Moscow and Beijing about their future expansion are fueling resistance to additional nuclear arms reductions and stability measures. The end result is that the exponential threats posed by Russia and China are getting worse and the chances of a disastrous nuclear arms race are increasing. This analysis argues that the nuclear threat confronting the United States is multilateral, three-dimensional, and interrelated. Unless the United States acknowledges the role of missile defenses in this complicated reality, it will not be able to realize the full benefits that arms control offers.
Topic:
Defense Policy, Nuclear Weapons, Military Strategy, Nuclear Power, and Missile Defense
Political Geography:
Russia, China, Europe, Asia, North America, and United States of America

12. nnovation and Its Discontents: National Models of Military Innovation and the Dual-Use Conundrum

Author:
Amy J. Nelson
Publication Date:
07-2020
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
his study explores variations in national models of innovation, as well as the pathways or levers those models afford in controlling innovation’s end product. This report focuses on dual-use, emerging technologies’ “origin stories” and takes a big picture view of their emergence. It is bookended by an exploration of where these dual-use technologies come from and by an assessment of where they are going. The report uses case studies of both U.S. and German investment in artificial intelligence and additive manufacturing to highlight national approaches to innovation, assessing each country’s approach to regulating sensitive and dual-use technologies once they have been developed. The report argues that within a national model of innovation, the way in which technology is procured by a state’s military is linked with that state’s ability to control or regulate an end-product and, in turn, prevent diffusion or proliferation.
Topic:
Military Strategy, Military Affairs, Nonproliferation, and Innovation
Political Geography:
Global Focus

13. Double or Nothing?
 The Effects of the Diffusion of Dual-Use Enabling Technologies on Strategic Stability

Author:
Alexander H. Montgomery
Publication Date:
07-2020
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Left unchecked, the diffusion of dual-use enabling technologies—such as additive manufacturing, artificial intelligence, and advanced communication technologies—may pose threats to strategic stability. The rapid development of these technologies by the United States and its allies and partners has taken place primarily in the private sector, and is largely stored and transported in easily-diffused digital formats. If diffusion occurs, it could lead to significant innovation in, or even transformation of, competitors’ military forces. Enabling technologies can be particularly dangerous since they can have a feedback effect by accelerating innovation itself. Rapid shifts in the balance of military forces due to adoption of these technologies by competitors can, in turn, threaten strategic stability. To counter these threats, the United States and its allies and partners need a common awareness of the factors that enable and constrain technological diffusion, adoption, and transformation. In order to deepen understanding of how these developments are most likely to impact international security and contribute to the creation of mitigating policies, this paper develops a model of the pathways through which enabling technologies could affect strategic stability, drawing on the literatures on technological invention, innovation, and evolution; nuclear proliferation; and conventional arms flows. Diffusion of inventions can occur through four pathways: buy, beg, steal or copy; yet none of these pathways guarantee successful diffusion of technological inventions, and are subject to a variety of countermeasures. Moreover, there are significant downstream hurdles to adopting these technologies and using them to transform military forces. Consequently, while some diffusions may have a significant multiplicative effect, many may have little or no net effect on strategic stability. Policymakers must carefully and consider specific technologies and strategically act to effectively limit those that pose the greatest danger.
Topic:
Science and Technology, Military Strategy, Strategic Stability, and Emerging Technology
Political Geography:
North America and United States of America

14. The Common Ground of the American People: Policy Positions Supported by Both Democrats and Republicans

Author:
Steven Kull
Publication Date:
08-2020
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The Federal government is currently failing to address numerous problems. This failure is largely due to increasing partisan polarization resulting in government gridlock. One may well have the impression that there is virtually no common ground between Republicans and Democrats in America today. Some speculate that polarization in the American public is driving the polarization in Congress. However, there are strong reasons to believe that the polarization in Congress primarily comes from other sources. Over the last decades, concurrent with the increase of polarization in Congress there has been an extraordinary increase in the amount of money flowing from special interests into political campaigns as well as a dramatic increase in the number of lobbyists operating in Washington. As many of these special interest have competing objectives their increased efforts at influencing government decisions, and the increased access derived from campaign contributions can exert centrifugal forces on the policymaking process. Still the question stands as to whether there is common ground between Republicans and Democrats in the public—at least more than Congress. If so, the public would have the potential to become an arbiter between the parties, offering a pathway toward convergence. To find out if there is such common ground, a major multi-year study of the American people was conducted by the Program for Public Consultation with the support and participation of Voice of the People, and more recently Common Ground Solutions. Financial support was also provided by the Democracy Fund, the Hewlett Foundation, the Rockefeller Brothers Fund, the MacArthur Foundation and the Circle Foundation.
Topic:
Ideology, Political Parties, Polarization, and Party System
Political Geography:
North America and United States of America

15. Alternative Approaches to Information-Age Dilemmas Drive U.S. and Russian Arguments about Interference in Domestic Political Affairs

Author:
Pavel Sharikov
Publication Date:
09-2020
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
This paper investigates differences in Russian and American approaches to challenges of the information age, and explores some destabilizing effects on bilateral relations. The governments and societies in Russia and the United States base political and economic decisions about the development and use of information technology on different principles; in a globalized, interconnected world Russia’s collectivistic approach clashes with American individualistic approach. This exacerbates numerous problems in Russia-U.S. relations, including reciprocal allegations of information attacks as a form of interference in domestic affairs. Alternative approaches to information-age dilemmas make Russia and the United States particularly sensitive to different ways of using information technology to impact electoral processes and domestic politics, with little understanding of each other’s narratives and national priorities.
Topic:
Elections, Information Age, Disinformation, and Election Interference
Political Geography:
Russia, Europe, North America, and United States of America

16. Emerging Technologies and Trade Controls: A Sectoral Composition Approach

Author:
Lindsay Rand and Tucker Boyce
Publication Date:
10-2020
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The rapid development of dual-use emerging technologies has magnified the importance of reconciling technological leadership, economic competitiveness, and national security objectives. While trade controls on dual-use technology transfer can promote peace and mitigate security threats, overly cumbersome policies may impose economic burdens on the private sector that threaten competitiveness and innovation. Striking a balance between these opposing agendas has become especially challenging in the context of emerging technologies that have elicited significant interest in both the military and civilian markets. The dilemma has also been complicated by the merging of economic security discourse and policy with national security. Policymaking mechanisms should be calibrated at the level of individual technologies to avoid security and/or economic consequences of under or over-regulation. This report offers policymakers data, findings, and recommendations to strengthen the effectiveness of individual policies and to work towards a comprehensive technology strategy. In order to develop trade policies that can achieve the intended security benefits without unwarranted damage to economic competitiveness and technology innovation, policymakers must recognize technology-specific development characteristics and the associated global sectoral composition – companies, universities, research institutes, and public-private collaborations - worldwide. This report applies a mapping methodology to three emerging technologies whose level of emergence and security relevance qualifies them as “chokepoint” technologies: position, navigation, and timing (PNT), quantum computing, and computer vision. Entities in each technology category were selected and analyzed using open source information in order to identify trends with respect to global dispersion, foreign involvement (including partnerships, commerce, and investment), and specific technology focus area. A second level of analysis was conducted to compare and contrast the key trends for each of the three sectors to determine how technology-specific factors impact innovation and market establishment and to illustrate the importance of technology-specific trade policies. Analysis of the data shows clear differences among the three technologies that have important implications for the desirability and feasibility of strategic trade controls:
Topic:
Security, Science and Technology, Innovation, Trade, and Emerging Technology
Political Geography:
Global Focus

17. Iranian Public Opinion under “Maximum Pressure”

Author:
Nancy Gallagher, Ebrahim Mohseni, and Clay Ramsay
Publication Date:
10-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The Center for International and Security Studies at Maryland (CISSM) has been conducting in- depth surveys of Iranian public opinion on nuclear policy, regional security, economics, domestic politics, and other topics since the summer of 2014. Each survey includes a combination of trend-line questions, some going as far back as 2006, and new questions written to assess and inform current policy debates. This report covers findings from three surveys fielded in May, August, and early October 2019 to evaluate how the Trump administration’s “maximum pressure” campaign is affecting public opinion in Iran. The United States withdrew from the Joint Comprehensive Plan of Action (JCPOA) in May 2018, and began re-imposing sanctions on Iran that the Obama administration had lifted under the terms of the 2015 agreement it had negotiated with Iran, Britain, France, Germany, Russia and China. In the fall of 2018, it blacklisted hundreds of Iranian entities and threatened to impose secondary sanctions on anyone who did business with them. In spring of 2019, it tried to prevent Iran from getting any revenue from oil sales, its main export, by ending exemptions for key customers. In the summer of 2019, it tightened constraints on Iran’s access to the international financial system, including channels that had been used to pay for medicines and other humanitarian goods that were officially exempted from earlier sanctions. It also sanctioned Iran’s foreign minister, complicating his ability to interact with U.S. officials, experts, and media figures. The Trump administration’s stated objective is to keep imposing more sanctions until Iran acquiesces to a long list of U.S. demands articulated by Secretary of State Mike Pompeo. The original twelve points include the types of restrictions on Iran’s nuclear program that the government rejected during previous negotiations and that the Iranian public has consistently opposed. It also includes stopping development of nuclear-capable missiles, ending support for various groups throughout the Middle East, halting cyberattacks and other threatening activities, and releasing all U.S. and allied detainees. Pompeo subsequently added other demands related to civil liberties in Iran. The Iranian public enthusiastically supported the JCPOA when it was first signed, partly due to unrealistic expectations about how much and how quickly economic benefits would materialize. After the International Atomic Energy Agency certified in January 2016 that Iran had met all of its nuclear obligations and implementation of sanctions relief began, foreign companies were slow to ramp up permissible trade with Iran or to make major investments there before they knew how the next U.S. president would view the JCPOA. By the end of the Obama administration few Iranians said that they had seen any economic benefits from the deal and most lacked confidence that the other signatories would uphold their obligations. But a solid majority of Iranians (55%) still approved of the agreement.
Topic:
Arms Control and Proliferation, Diplomacy, International Cooperation, Nuclear Weapons, Military Strategy, and JCPOA
Political Geography:
Iran, Middle East, North America, and United States of America

18. Fissile Materials Security in Civilian Facilities

Author:
Robert D. Lamb and Arpitha Peteru
Publication Date:
10-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
This report presents the results of a preliminary study focused on the following question: What will it take at this point to encourage civilian facilities to adopt safer alternatives to fissile materials and, more broadly, to develop a culture of security enabling facilities to be more proactive in mitigating and adapting to risk as it emerges and evolves. Its purpose is not to provide a definitive answer but to map the factors affecting nuclear security so the next phase of research can prioritize attention to the dynamics most likely to influence the quality of nuclear security governance in the future. Perhaps more importantly, this report seeks to draw attention to underemphasized opportunities to experiment with different pathways to nuclear security. For this scoping study, the general problem of nuclear security governance needed to be bounded, so this report’s primary focus is on the security of fissile materials. But a number of our observations are likely to be applicable to radiological materials as well. Given the preliminary nature of this study, these observations should be taken as hypotheses that are worth testing, rather than as robust findings. Our recommendations are therefore geared toward future research rather than policy and governance. Our primary audience is the nuclear security NGO community and their funders rather than government or industry. Throughout this report we use the terms “advocates” or “experts” as a convenient shorthand for this audience, even though we recognize that different NGOs have different missions and take different approaches: some as scholars, some as conveners, some as advocates. Most, however, seem to focus their efforts on what it will take to improve nuclear security, however they individually define it. And most seem to recognize that their collective efforts and progress toward their collective goal have both stalled. The focus of this study, therefore, was on the factors that stand between their efforts and their goals, asking: Why isn’t nuclear security improving at the rate or scale advocates believe is necessary? What are the factors and dynamics preventing progress? And where are the most promising opportunities for kickstarting progress? The approach we took to answer these questions is a system mapping exercise. System mapping involves a set of well-developed methods and visualizations for making sense of situations involving many factors, many actors, and perplexing outcomes. By displaying how different factors affect each other, we are able to show the causal structure of the problem in a way that clearly identifies the likely dynamics preventing progress, plus potential paths to self-sustaining solutions. A system map also makes it easier for anyone working on any aspect of nuclear security see how their work fits in to the collective effort. (It can also serve, in future research, as a basis for simulating different strategies to aid in decision making.)
Topic:
National Security, NGOs, and Civil-Military Relations
Political Geography:
Global Focus

19. A Russian View of the U.S. INF Withdrawal

Author:
Victor Esin
Publication Date:
03-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The stabilizing role of the INF Treaty is still relevant. Its importance has even increased against the background of the sharp deterioration of relations between Russia and the West in recent years due to the well-known events in Ukraine, aggravated by mutual sanctions and NATO’s military build-up near Russian borders. Preserving the INF Treaty, which has now become the subject of controversy and mutual non-compliance accusations between Russia and the United States, is therefore doubly important.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Nonproliferation, and Deterrence
Political Geography:
Russia, United States, and Europe

20. An Effects-Centric Approach to Assessing Cybersecurity Risk

Author:
Charles Harry and Nancy Gallagher
Publication Date:
03-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Faced with rapidly growing cyber threats, organizational leaders, and government officials cannot reliably secure all data and digital devices for which they are responsible. The best they can do is conduct strategic risk management. That requires a systematic way to categorize potential attacks and estimate consequences in order to set priorities, allocate resources, and mitigate losses. The 2018 U.S. National Cyber Strategy holds government officials accountable for doing cyber risk management based on the National Institute of Standards and Technology’s (NIST) Cybersecurity Framework and recommendations from not-for-profit organizations such as the Center for Internet Security (CIS) and ISACA. Yet, none of these policy documents and best practice guides actually provide the necessary analytical tools. As a result, public agencies, private companies, and non-profit groups that try to do risk assessment often feel overwhelmed rather than empowered to make strategic cybersecurity decisions. The Center for International and Security Studies at Maryland (CISSM) has developed an analytical framework that provides four essential building blocks needed to satisfy the principles in the NIST Standard Framework and other best practice guides: 1. A standardized system for classifying cyber threats and events by their effects. 2. Tools to associate organizational functions with IT topologies. 3. Algorithms to assess the severity of disruptive and exploitative cyber events. 4. A method to understand the integrated nature of risk across different parts of a simple organization, major divisions of a complex organization, or interconnected organizations in a complex system. These building blocks can be combined in different ways to answer critical questions, such as: • What is the range of cyber risks to different types of organizations? • Which threats pose the greatest risk to a specific department or organization? • How could an attack on one part of an IT network affect other organizational functions? • What is the accumulated risk across a critical infrastructure sector or geography? Using a comprehensive, consistent, and repeatable method to categorize and measure risk can enhance communication and decision-making among executives who make strategic decisions for organizations and their IT staff with day-to-day responsibility for cybersecurity. It can facilitate cooperation between public officials and private industry who share responsibility for different components of national critical infrastructure. It can inform media coverage and public debate about important policy questions, such as which decisions about cybersecurity should be purely private decisions, whether government should incentivize or mandate certain cybersecurity choices, and when a cyber attack warrants some type of military response.
Topic:
Science and Technology, Military Strategy, Cybersecurity, and Media
Political Geography:
Global Focus

21. Can Non-State Actors Help to Overcome Barriers to State Cooperation? The Case of Global Climate Governance

Author:
Poorti Sapatnekar
Publication Date:
06-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
While nation-states remain primary protagonists in global governance processes, it is increasingly recognized that non-state actors (NSAs) are key players in areas ranging from human rights and civil conflict to infectious disease and nuclear non-proliferation. The area of climate change is an illustrative example. NSAs have been active participants in the margins of the Conference of Parties (COP), the annual meeting of Parties to the UN Framework Convention on Climate Change (UNFCCC), since its inception in 1995 by holding side-events and protests, raising awareness, lobbying, etc. NSAs have also contributed to the development of a “regime complex” in climate governance at the same time. Yet, the determinants and effects of that participation are not well understood. The COP offers a unique opportunity to examine one piece of this puzzle; namely, the factors that enable and motivate NSAs to participate in the design and implementation of international agreements. We use an original dataset of NSA participants at the COP from 1995 to 2016, to examine whether NSAs are well positioned to help states overcome key barriers to cooperation. As NSAs ramp up their participation in climate governance and elsewhere, this study offers insight into their motivations and potential impact on governance outcomes.
Topic:
Climate Change, United Nations, Non State Actors, and Governance
Political Geography:
Global Focus

22. North Korea’s Shift to Diplomacy in 2018: A Result of U.S. Pressure or North Korean Security Calculus?

Author:
Naoko Aoki
Publication Date:
07-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
After conducting a record number of missile and nuclear tests in 2016 and 2017, North Korea dramatically changed its policy approach and embarked on a diplomatic initiative in 2018. It announced a self-imposed halt on missile and nuclear tests and held summit meetings with the United States, China, and South Korea from spring of that year. Why did North Korea shift its policy approach? This paper evaluates four alternative explanations. The first is that the change was driven by North Korea’s security calculus. In other words, North Korea planned to achieve its security goals first before turning to diplomacy and successfully followed through with this plan. The second is that U.S. military threats forced North Korea to change its course. The third is that U.S.-led sanctions caused North Korea to shift its policy by increasing economic pain on the country. The fourth is that diplomatic initiatives by South Korea and others prompted North Korea to change its position. This paper examines the actions and statements of the United States, North Korea, China, South Korea, and Russia leading up to and during this period to assess these four explanations. It concludes that military threats and economic pain did not dissuade North Korea from obtaining what it considered an adequate level of nuclear deterrence against the United States and that North Korea turned to diplomacy only after achieving its security goals. External pressure may have encouraged North Korea to speed up its efforts to develop the capacity to strike the United States with a nuclear-armed missile, the opposite of its intended effect. Diplomatic and economic pressure may have compelled Kim Jong Un to declare that North Korea had achieved its “state nuclear force” before conducting all the nuclear and ballistic missile tests needed to be fully confident that it could hit targets in the continental United States. These findings suggest that if a pressure campaign against North Korea is to achieve its intended impact, the United States has to more carefully consider how pressure would interact with North Korean policy priorities. Pressure should be applied only to pursue specific achievable goals and should be frequently assessed for its impact.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Nonproliferation, and Deterrence
Political Geography:
United States, Japan, China, Asia, South Korea, and North Korea

23. China on Arms Control, Nonproliferation, and Strategic Stability

Author:
Nancy Gallagher
Publication Date:
08-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
China and the United States view each other as potential adversaries with mixed motives and divergent value systems, yet both can benefit from cooperation to reduce the risk of war, avert arms races, and prevent proliferation or terrorist access to weapons of mass destruction. The two countries have more common interests, fewer ideological differences, and greater economic interdependence than the United States and the Soviet Union had during the Cold War. In principle, arms control broadly defined, i.e., cooperation to reduce the likelihood of war, the level of destruction should war occur, the cost of military preparations, and the role of threats and use of force in international relations, could be at least as important in this century as it was in the last. In practice, though, China’s rise as a strategic power has not been matched by a corresponding increase in the kinds of cooperative agreements that helped keep the costs and risks of superpower competition from spiraling out of control. Why not? This paper argues that because China’s strategy rests on different assumptions about security and nuclear deterrence than U.S. strategy does, its ideas about arms control are different, too. China has historically put more value on broad declarations of intent, behavioral rules, and self-control, while the United States has prioritized specific quantitative limits on capabilities, detailed verification and compliance mechanisms, and operational transparency. When progress has occurred, it has not been because China finally matched the United States in some military capability, or because Chinese officials and experts “learned” to think about arms control like their American counterparts do. Rather, it has happened when Chinese leaders believed that the United States and other countries with nuclear weapons were moving toward its ideas about security cooperation--hopes that have repeatedly been disappointed. Understanding Chinese attitudes toward security cooperation has gained added importance under the Trump administration for two reasons. Trump’s national security strategy depicts China and Russia as equally capable antagonists facing the United States in a “new era of great power competition,” so the feasibility and desirability of mutually beneficial cooperation with China have become more urgent questions. The costs and risks of coercive competition will keep growing until both sides accept that they outweigh whatever benefits might accrue from trying to maximize power and freedom of action in a tightly interconnected world.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, and Nonproliferation
Political Geography:
United States, China, Taiwan, and Asia

24. China’s evolving nuclear 
export control regime

Author:
Xu Chunyang
Publication Date:
08-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The Chinese nuclear industry is actively pursuing international trade under China’s new “Go Global” policy. This development could strain Chinese nuclear export control systems in the coming decades. This paper investigates the evolution of the Chinese nuclear export control regime from the late 1970s to the present, describes the current state of the Chinese export control system, and investigates recent Chinese efforts to build a more robust system. It finds that although the Chinese strategic export control systems have grown tremendously since they first took shape and the capacity of the government to implement these controls has grown as well, significant improvements in both the legal basis for the controls and the capacity of institutions involved are still needed, including in how current laws define exports, in how government bodies are equipped to investigate violations, and in how violations are prosecuted. The Ministry of the Commerce is preparing a new “Export Control Law” that is expected to come into effect soon and to provide the basis for more robust controls that address many of the deficiencies identified above. The Chinese government’s growing commitment to undertaking its international obligations and safeguarding the peaceful use of nuclear energy provides reason for optimism, but in the near term, the effectiveness of these corrective efforts will depend on the completion, implementation, and enforcement of the new law.
Topic:
Diplomacy, International Trade and Finance, and Nuclear Power
Political Geography:
China, Beijing, and Asia

25. Do as I Say, and as I Do: 
Chinese Leadership in Nuclear Security

Author:
Sara Z. Kutchesfahani
Publication Date:
09-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
This paper analyzes China’s words and actions regarding the Nuclear Security Summits to better understand what Chinese leadership on nuclear security could look like in the future. It finds that China accomplished the many things it said it would do during the summit process. The paper also explores how China’s policy and actions in other nuclear arenas could be paired with Chinese nuclear security policy to form a coherent agenda for nuclear risk reduction writ large. Consequently, the paper addresses how China doing as it says and does – per nuclear security – may be used as a way in which to inform its future nuclear security roles and responsibilities. In particular, it assesses China’s opportunities to assume a leadership role within this crucial international security issue area, especially at a time where U.S. leadership has waned.
Topic:
Security, Diplomacy, Military Strategy, and Nuclear Power
Political Geography:
United States, China, Beijing, and Asia

26. The NATO/US-Turkey-Russia Strategic Triangle: Challenges Ahead

Author:
Nilsu Gören
Publication Date:
01-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Turkey and NATO are experiencing a mutual crisis of confidence. Turkish policy makers lack confidence in NATO guarantees and fear abandonment—both prominent historical concerns. At the same time, policy makers within the alliance have begun to question Turkey’s intentions and future strategic orientation, and how well they align with NATO’s. One important factor contributing to this mistrust is Turkey’s recent dealings with Russia. Turkey is trying to contain Russian military expansion in the Black Sea and Syria by calling for a stronger NATO presence at the same time that is seeking to diversify its security strategy by improving ties with Russia and reducing its dependence on the United States and NATO. Turkey’s contradictory stance is no more apparent than in its evolving policy regarding the Syrian civil war. The threat topography of NATO’s southern flank reflects a complex web of state and non-state actors involved in asymmetric warfare. The Turkish shoot down of a Russian jet in 2015 highlighted the complexity and helped to precipitate military dialogue between NATO and Russia in Syria. Since then, Russian President Vladimir Putin and Turkish President Tayyip Erdogan seem to have overcome their strategic differences in their preferred outcome for Syria and have de-escalated the tensions following several rounds of peace talks headed by Russia, Turkey, and Iran and involving some, but not all, factions involved in the Syrian conflict. Yet several important questions about Turkish security policy and its impact on Turkish-U.S./NATO relations remain. What are the security implications of Turkey’s military actions on the southern flank? How is the continued fight against extremism in the region, including ISIS, likely to affect relations? And how should the West respond to Turkey’s security ties with Russia, including the Russian sale of advance military equipment to Ankara? The answers to all of these questions depend in part on whether Turkey’s behavior with Russia in Syria is a tactical move or a strategic shift away from NATO. Understanding these dynamics is key to devising policies and actions to minimize security risks between the U.S., NATO, and Russia. This paper argues that Turkey has economic and political interests in developing closer relations with Russia, but that these interests are not as strong as Turkey’s strategic alliance with the West, and NATO in particular. Turkish policymakers, who lack confidence in NATO, are pursuing short-term security interests in Syria as a way to leverage Western acquiescence to their interests regarding the Kurdish populations in Syria and Iraq. These objectives, however, are not aligned with Russia’s security objectives and do not add up to a sustainable long-term regional security strategy. In the short term, Turkey’s contradictory approaches to relations with NATO and Russia are likely to lead to ambiguity and confusion in the regional security architecture, with Syria being the most visible example of this disarray. To combat this approach, U.S. leadership and NATO should work to convince Turkey that the alliance takes Turkish security concerns in Syria seriously and to minimize the risks of Turkey’s acts as a spoiler in the region. For instance, addressing Turkish concerns over Washington’s arming of the Kurdish rebel group, the YPG, in northern Syria, will go a long way to resolving the key issue motivating Turkey’s decision to partner with Russia.
Topic:
NATO, National Security, Regional Cooperation, and Military Strategy
Political Geography:
Russia, United States, Europe, Turkey, and Syria

27. Future Challenges for Israel’s Iron Dome Rocket Defenses

Author:
Ari Kattan
Publication Date:
02-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
After Hezbollah fired thousands of rockets at northern Israel during the 2006 Israel-Hezbollah War, the Israeli government began a crash program to find a technological solution to the rocket threat. The result was Iron Dome, which shot down its first rocket on April 7, 2011, and saw large-scale combat during wars in 2012 and 2014. The system has been hailed in Israel and worldwide as a success, with the Israeli military claiming a 90 percent interception rate. Some American defense commentators have even touted Iron Dome as evidence in favor of ballistic missile defense. However, serious questions remain about Iron Dome’s true technical efficacy, both in terms of its past performance and how it is likely to perform in the future under different conditions. Because so much about Iron Dome is classified, information provided by the Israeli military cannot be independently verified. Analyses performed by outside experts—both those questioning Iron Dome’s efficacy and those defending the Israeli government’s claims—are inconclusive. Assuming for the sake of argument that Iron Dome did, in fact, perform as advertised during its previous engagements, it is far from certain that it will be as successful in future engagements, where the volume of rocket fire will be higher and the rockets more accurate. This paper argues that Israel may have already reached “peak Iron Dome,” and the system’s military and political benefits will decrease in future wars until another technological breakthrough is made on rocket defense. This is not to say that Iron Dome was not worth the cost and should not have been procured. But expectations about Iron Dome from the Israeli military, Israeli civilians, and interested parties abroad should be tempered. If they are not, Iron Dome’s decreased success rate in future wars may pose political problems for Israel domestically and give Israel’s adversaries a decisive propaganda victory.
Topic:
Violent Extremism, Missile Defense, Hezbollah, Propaganda, and Anti-Semitism
Political Geography:
Middle East, Israel, and Palestine

28. Classifying Cyber Events: A Proposed Taxonomy

Author:
Charles Harry and Nancy Gallagher
Publication Date:
02-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Publicity surrounding the threat of cyber-attacks continues to grow, yet immature classification methods for these events prevent technical staff, organizational leaders, and policy makers from engaging in meaningful and nuanced conversations about the risk to their organizations or critical infrastructure. This paper provides a taxonomy of cyber events that is used to analyze over 2,431 publicized cyber events from 2014-2016 by industrial sector. Industrial sectors vary in the scale of events they are subjected to, the distribution between exploitive and disruptive event types, and the method by which data is stolen or organizational operations are disrupted. The number, distribution, and mix of cyber event types highlight significant differences by sector, demonstrating that strategies may vary based on deeper understandings of the threat environment faced across industries. EXPLORE:
Topic:
Security, Science and Technology, and Cybersecurity
Political Geography:
United States, Washington, and D.C.

29. Building Confidence in the Cybersphere: A Path to Multilateral Progress

Author:
Nancy Gallagher and Theresa Hitchens
Publication Date:
03-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
As use of the Internet has become critical to global economic development and international security, there is near-unanimous agreement on the need for more international cooperation to increase stability and security in cyberspace. Several multilateral initiatives over the last five years have begun to spell out cooperative measures, norms of behavior, and transparency and confidence-building measures (TCBMs) that could help improve mutual cybersecurity. These efforts have been painstakingly slow, and some have stalled due to competing interests. Nonetheless, a United Nations (UN) Group of Governmental Experts (GGE) and the Organization for Cooperation and Security in Europe (OSCE) have achieved some high-level agreement on principles, norms, and “rules of the road” for national Internet activities and transnational cyber interactions. Their agreements include commitments to share more information, improve national protective capacities, cooperate on incident response, and restrain certain destabilizing state practices. Voluntary international agreements are worth little, unless states implement their commitments. So far, implementation has been crippled by vague language, national security considerations, complex relations between public and private actors in cyberspace, and privacy concerns. This is particularly true regarding the upfront sharing of information on threats and the willingness of participants to cooperate on incident investigations, including identifying perpetrators. With multilateral forums struggling to find a way forward with norm-setting and implementation, alternate pathways are needed to protect and build on what has been accomplished so far. Different strategies can help advance implementation of measures in the UN and OSCE agreements. Some commitments, such as establishing and sharing information about national points of contact, are best handled unilaterally or through bilateral or regional inter-governmental cooperation. Other objectives, such as protecting the core architecture and functions of the Internet that support trans-border critical infrastructure and underpin the global financial system, require a multi-stakeholder approach that includes not only governments but also private sector service providers, academic experts, and nongovernmental organizations. This paper compares what the GGE and OSCE norm-building processes have achieved so far and what disagreements have impeded these efforts. It identifies several priorities for cooperation identified by participants in both forums. It also proposes three practical projects related to these priorities that members of regional or global organizations might be able to work on together despite political tensions and philosophical disputes. The first would help state and non-state actors share information and communicate about various types of cybersecurity threats using a flexible and intuitive effects-based taxonomy to categorize cyber activity. The second would develop a more sophisticated way for state and non-state actors to assess the risks of different types of cyber incidents and the potential benefits of cooperation. The third would identify aspects of the Internet that might be considered the core of a public utility, worthy of special protection in their own right and for their support of trans-border critical infrastructure.
Topic:
International Cooperation, United Nations, Infrastructure, and Cybersecurity
Political Geography:
United States and Europe

30. Arms Control as Uncertainty Management

Author:
Amy J. Nelson
Publication Date:
04-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
For decades or longer, policy-makers have sought to use arms control to reduce the uncertainty endemic to the international security environment. Because uncertainty is pervasive in these situations, however, practitioners themselves are naturally vulnerable to its effects. This paper seeks to help policy-makers optimize arms control outcomes by providing improved theory and best practices for goal-setting and strategy selection using the judicious application of decision theoretic concepts. The paper first lays out a suitable role for decision theory in the study and analysis of arms control, arguing that “uncertainty” is a more appropriate concept for description and analysis here than is “risk.” Prior approaches that rely on “risk” have tended to drive the search for arms control best practices, but “risk” requires the use of probability estimates that are frequently not available or not a good indicator of potential outcomes. Second, the paper argues that decision-makers are vulnerable to the effects of missing information and the uncertainty it causes in the run-up to and during arms control negotiations. Consequently, they are subject to biases and resort to the use of security-specific heuristics, including worst-case scenario thinking, limited-theater-of-war thinking, and low-dimension (or non-complex) thinking when setting goals and employing strategies for negotiating arms control agreements. The paper discusses the origins of this uncertainty and the strategies that states could employ as a result of these security-specific heuristics, arguing that they can best be grouped into two types—risk reduction versus uncertainty management. Finally, the paper makes recommendations for optimizing outcomes—for getting efficient negotiations that result in robust, durable agreements, capable of managing uncertainty about security, despite the effects of missing information.
Topic:
Arms Control and Proliferation, Diplomacy, and Military Strategy
Political Geography:
Global Focus

31. Will North Korea Denuclearize after the Singapore Summit? Lessons from the past

Author:
Naoko Aoki
Publication Date:
07-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Policy-makers, scholars, and analysts disagree about whether North Korea will take any meaningful denuclearization steps after its leader Kim Jong Un met with U.S. President Donald Trump in Singapore in June 2018. Many believe that the breakdowns of the 1994 Agreed Framework and the Six Party Talks process in the 2000s show that North Korea’s nuclear weapons program cannot be constrained through cooperation. According to this view, Pyongyang violated its previous commitments once it received economic and political benefits, and it will do so again. The underlying assumption is that Washington was fully implementing its own commitments until Pyongyang broke the deal. But is this true? This paper discusses three key findings drawn from an analysis of U.S. implementation of past denuclearization agreements with North Korea. The first is that the United Stated did not always follow through with its cooperative commitments because of domestic political constraints, even when North Korea was fulfilling its commitments. This makes it difficult to determine whether North Korea ultimately did not honor its obligations because it never intended to or because it was responding to U.S. actions. The second is that some parts of past deals were more susceptible than others to being undercut by domestic opposition because they received insufficient political attention. The third is that such domestic interference could be minimized by obtaining the widest possible coalition of domestic support from the negotiation stage. The roadmap for North Korea’s denuclearization is unclear, as the Singapore summit did not determine concrete steps toward that goal. Secretary of State Mike Pompeo’s visit to Pyongyang in early July also did not yield specifics such as the scope and timeline of denuclearization. But based on the findings from past agreements, this paper argues that the only way for the United States to find out if engagement will work this time is to test North Korea’s intentions by carrying out Washington’s own cooperative commitments more consistently than in the past.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Nonproliferation, and Deterrence
Political Geography:
United States, Japan, China, Asia, South Korea, North Korea, and Korea

32. Forwarding Multilateral Space Governance: Next Steps for the International Community

Author:
Theresa Hitchens
Publication Date:
08-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Over the past decade, concerns about ensuring sustainability and security in outer space have led the international community to pursue a range of governance initiatives. Governance issues regarding the use of space are complicated because of the physical realities of the space environment and because of the legal status of space as a global resource. As the number of space users grows and the types of activities in space expand, competition for access to space will only continue to grow. Different space actors have different priorities and perceptions regarding space challenges. As more and more militaries around the world turn to space assets, the potential development of counterspace weapons also increases tensions. Ongoing multilateral work on space governance has concentrated primarily on voluntary measures. There have been three major multilateral governance initiatives in the field. The three—the EU Code of Conduct, the COPUOS Working Group on the Long-term Sustainability of Outer Space Activities, and the UN Group of Governmental Experts (GGE) on transparency and confidence-building measures—were related to each other, but each aimed to address slightly different aspects of the governance problem. This paper reviews these initiatives and elucidates ways to forward their progress, for instance, by fully implementing the GGE recommendations, the establishment of national focal points for data exchange, and by fully implementing the UN Registry of Outer Space Objects. It also looks to identify additional steps beyond current activities at the multilateral level for establishing a foundational space governance framework, including institutionalizing the UN Space Debris Mitigation Guidelines; establishing a public space situational awareness database; and examining ways to move forward discussion on active debris removal, national legal obligations regarding military activities, and space traffic management.
Topic:
United Nations, Military Strategy, European Union, and Space
Political Geography:
United States and Europe

33. The Militarization of the Arctic is Not Certain

Author:
Rachael Gosnell
Publication Date:
12-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
While concern about renewed international competition in the Arctic has attracted significant attention, the continuation of cooperation and adherence to international rules and norms of behavior is a far more likely outcome. The magnitude of activity in the region remains below historic Cold War levels and accounts for a very small percentage of overall global military activity. Further, stakeholders have thus far exhibited adherence to international law, and venues for dialogue offer an alternative to an Arctic security dilemma. Sound adherence to the principles of deterrence, international norms, and continued cooperation in forums such as the Arctic Council will ensure the region remains stable into the future.
Topic:
International Cooperation and Military Strategy
Political Geography:
Russia, United States, Europe, and Arctic

34. Civil Society and Civil War Onset: 
What is the Relationship?

Author:
Davin O'Regan
Publication Date:
12-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
U.S. foreign policy increasingly embraces and seeks to empower civil society organizations in developing countries as a critical contributor to stability and security. This paper explores whether there are grounds for these claims, specifically whether variation in civil society can explain the onset of civil wars. It examines two common explanations for the conflict-preventative potential of civil society, namely its ability to increase social capital and citizens’ voice. Four hypotheses are tested by integrating new data on various attributes of civil society from the Varieties of Democracies Initiative into a common model of civil war onset. Little support is found for claims that civil society reduces the probability of civil war onset by improving social capital, but onset may be reduced when a strong advocacy and political orientation is present in civil society. In other words, there appears to be some grounds for U.S. policy claims that a stronger civil society can enhance citizens’ voice and reduce instability and conflict onset. This finding still raises many questions about the precise links between civil society and civil war onset, and introduces potential complications for how policymakers might address conflict onset through support for civil society.
Topic:
Civil Society, Civil War, Democracy, and Political stability
Political Geography:
Global Focus