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41. Missile Defense, Extended Deterrence, and Nonproliferation in the 21st Century - Collected Papers

Author:
Catherine Kelleher
Publication Date:
01-2017
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The following papers were commissioned as part of the Missile Defense, Extended Deterrence, and Nonproliferation in the 21st Century project supported by the Project on Advanced Systems and Concepts for Countering Weapons of Mass Destruction (PASCC). The papers have two general purposes: 1) to create a body of work that provides an overview of the missile defense developments in major regions of the world; and 2) to provide emerging scholars the opportunity to conduct research, publish, and connect with each other. We believe we have succeeded on both counts. The papers written for this project will be valuable for academics and policymakers alike, and will be published and disseminated by the Center for International and Security Studies at Maryland. This element of the project has also been successful in further bringing together a new cadre of experts in the field and developing the next generation of academics and public servants who will benefit from their participation in this project.
Topic:
Security, Nuclear Weapons, and Missile Defense
Political Geography:
United States, Europe, and Global Focus

42. Seeing Missile Defense as U.S. Hostility, North Korea Aims at More and Better Weapons

Author:
Naoko Aoki
Publication Date:
01-2017
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
North Korea’s nuclear and missile programs have spurred Japan and South Korea to develop their own ballistic missile defense (BMD) systems and to regenerate their interest in regional missile defense cooperation with the United States. Has North Korea reacted to such developments, and if so, how? This paper looks at North Korea’s missile capacity development as well as its official proclamations and concludes that while Pyongyang likely does not believe that it is the region’s sole target for U.S. and allied BMD, it feels deeply threatened by its deployment. Existing and potential BMD systems have not discouraged Pyongyang from building its own missiles. Rather, North Korea is accelerating its efforts to improve and expand its missile arsenal to develop a survivable force, likely perceiving BMD systems as part of an overall U.S. strategy that is hostile to Pyongyang.
Topic:
Security, Diplomacy, Nuclear Weapons, Regional Cooperation, and Nonproliferation
Political Geography:
United States, Japan, China, Asia, South Korea, and North Korea

43. Ballistic Missile Defense in South Korea: Separate Systems Against a Common Threat

Author:
Joshua Pollack
Publication Date:
01-2017
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Some of the most enduring disagreements in the alliance between the United States and the Republic of Korea (ROK) concern ballistic missile defenses (BMD). At the same time that South Korea has expanded its conventional offensive missile program, it has declined American proposals for a regionally integrated BMD architecture, insisting on developing its own national system in parallel to the defenses operated by U.S. Forces Korea (USFK). American appeals for interoperability between U.S. and ROK systems have been received cautiously, as were proposals to enhance its own BMD in Korea by introducing the Terminal High-Altitude Area Defense (THAAD) to the Peninsula for several years. A desire for expanded autonomy in national security appears to underpin Seoul’s attitudes on BMD. Rather than rely passively on American protection against North Korea’s nuclear and missile threats, South Korea’s military leaders have focused on developing precision-strike capabilities to intimidate Pyongyang, and resisted simply accepting an American BMD umbrella. Even more than they desire greater independence from their American patron-ally, South Koreans are suspicious of entanglements with Japan, their former colonial master, whose own defensive systems are already integrated with the American regional BMD architecture. This outlook encourages the pursuit of independent defense capabilities and discourages institutionalizing trilateral security arrangements.
Topic:
Security, Nuclear Weapons, Regional Cooperation, Nonproliferation, and Deterrence
Political Geography:
United States, Japan, China, Asia, South Korea, and North Korea

44. Contrasting Russian Perspectives on Coercion and Restraint in Russia’s Security Relations with the West

Author:
anya Loukianova fink
Publication Date:
12-2017
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
This discussion paper analyzes a sample of 2014-2016 Russian-language publications focused on Russia’s security relations with the United States. It characterizes the Russian expert debate at that time as dichotomous in nature, where security policy analysts proposed either coercive or restrained policy approaches in dealing with perceived threats. It assesses similarities and differences of these two perspectives with regard to the nature of Russia’s political-military relationship with the West, as well as past challenges and then-future opportunities in nuclear arms control and strategic stability.
Topic:
Security, Diplomacy, and Nuclear Weapons
Political Geography:
Russia, United States, and Europe

45. The Hashd al-Shaabi and Iraq: Subnationalism and the State

Author:
Dylan O'Driscoll and Dave Van Zoonen
Publication Date:
03-2017
Content Type:
Working Paper
Institution:
Middle East Research Institute (MERI)
Abstract:
This report views the Hashd al-Shaabi (Popular Mobilisation Forces, PMF) as having played an intrinsic role in the provision of security in Iraq since the dramatic rise of the Islamic State (IS). However, through the lens of nationalism it analyses the negative role the PMF may play once IS is defeated. The report therefore presents suggestions to deal with the perceived threat of the PMF in the short to medium term. The various groups within the PMF essentially represent a number of subnationalisms, which to a different extent act as competition to the state. The leaders of the various militias use their own particular brand of nationalism in their attempts to gain and maintain power and in doing so they dilute any prospect of national unity or loyalty to the state. Through providing security they act as competition to the Iraqi army which directly impacts on the perception of the state and is used by members of the PMF for political gain. The multiple competing subnationalisms in Iraq do little for the fostering of Iraqi unity or the functioning of Iraq as a state, and are likely to result in the continuation of violent conflict. Therefore, dealing with the challenges surrounding the PMF will be one of the most pressing issues in Iraq following the defeat of IS. The ultimate solution to this problem would be the incorporation of these forces through demobilisation and integration into the conventional ISF. Having one inclusive army, police force and border patrol operating under unified command structures and accountable to civil bodies of oversight is not only an important symbol in aiding national reconciliation and promoting cooperation between different communities, it is also a primary prerequisite for the effectiveness of the security sector as a whole. However, the current situation on the ground, in terms of security, reconciliation, and political will, precludes an aggressive, straight-forward pursuit of this objective. This necessitates an initial phase in which significant progress in these areas is made before incorporation of most PMF units can realistically take place. The government of Prime Minister Abadi needs to use its time following IS’ defeat to build a solid political platform based on shared citizenship, unity and reform. This platform has to include serious reforms in the areas of security and national reconciliation. At the same time, an assistance programme will have to be set up for individual militia members wishing to either integrate into the ISF or make the transition from fighter to civilian immediately following IS’ defeat. This joint process will allow for the gradual dissolution of the PMF as the functioning of the Iraqi state improves, cooperation and unity is advanced, and the army grows in strength. During this time the government can stop colluding with the PMF and begin incorporating, containing, and eventually suppressing the various groups within the PMF based on the level of loyalty to the state that the group holds. Only then can a comprehensive demobilisation and reintegration programme based on formal agreements with all militias be launched as an ultimate solution to Iraq’s problem with militias and subnationalisms. It is crucial that this programme is adapted to fit the local context and that the government of Iraq can exert primary control over it. Accordingly, some conventional standards of DDR programming may have to be deviated from in order for this programme to be successful.
Topic:
Security, Nationalism, Military Strategy, and Islamic State
Political Geography:
United States, Iraq, Middle East, and Baghdad

46. The Changing Security Dynamics of the Persian Gulf

Author:
Center for International and Regional Studies
Publication Date:
01-2017
Content Type:
Working Paper
Institution:
Center for International and Regional Studies (CIRS), Georgetown University in Qatar
Abstract:
Academic interest in Gulf security has continued to focus on traditional notions of zero-sum security threats emanating from Iran or Iraq, or the role of the United States. There has been limited exploration of the deeper, structural issues that threaten the region. In line with this, in the 2014-2015 academic year, CIRS launched a research initiative on “The Changing Security Dynamics of the Persian Gulf.” The purpose of this project is to scrutinize the ways in which domestic security threats in the region are evolving, and how newer challenges related to human security are being reinforced by—and in some ways actually replacing—military threats emanating from regional and outside actors. This project brings together a number of distinguished scholars to examine a variety of relevant topics, which resulted in original research chapters published in an edited volume titled, The Changing Security Dynamics of the Persian Gulf (Oxford University Press/Hurst, 2017), edited by Kristian Coates Ulrichsen.
Topic:
Security, Military Strategy, and Political structure
Political Geography:
United States, Iraq, Iran, and Middle East

47. The Road to a Reinvigorated North American Partnership

Publication Date:
01-2016
Content Type:
Working Paper
Institution:
Centre for International Governance Innovation
Abstract:
This special report is prepared for the North American Forum (NAF). In 2015, CIGI’s Global Security & Politics Program became the Secretariat for the Canadian leadership within the NAF. CIGI will be undertaking a program of research to support the Canadian contribution to the NAF in cooperation with our American and Mexican partners. In the coming months, CIGI will publish additional reports to support the work of the NAF. Since the 1994 North American Free Trade Agreement, trade, investment and migration flows among Canada, Mexico and the United States have helped turn North America into one of the most dynamic and prosperous trade blocs on the planet. With a new government in Ottawa, it is an ideal time for Canada to make a stronger, deeper relationship with Mexico a crucial plank of a plan to secure a prosperous future for North America. Better relations between Mexico and Canada not only means more opportunities to take advantage of the two countries’ economic and social complementarities, it also gives the two countries the opportunity to closely work together to get the United States on board with an ambitious North American agenda to secure the continent’s economic future.
Topic:
Security, Economics, International Trade and Finance, Politics, and Regional Cooperation
Political Geography:
United States

48. S-Japan Relations and Southeast Asia: Meeting Regional Demands

Author:
Saul P. Limaye and Tsutomu Kikuchi
Publication Date:
01-2016
Content Type:
Working Paper
Institution:
East-West Center
Abstract:
Until recently, Southeast Asia had not been a region of sustained focus for the US-Japan relationship. But the situation is changing. The international relations of the Asia-Pacific is becoming more "multipolarized." This requires the US and Japan to think about the future of the region beyond the issue of US-China relations, which has preoccupied past discussions. A number of nations and institutions in the Asia-Pacific region will substantially affect the region's future. Southeast Asian nations and the Association of Southeast Asian Nations (ASEAN) are among them. A new era of more coordinated, sustained, and combined commercial and security involvement by the US and Japan in Southeast Asia may be at hand. In light of these changes, the East-West Center in Washington (EWCW), in collaboration with the Japan Institute of International Affairs (JIIA), and through the support of the Sasakawa Peace Foundation (SPF), initiated a dialogue with Southeast Asians about their perspectives on how the US-Japan relationship and alliance could or should approach cooperation with the region.
Topic:
Security, Economics, Markets, and Peacekeeping
Political Geography:
United States, Japan, China, and Asia-Pacific

49. Turkey's Nonnuclear Decisions on Nuclear Issues

Author:
Nilsu Gören
Publication Date:
09-2016
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Beyond its history of military coups and incomplete civilian oversight of its armed forces, Turkey has struggled with defining an independent international security policy. Its perception of U.S./NATO security guarantees has historically shaped its decision to either prioritize collective defense or seek solutions in indigenous or regional security arrangements. As part its domestic political transformation during the past decade, Turkey has decreased its reliance on NATO, leading to questions among observers about Turkey’s future strategic orientation away from the West. This brief argues that Turkey’s strategic objectives have indeed evolved in the recent past and that this is apparent in the mismatch between the country’s general security policy objectives and the outcomes of its policies on nuclear issues. At present, nuclear weapons do not serve a compelling function in Turkish policymakers’ thinking, beyond the country’s commitment to the status quo in NATO nuclear policy. Since nuclear deterrence is secondary to conventional deterrence, Turkey’s policies on nuclear issues are predominantly shaped by non-nuclear considerations. These decisions, in the absence of careful consideration of nuclear weapons, increase nuclear risks. This brief explores how Turkey could formulate more effective and lower risk nuclear policies than it currently does by employing cooperative security measures and how such a reorientation could strengthen to its overall security policy in the process.
Topic:
Security, NATO, Nuclear Weapons, and Military Strategy
Political Geography:
United States, Europe, Turkey, and Asia

50. Second Doha Meeting on Peace and Security in Afghanistan

Author:
Paolo Cotta-Ramusino
Publication Date:
01-2016
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
On 23-24 January 2016, approximately 55 senior participants from a wide range of backgrounds gathered in Doha to discuss the shared goal of peace and reconciliation in Afghanistan. The meeting was a non-official (“academic”) exploration of current issues and not an official negotiation. It was held in the spirit of mutual respect and non-discrimination. All participants recognized the importance of dialogue, and many had traveled very far to participate in these discussions. The hope is that the points discussed in these non-official meetings be considered by all official negotiations. All expressed appreciation to the government of Qatar for allowing this meeting to take place and for the relevant support. There is a unanimous consensus that these meetings should be continued on a regular basis. The goal of the meeting was to explore the options for a ladder or steps toward a stable peace in an independent, unified Afghanistan that would reflect the values, including Islamic values, of the people of Afghanistan, while recognizing the diversity of the Afghans. Discussions showed that there were many shared concerns. These areas of commonality create opportunities for progress. Dialogue is needed to determine the steps forward to addressing these concerns. 1. Peace is an urgent need. Decades of war that have been imposed on Afghanistan, have had a devastating impact on all Afghans. People are waiting impatiently for peace. If progress is not made soon, many fear the country may face other threats that might further complicate the process. 2. Military confrontation must end. The sovereignty of Afghanistan and the desired peace and stability will ultimately be achieved via political cooperation within a framework of legitimacy established by an appropriate constitution. Foreign troops must eventually leave Afghanistan. 3. Some participants believe that the Constitution should be amended, while others believe that the constitution should be substantially rewritten. Concrete proposals should be discussed in detail in future meetings. 4. Outside forces should not control the politics of Afghanistan. Instead, international technical, economic and cultural cooperation should be promoted. 5. The freedom for all parties to discuss the path to peace needs to be ensured from now on. The highest priority in this regard is enabling all sides to sit together. Blacklists should be eliminated and freedom of movement should be guaranteed. Visas should be facilitated for those to attend such discussions. All agreed that the Taliban should have an office and an address. 6. To foster dialogue among all parties, some participants invoked Afghanistan’s long-established tradition of the Jirga. A peace Jirga of credible, impartial Afghans could be convened, perhaps drawn from participants at this conference. Other institutions, such as Pugwash, could also provide a forum, but Afghans must lead. It was pointed out that the Doha dialogue and its follow-ups do not interfere with the current quadrilateral talks. 7. A ceasefire should be part of negotiations. 8. The protection of civilians and an end to civilian casualties are shared goals and high priorities. The recent increase in civilian casualty rates, including the heavy toll on children and women, was noted. All sides should ensure accountability and the prosecution of abuses. 9. Constitutional issues are of primary concern and need to be discussed in specific detail. Afghanistan should have an Islamic government. According to some participants, the present constitution needs to be changed, provided that it be based on Islam and enforce national sovereignty. A fundamental concern is that any constitution should ensure there will be no monopoly of power and no discrimination against people with different religions and backgrounds. 10. It was noted that peace can create a better environment for economic development, which will benefit all the people of Afghanistan. The role of civil society, freedom of expression, and education according to Islamic principles in achieving these goals was agreed. 11. The activities that are performed under the name of Daesh in Afghanistan are a foreign phenomenon and are rejected by the Afghan people. 12. All emphasize the need to uphold the rights of women, and to end violence against women. Some believe these points need to be very clearly defined, and in particular to provide guarantees regarding women’s rights. There should be increased accountability for human rights abuses. 13. Health and education issues are a priority independent of the various political positions. 14. Protection of public properties such as schools, medical facilities, and the country’s infrastructure is essential. People who commit crimes against them should be prosecuted. 15. There is the need to address the devastation to society from past decades. Drugs, high unemployment and corruption have all taken a high toll on Afghan society. Gains that have been made in terms of increased life expectancy, increased access to health and education, and improvements to the economic structures should be maintained. 16. Threats to society from remnants of war, including unexploded ordnance, must be addressed. 17. All sides share the desire for future engagement with the outside world, and welcome friendship and cooperation with the international community based on mutual respect. Support from the international community in helping to build up Afghanistan, including its roads and schools, will be welcomed by all sides. 18. Participants expressed the strong desire of continuing the series of meetings like the two recent Pugwash meetings in Doha.
Topic:
Security, Diplomacy, Regional Cooperation, and Reconciliation
Political Geography:
Afghanistan, United States, and Middle East

51. Moving towards Peace in Afghanistan

Publication Date:
07-2016
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
Building on the sustained engagement of previous years, Pugwash continues to hold meetings seeking a way forward on the future of Afghanistan. In recent months, rounds of meetings have been held in Afghanistan and in Doha, with over one hundred people drawn from Afghani tribal and civic life having participated. Kabul meeting, May 2016 Under discussion were ideas for a possible peace agreement with the Taliban movement that could bring about a ceasefire (without entering into details). Pugwash has worked on a document for some points that could be considered in a possible agreement between the Taliban movement and the Government of Afghanistan. In his preface to this, Secretary-General Paolo Cotta-Ramusino notes: “After 37 years of war (and foreign invasions), the people of Afghanistan are strongly looking for the restoration of peace. Everybody is tired of war. The continuing military confrontation between the forces of the Government and of the Taliban will not give any meaningful “victory” to either side. So there is an urgent need of a compromise and an agreement in order for weapons to be finally laid down over the entire territory of Afghanistan.”
Topic:
Security, Diplomacy, and Regional Cooperation
Political Geography:
Afghanistan, United States, and Middle East

52. Consultations on Afghanistan

Author:
Pugwash Conferences on Science and World Affairs
Publication Date:
11-2016
Content Type:
Working Paper
Institution:
Pugwash Conferences on Science and World Affairs
Abstract:
In the second half of 2016, Pugwash maintained its efforts to bring together different elements of Afghan society to discuss ways to build a peaceful future in the country. Consultations were held in Kabul and Jalalabad, convening many hundreds of individuals from across the political spectrum in the country. There was also a meeting held in Islamabad to discuss the relations between Pakistan and Afghanistan moving forward. Following from meetings earlier in the year, there was continued focus on developing a set of substantive items for inclusion in a draft peace agreement. An earlier version of the document was expanded and clarified in consultation with all relevant parties.
Topic:
Security, Diplomacy, Regional Cooperation, and Peace
Political Geography:
Pakistan, Afghanistan, United States, and Middle East

53. Department of Energy Cyber Security Incidents

Author:
Marshall Kuypers and Elizabeth Pate-Cornell
Publication Date:
02-2016
Content Type:
Working Paper
Institution:
Center for International Security and Cooperation (CISAC), Stanford University
Abstract:
Despite significant interest in cybersecurity, data on cyber security incidents remains scarce. On April 16, 2015, the US Department of Energy released data on 1,131 cybersecurity incidents through a Freedom of Information Act Request. While only containing the date, location, and type of incident, several interesting insights can be kneaded from the data. In this paper, we analyze the DOE security incident data and perform a statistical analysis on the rate of incidents. We find that the rate of cybersecurity incidents is decreasing over time and that incidents can be modeled stochastically. We believe that this is further evidence that cyber risk can be accurately evaluated with data-driven models.
Topic:
Security and Cybersecurity
Political Geography:
United States

54. China and the Middle East: Venturing into the Maelstrom

Author:
James M Dorsey
Publication Date:
03-2016
Content Type:
Working Paper
Institution:
Centre for Non-Traditional Security Studies, S. Rajaratnam School of International Studies
Abstract:
China’s increasingly significant economic and security interests in the Middle East have several impacts. It affects not only its energy security but also its regional posture, relations with regional powers as well as the United States, and efforts to pacify nationalist and Islamist Uighurs in its north-western province of Xinjiang. Those interests are considerably enhanced by China’s One Belt, One Road initiative that seeks to patch together a Eurasian land mass through inter-linked infrastructure, investment and expanded trade relations. Protecting its mushrooming interests is forcing China to realign its policies and relationships in the region. As it takes stock of the Middle East and North Africa’s volatility and tumultuous, often violent political transitions, China feels the pressure to acknowledge that it no longer can remain aloof to the Middle East and North Africa’s multiple conflicts. China’s long-standing insistence on non-interference in the domestic affairs of others, refusal to envision a foreign military presence and its perseverance that its primary focus is the development of mutually beneficial economic and commercial relations, increasingly falls short of what it needs to do to safeguard its vital interests. Increasingly, China will have to become a regional player in competitive cooperation with the United States, the dominant external actor in the region for the foreseeable future. The pressure to revisit long-standing foreign and defence policy principles is also driven by the fact that China’s key interests in the Middle East and North Africa have expanded significantly beyond the narrow focus of energy despite its dependence on the region for half 1 China has signalled its gradual recognition of these new realities with the publication in January 2016 of an Arab Policy Paper, the country’s first articulation of a policy towards the Middle East and North Africa. But, rather than spelling out specific policies, the paper reiterated the generalities of China’s core focus in its relations with the Arab world: economics, energy, counter-terrorism, security, technical cooperation and its One Belt, One Road initiative. Ultimately however, China will have to develop a strategic vision that outlines foreign and defence policies it needs to put in place to protect its expanding strategic, geopolitical, economic, and commercial interests in the Middle East and North Africa; its role and place in the region as a rising superpower in the region; and its relationship and cooperation with the United States in managing, if not resolving conflict.
Topic:
Security, Diplomacy, Economics, Imperialism, and Infrastructure
Political Geography:
Africa, United States, China, Middle East, Asia, and North Africa

55. Military Compensation and Retirement Modernization: A Primer

Author:
Phillip Carter and Katherine Kidder
Publication Date:
01-2015
Content Type:
Working Paper
Institution:
Center for a New American Security (CNAS)
Abstract:
Military, Veterans, and Society Program Director Phillip Carter and Research Associate Katherine Kidder examine the growth of military compensation in the post-Cold War era, from 1990 to 2015, as well as the social contract America has with its All-Volunteer Force, and the ways in which monetary compensation should be considered as part of a broader talent management strategy for the armed forces. The policy brief presents an opportunity for the nation to assess its social contract with the All-Volunteer Force and adjust (if necessary) to meet the national interest and sustain its most critical national security asset.
Topic:
Security, Economics, Labor Issues, and Military Affairs
Political Geography:
United States

56. Confidence Building in Cyberspace: A Comparison of Territorial and Weapons-Based Regimes

Author:
Dr. Mary Manjikian
Publication Date:
04-2015
Content Type:
Working Paper
Institution:
The Strategic Studies Institute of the U.S. Army War College
Abstract:
An analysis of weapons-based confidence-building measures shows how academics can work together to self-police their research for national security implications, socialize new members of the academic community into the importance of considering security issues, and develop and disseminate norms regarding what is and is not a moral and ethical use of these technologies. It may be possible for academics and policymakers to come together to work for a ban or build-down on cyber weapons patterned on international efforts to ban chemical and biological weapons and implement export regimes to control the export of code which may form the components of cyber weapons. If we conceptualize cyberspace as territory, we can also learn from the example of territorially-based confidence-building measures such as those implemented along the Indo-Pakistan border. This approach stresses the importance of developing notification procedures to prevent misperceptions and the escalation spiral, as well as communicating regularly to establish trust between all parties. The case studies presented here illustrate the promises and pitfalls of each approach and offer valuable warnings to policymakers seeking to implement such measures in cyberspace. They show what happens when not everyone in a regime is equally committed to a specific outcome by illustrating the difficulties of monitoring compliance in confidence-building regimes, and show the ways in which doctrines and confidence-building measures may not be perfectly aligned.
Topic:
Security, National Security, Science and Technology, War, Weapons of Mass Destruction, and Cybersecurity
Political Geography:
United States and Global Focus

57. The Army War College Review Vol. 1 No.1

Author:
Dr. Larry D. Miller
Publication Date:
03-2015
Content Type:
Working Paper
Institution:
The Strategic Studies Institute of the U.S. Army War College
Abstract:
The Army War College Review, a refereed publication of student work, is produced under the purview of the Strategic Studies Institute and the United States Army War College. An electronic quarterly, The AWC Review connects student intellectual work with professionals invested in U.S. national security, Landpower, strategic leadership, global security studies, and the advancement of the profession of arms.
Topic:
Security, National Security, War, and Global Security
Political Geography:
United States

58. Institutional Foundations of Federated Defense

Author:
Stephanie Sanok Kostro and Rhys McCormick
Publication Date:
01-2015
Content Type:
Working Paper
Institution:
Center for Strategic and International Studies
Abstract:
While the united states has long acknowledged the value of working with partner nations to address shared security concerns, drawdowns in defense spending have underscored the importance of bilateral and multilateral cooperation to leverage capabilities and investments. the Center for strategic and International studies' multiyear Federated Defense Project aims to inform policymakers about global and regional security architectures and defense capabilities that support the achievement of common security goals, as well as ways to improve defense cooperation among nations to address those goals together. This report on institutional foundations of federated defense recognizes that successful cooperation in a budget-constrained environment often rests on the u.s. ability and willing-ness to provide assistance and/or equipment to partner nations. CSIS project staff drew on a literature review, workshops, and a public event (“the Future of the security Cooperation Enterprise”) to identify key findings in five areas: Priorities/Strategic Guidance: Proponents of federated defense should better articulate priorities. A proactive, interagency component that includes, at a minimum, officials from the Defense Department, State Department, and White House is necessary to effect a cultural shift and combat potential backsliding into unilateral approaches. Foreign Military Sales: In a federated approach, officials should identify capabilities that could most effectively support partner nations' contributions to federated defense. Toward that end, officials should also emphasize the establishment and maintenance of high-demand capabilities over time. other key issues related to potential difficulties in foreign sales include surcharges, overhead costs, and transparency in offsets. Export Controls: study participants noted that recent export control reform efforts have not yet resulted in significant change and have inadequately addressed industry concerns. Moreover, there appears to be a lack of appetite for these reforms in Congress. Technology Security and Foreign Disclosure: Improvements are needed to coordinate and speed technology transfer and foreign disclosure decisions. transparency across stovepipes within the executive branch is critical to create a common vision and objectives for federated defense, which is especially important when working with industry and foreign government partners. Acquisition and Requirements Processes: Within the Department of Defense, there is insufficient consideration of the export value and challenges of systems in early stages of the acquisition and requirements processes. Modifications during late stages of development are often far more expensive than building in exportability earlier. Having examined these key areas, the study team identified and analyzed three over-arching institutional challenges to and opportunities for federated defense. First, study participants remarked upon the lack of sufficient advocacy for federated defense among senior U.S. government officials. A second challenge was the cultural resistance to federated defense; experts noted that significant cultural change, such as that brought about by the Goldwater-Nichols Department of Defense Reorganization Act of 1986 (Pub.L. 99-433), may require top-down direction, years to implement, and decades to be accepted. A third challenge was the need for a perceived or actual budget crisis to drive change. The study team's recommendations resulting from this examination were five-fold. First, U.S. national strategies should address the grand strategy questions that could imperil implementation of a federated approach. Implementation of the u.s. National security strategy could impel a new effort to focus on partner capabilities and areas for sharing the common global security burden, as well as to prioritize interests and activities related to U.S. security cooperation, export controls, and technology security/foreign disclosure. Second, proactive U.S. leaders should articulate a vision, objectives, and priorities for a federated approach to defense. third, the Administration and Congress should work together to ensure completion of legal and regulatory reforms already under way (e.g., on export controls). Fourth, executive and legislative officials—perhaps through an interagency task force that works with committee staffs—should identify additional reforms to streamline or create authorities and to eliminate unhelpful directed spending on capabilities and systems that do not contribute to federated defense. Finally, the Department of Defense should start with incremental steps to create a culture that values federated defense; for example, the Defense Acquisition University and Defense Institute of Security Assistance Management could update coursework to institutionalize knowledge regarding federated approaches. This study made it clear that enduring changes in these five areas—from strategy to culture—are necessary to ensure the success of a federated approach to defense.
Topic:
Security, Science and Technology, and Budget
Political Geography:
United States

59. Imagining a New Security Order in the Persian Gulf

Author:
Richard Sokolsky and Frederic M. Wehrey
Publication Date:
10-2015
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
For over three decades, the question of who controls the Persian Gulf has formed the basis for America’s massive military buildup in the region. At the heart of the region’s security dilemma is a clash of visions: Iran seeks the departure of U.S. forces so it can exert what it sees as its rightful authority over the region, while the Gulf Arab states want the United States to balance Iranian power. Resolving this impasse will not be easy. But the Iranian nuclear agreement presents an opportunity to take a first step toward creating a new security order in the Gulf, one that could improve relations between Iran and the Gulf Arab states and facilitate a lessening of the U.S. military commitment. Read more at: http://carnegieendowment.org/2015/10/14/imagining-new-security-order-in-persian-gulf/ij3p
Topic:
Security, Politics, Treaties and Agreements, and Nuclear Power
Political Geography:
United States and Persian Gulf

60. The OSCE Security Concept

Author:
Marianna M. Yamamoto
Publication Date:
08-2015
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The OSCE security concept is a theoretical and operational framework based on the idea that international and domestic security depend on principles guiding three areas: how States deal with each other and resolve problems; the protection and promotion of individual rights within States; and the processes to develop, implement, and advance agreements regarding the principles. The OSCE security concept is based on principles that OSCE States began to develop in 1975 with the Helsinki Final Act, and continued to develop over the next decades and into the 21st century. This brief identifies and articulates the OSCE security principles by analyzing a series of official documents adopted by the OSCE States from 1975 to 2001. The concept was described in greater length in the CISSM monograph, OSCE Principles in Practice, which also tested the practical application of the principles in three case studies. The monograph then extended the research on OSCE principles to express an OSCE security concept. As a concept based on principles developed by democratic States, the OSCE security concept has significant policy implications. One highlighted in this brief is that international security cannot be achieved without the protection and promotion of individual rights and freedoms.
Topic:
Security, Human Rights, and International Cooperation
Political Geography:
United States and Europe