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  • Author: Anthony H. Cordesman, Robert M. Shelala II
  • Publication Date: 06-2012
  • Content Type: Working Paper
  • Institution: Center for Strategic and International Studies
  • Abstract: The US may not face peer threats in the near to mid term, but it faces a wide variety of lesser threats that make maintaining effective military forces, foreign aid, and other national security programs a vital national security interest. The US does need to reshape its national security planning and strategy to do a far better job of allocating resources to meet these threats. It needs to abandon theoretical and conceptual exercises in strategy that do not focus on detailed force plans, manpower plans, procurement plans, and budgets; and use its resources more wisely. The US still dominates world military spending, but it must recognize that maintaining the US economy is a vital national security interest in a world where the growth and development of other nations and regions means that the relative share the US has in the global economy will decline steadily over time, even under the best circumstances. At the same time, US dependence on the security and stability of the global economy will continue to grow indefinitely in the future. Talk of any form of "independence," including freedom from energy imports, is a dangerous myth. The US cannot maintain and grow its economy without strong military forces and effective diplomatic and aid efforts. US military and national security spending already places a far lower burden on the US economy than during the peaceful periods of the Cold War, and existing spending plans will lower that burden in the future. National security spending is now averaging between 4% and 5% of the GDP -- in spite of the fact the US has been fighting two wars in Iraq and Afghanistan -- versus 6-7% during the Cold War.
  • Topic: Defense Policy, Economics, Government, Monetary Policy
  • Political Geography: Afghanistan, United States, Iraq
  • Author: Stephen Wicken
  • Publication Date: 06-2012
  • Content Type: Working Paper
  • Institution: Institute for the Study of War
  • Abstract: Opponents of Iraqi Prime Minister Nouri al-Maliki have been pushing for his removal from power for much of his second term in office. In recent months, Kurdistan Regional Government President Massoud Barzani and leaders from the Iraqiyya list have turned to an effort to withdraw confidence in Maliki as prime minister. Iraq's Shi'ite parties, though concerned about Maliki's accumulation of power, have largely abstained from the no-confidence push. Yet the anti-Maliki effort gained new life in mid-April when the powerful Shi'ite cleric Muqtada al-Sadr intensified his opposition to Maliki and voiced his intention to remove the premier. Sadr's push for a no-confidence vote is an important inflection not only in his own posture towards Maliki, but also in the ongoing political crisis in Iraq. It has prompted a backlash from Iran, which has supported Maliki by seeking to restrain Sadr and to prevent a vote of no confidence. This backgrounder explores the possible calculus and responses of Sadr, Iran, and Maliki as Iraq's governmental stalemate continues to drag on.
  • Topic: Foreign Policy, Government, Regional Cooperation, Governance, Sectarianism, Sectarian violence
  • Political Geography: Iraq, Middle East, Kurdistan
  • Author: Anthony H Cordesman
  • Publication Date: 04-2010
  • Content Type: Working Paper
  • Institution: Center for Strategic and International Studies
  • Abstract: It may well be early 2011 before we know the actual results of the Iraqi election, and not because there were problems in the way the election was held, or in the counting of votes. Prime Minister Maliki is playing power politics with a relatively honest election, not protesting one with serious abuses. Elections, however, are ultimately about two things: Who gains power and who can govern.
  • Topic: Government
  • Political Geography: Iraq, Middle East
  • Author: Anthony H. Cordesman, Elena Derby
  • Publication Date: 04-2010
  • Content Type: Working Paper
  • Institution: Center for Strategic and International Studies
  • Abstract: Although Iraq has made political progress over the past few years it still falls far short of the level of political accommodation it needs to control its ethnic and sectarian divisions, ensure adequate representation for all ethno-religious groups, and create the conditions for effective governance. Despite the success of the national elections in March 2010, when over two thirds of the population defied threats of violence to cast their ballots—with a particularly strong turnout among Sunnis and Kurds—it is still unclear whether Iraq can form a stable ―national coalition government. If Iraq is successful, it will still take years for the new elected and appointed officials to develop the capacity they need to govern effectively.
  • Topic: Government, Politics
  • Political Geography: Iraq, Middle East
  • Author: Bernard Gwertzman (interviewer)
  • Publication Date: 12-2010
  • Content Type: Working Paper
  • Institution: Council on Foreign Relations
  • Abstract: After nine months of political wrangling, Iraq's parliament confirmed Prime Minister Nouri al-Maliki's new coalition government December 21. Though the government is "a good basis for setting out," says Iraq expert Joost Hiltermann, there's much uncertainty about how cohesive it will be and whether the inclusive government formed can govern. Hiltermann says there are questions about who will head the three major security ministries, whether a new National Council for Strategic Policy--designed as a "real check" against Maliki's power--will be approved by parliament, and whether Ayad Allawi, who headed the Iraqiya bloc that won the most seats in the election, will want to head that council. The United States pushed a power-sharing agreement "that went beyond the sharing of ministerial positions," says Hiltermann, but it remains to be seen whether various factions, including the prime minister and his allies, will allow that to happen.
  • Topic: Political Violence, Democratization, Government, Politics, Governance, Sectarianism
  • Political Geography: United States, Iraq, Middle East, Arabia
  • Author: David Waldner
  • Publication Date: 05-2009
  • Content Type: Working Paper
  • Institution: United States Institute of Peace
  • Abstract: Post-conflict, post-totalitarian societies like Iraq possess many economic, political, social, and cultural characteristics that are not conducive to democratic governance. A central pillar of democracy promotion is that judicious institutional engineering—crafting new institutions and other elements outlining the democratic rules of the game—can overcome these obstacles and engender stable democracies.
  • Topic: Conflict Resolution, Civil Society, Democratization, Government, Regime Change, Fragile/Failed State
  • Political Geography: Iraq, Middle East
  • Author: Jeremiah S. Pam
  • Publication Date: 10-2008
  • Content Type: Working Paper
  • Institution: United States Institute of Peace
  • Abstract: The U.S. Treasury Department's approach to helping states build and strengthen their public institutions responsible for financial management is worth studying both because of the intrinsic importance of these institutions to an adequately functioning government and because it illustrates some key dynamics underlying state-building assistance more generally. A key premise of Treasury's approach is a primary orientation toward assisting local government institutions on mutually agreed-upon reform programs, based on a thorough understanding of the local administrative systems to be reformed. This orientation is reinforced by the fact that Treasury's contribution is typically only a small number of policy officials and embedded technical advisors, rather than large U.S.-funded programs. In the conventional case where state-building and institution-strengthening are pursued as part of a long-term development strategy, Treasury provides assistance through two activities that are organizationally and functionally distinct: advisors fielded by Treasury's Office of Technical Assistance (OTA), who are technical experts and usually based within local institutions at the request of host governments, and financial attachés, who act as financial policy officials/diplomats and are based at the U.S. embassies in a smaller group of countries. extraordinary situations where state-building follows an intervention (as in Iraq), deployed technical experts need to be partnered with a senior policy official (such as the Treasury attaché) who can create space for local institution–oriented work by shaping (and, where necessary, resisting) the many “centrifugal” external forces— from Washington, the military, and other civilian and international agencies—pulling in other directions. Improving interagency coordination mechanisms in Washington might do relatively little to enhance effectiveness by itself. Indeed, tighter Washington interagency “alignment” could end up strengthening Washington coordinating bodies at the expense of knowledgeable field officials and experts. It may be better to create the conditions for more effective interagency coordination in the field by deploying senior policy champions who both understand the importance of a local institution-oriented approach and possess sufficient delegated authority to tame the centrifugal forces necessary to make space for it. An expeditionary corps of technical experts by itself is insufficient to deal with the unconventional challenges presented by post-intervention state-building operations because the centrifugal forces present in such an environment are strong enough to undermine even the most sound assistance program absent the support of appropriately oriented policy champions.
  • Topic: Government
  • Political Geography: United States, Iraq, Washington, Middle East
  • Author: Richard E. Hartwig
  • Publication Date: 10-2007
  • Content Type: Working Paper
  • Institution: CONfines de Relaciones Internacionales y Ciencia Política
  • Abstract: After the events of 9/11/01, the United States rallied around President George W. Bush. An administration that was initially weak and semi-legiti-mate came to directly control the executive and legislative branches of government and gradually strengthen its influence over the judiciary. Bush and the Republican majority in Congress attained hegemony domestically as well as internationally. Having acquired the power to ignore the rules, they often proceeded to do so. A semi-idealistic “winning is everything” approach to foreign policy led the United States into a quagmire in Iraq. An unempirical “winning is everything” approach to domestic policy, which often distorts the rules (law, science, and standard economics) and ignores the “referees” (the GAO, the CBO, the IMF), has created potentially disastrous medium and long-term problems for the United States.
  • Topic: Government, Politics, Terrorism, War
  • Political Geography: United States, Iraq
  • Author: Rend Al-Rahim Francke
  • Publication Date: 09-2007
  • Content Type: Working Paper
  • Institution: United States Institute of Peace
  • Abstract: People who live in the red zone have mixed experiences of the security situation. Residents of some “hot” neighborhoods of Baghdad say that the presence of Americans has a deterrent effect on militias, gangs and snipers—and thus gives comfort to citizens- - whereas Iraqi forces, including the police, army units, or pesh merga sent down from Kurdistan, do little to confront trouble-makers. For example, some neighborhoods within the larger Amiriya district have benefited from U.S. intervention, while others, such as Furat and Jihad, are still in conflict because U.S. forces have not intervened and Iraqi police and army do a poor job of stopping violence and intimidation. The higher U.S. profile is also credited for a decline in the number of suicide bombings and a decrease in mass sectarian killings and kidnappings in the city. Another factor contributing to a sense of greater safety in Baghdad is the success of U.S.-Iraqi force in the area south of Baghdad (the so-called Triangle of Death), where Sunni tribes have recently cooperated with U.S. forces. Residents of some neighborhoods said that for the first time in over a year they have been able to shop in their area in relative peace and stay out after dark.
  • Topic: Conflict Resolution, Security, Foreign Policy, Government
  • Political Geography: United States, Iraq, America, Middle East, Baghdad
  • Author: Robert M. Perito
  • Publication Date: 03-2007
  • Content Type: Working Paper
  • Institution: United States Institute of Peace
  • Abstract: Provincial Reconstruction Teams (PRTs) are small civilian-military units that assist provincial and local governments in Iraq to govern effectively and deliver essential services. In January 2007 President Bush announced that the United States would double the number of PRTs as part of his plan for a “New Way Forward.” Ten new PRTs will be embedded with Brigade Combat Teams (BCTs) in Baghdad, Anbar, and Babil. The new PRTs will differ significantly from the ten original PRTs set up in Iraq in November 2005. Led by the State Department, most of the original PRTs are located on U.S. military bases and rely on the military for security and logistical support. Both types of PRTs in Iraq differ in staffing and organization from PRTs in Afghanistan. Start-up of the PRT program in Iraq has been troubled by interagency differences over funding, staffing, and administrative support and by the overriding challenge of providing security. Embedding the new PRTs with BCTs should help overcome many of these problems. Despite the problems, PRTs provide a U.S. civilian presence in areas that would not be served otherwise. Participants in PRTs believe they are having a positive effect.
  • Topic: Civil Society, Development, Government
  • Political Geography: Afghanistan, United States, Iraq, Middle East
  • Author: Phebe Marr
  • Publication Date: 01-2007
  • Content Type: Working Paper
  • Institution: United States Institute of Peace
  • Abstract: In 2006, a new group of Iraqi leaders came to power through elections. In the absence of strong bureaucratic and military institutions, the qualities and skills they bring to bear and their capacity and willingness to cooperate, especially across ethnic and sectarian lines, will determine whether Iraq collapses into chaos or moves forward toward stability. Three characteristics of these leaders are striking. First is how new and inexperienced most of them are. Rapid political mobility and change in ministers was prevalent in previous cabinets, but it has intensified in this government. This degree of change has made it difficult for leaders to acquire experience in national governance, create institutions, establish networks across ministries, and cultivate constituencies outside the central government. Second, the current leadership is still dominated by “outsiders”—exiles who have spent much of their adult life outside Iraq, or by Kurds who have lived in the north, cut off from the rest of Iraq. Most of these exiles have spent time in Middle Eastern, not Western, societies. “Insiders” who lived in Saddam's Iraq and endured its hardships are still a minority. This fault line between insiders and outsiders helps explain some of the lack of cohesion in the government. Third, and most important, many of the current leaders have spent the best part of their adult life engaged in opposition to the Saddam regime, often in underground or militant activities. Those who had any affiliation with, or simply worked under, the old regime have still found it very difficult to gain entry. The result has been a profound distrust between the new leadership and those with some association with the old regime. The continuation of the insurgency has helped this political struggle metamorphose into an ethnic and sectarian war. A fourth parameter is emerging as significant: the development of political parties and groups, often accompanied by militias. While ethnic and sectarian divisions in Iraq have grabbed most of the headlines, it is these parties and their constituencies that are shaping the political agenda and are likely to be determinative in the future. The most important of these parties now occupy seats, not only in the assembly but in the government. They include the Supreme Council for the Islamic Revolution in Iraq (SCIRI), Da'wah, and the Sadrist movement in the dominant Shi'ah United Iraqi Alliance (UIA), the Kurdistan Democratic party (KDP) and Patriotic Union of Kurdistan (PUK) in the Kurdistan Alliance, Tawafuq (Iraqi National Accord) among the Sunnis, and the weaker Iraqiyyah (Iraqi) ticket among the secularists. Each of these parties has different positions on issues and different constituencies to satisfy; in a number of cases these cross ethnic and sectarian divides. Among the most important of these common interests are (a) economic development, (b) oil legislation, (c) management of water resources and the environment, and (d) the role of religion and the state. Even more divisive issues, such as federalism and a timetable for withdrawal of multinational forces, find allies on one or another side of these issues among different ethnic and sectarian groups. This suggests that despite ethnic and sectarian strife, a new political dynamic could be built in Iraq by focusing on one problem at a time and dealing with it by encouraging party, not communal, negotiations. Although such agreements will take time, they may provide a means of gradually building much-needed trust and a network of people and institutions that can work across ethnic and sectarian boundaries. Such a process will have a far better outcome over the long term—an intact, more durable Iraqi state, than the ethnic and sectarian divisions now being pushed by events on the ground and by some outside policy analysts.
  • Topic: Conflict Prevention, Government, Politics
  • Political Geography: Iraq, Middle East, Kurdistan
  • Author: Marten Zwanenburg
  • Publication Date: 05-2007
  • Content Type: Working Paper
  • Institution: Human Rights Human Welfare (University of Denver)
  • Abstract: “Because the legal advice was we could do what we wanted to them there” (22). This is how a top-level Pentagon official, in David Rose's Guantánamo: The War on Human Rights explains why detainees held by the United States have been detained at Guantanamo Bay. It is just one illustration of the important role that lawyers have played in the “War on Terror”—a role, along with factors that have or that may have influenced it, that forms the topic of this essay.
  • Topic: Government, Human Rights, War
  • Political Geography: United States, Iraq, Middle East
  • Author: Carl Conetta
  • Publication Date: 01-2007
  • Content Type: Working Paper
  • Institution: Project on Defense Alternatives
  • Abstract: President Bush's request to increase the size of the Army and Marine Corps by 92,000 personnel follows on the heels of similar proposals by Congress members of both parties. Despite the bipartisan appeal of this idea, it is not at all clear what problem it is intended to solve or how it is supposed to solve it. Advocates may believe that America's troubles in Iraq provide reason enough to “grow” the Army and Marine Corps. But this view misconstrues both the lessons of that war and America's true security needs.
  • Topic: Defense Policy, Government, War
  • Political Geography: Iraq, America
  • Author: Stewart Patrick, Kaysie Brown
  • Publication Date: 08-2006
  • Content Type: Working Paper
  • Institution: Center for Global Development
  • Abstract: The Bush administration has increasingly acknowledged that weak and failing states represent the core of today's global development challenge. It has also recognized that such states are potential threats to international peace and security. But despite the rhetoric, it has yet to formulate a coherent strategy around fragile states or commit adequate resources towards engaging them. Excluding funding for Iraq, Afghanistan, Pakistan, and HIV/AIDS, the administration's FY07 budget request proposes to spend just $1.1 billion in direct bilateral assistance to fragile states—little more than a dollar per person per year. In this new working paper, CGD research fellow Stewart Patrick and program associate Kaysie Brown urge U.S. policymakers to consider increasing aid to fragile states and to think creatively about how and when to engage these troubled countries. The authors also call for the policy community to integrate non-aid instruments into a more coherent government strategy. To put its money where its mouth is, the U.S. should treat aid to weak and failing states as a form of venture capital, with high risk but potentially high rewards.
  • Topic: Economics, Government, Humanitarian Aid
  • Political Geography: Pakistan, Afghanistan, United States, Iraq
  • Author: Nathan Converse, Ethan Kapstein
  • Publication Date: 03-2006
  • Content Type: Working Paper
  • Institution: Center for Global Development
  • Abstract: Since the “third wave” of democratization began in 1974, nearly 100 states have adopted democratic forms of government, including, of course, most of the former Soviet bloc nations. Policy-makers in the west have expressed the hope that this democratic wave will extend even further, to the Middle East and onward to China. But the durability of this new democratic age remains an open question. By some accounts, at least half of the world's young democracies—often referred to in the academic literature as being “unconsolidated” or “fragile”—are still struggling to develop their political institutions, and several have reverted back to authoritarian rule. Among the countries in the early stages of democratic institution building are states vital to U.S. national security interests, including Afghanistan and Iraq.
  • Topic: Democratization, Development, Economics, Government
  • Political Geography: Afghanistan, China, Iraq
  • Author: Jonathan Morrow
  • Publication Date: 07-2006
  • Content Type: Working Paper
  • Institution: United States Institute of Peace
  • Abstract: The cycle of violence in Iraq is, in part, constitutional: it derives from competing visions of the Iraqi state that have not been reconciled. An amendment to Iraq's constitution to delay the creation of new federal regions, together with a package of legislation and intergovernmental agreements on oil, division of governmental power between Baghdad and the regions, and the judiciary, may be enough to slow or even arrest this decline in the security situation, and may be achievable. A “government of national unity,” though desirable, will not by itself be able to generate the necessary constitutional consensus. Iraq's new legislature, the Council of Representatives, is now considering the process of constitutional amendment described in Article 142 of the constitution. Prime Minister Nouri al-Maliki has announced the constitutional review as part of his government's platform. This amendment process, assuming it proceeds, will come in the wake of widespread opposition to the constitution from Sunni Arab Iraqis in the October 2005 referendum. It is expected that a Constitution Review Committee (CRC) will soon be appointed, in line with Article 142. To the extent that it was opposed by Sunni Arabs, the constitution lacks the essential criterion of any constitution: the consent of all major national communities. The 2005 Iraqi constitution may nonetheless, as a legal text, be a sufficient and necessary framework for the radically regionalized Iraqi polity which the constitution drafters envisaged. The constitutional challenge in Iraq is first about peacemaking, not state building. As the Iraqi parliament faces the challenge of appointing, mandating and staffing a CRC, the first, and essential, set of questions is therefore political: How can the amendment process be used as a vehicle to remedy the political failure of last year's constitution drafting process? How can consensus be built, and in particular how can Iraq's Sunni Arabs be encouraged to give their assent to the new federal Iraq? How can Iraq's Kurdish and Shia leaders be encouraged to make worthwhile constitutional concessions to Sunni Arab positions so as to elicit that consent? The second set of questions is legal: What are the minimum constitutional amendments needed, if any, to ensure that Iraq is a viable, if not a strong, state? To the extent that the Sunni Arab position has been one that purports to defend the Iraqi state, legal or technical improvements to the text that support Baghdad's ability to govern may draw support from Sunni Arabs, thereby generating clear political benefits. There are additional legal questions that, though not strictly related to the Sunni Arab problem, are pressing: in particular, What are the minimum constitutional amendments needed, if any, to ensure that the human rights of all Iraqis receive adequate protection? It is not only the Sunni Arabs who feel disenfranchised by the constitution; nationalists, some women's groups, and groups representing Iraq's minorities express similar views. It will be very difficult to pass constitutional amendments of any sort, especially those that seek to shift power from Iraq's regions to the central government. Regional interests have the upper hand, constitutionally and politically. There is no reason to expect that the constitution's Kurdish and Shia authors will see the need for constitutional amendments to the text that they themselves deliberately, if hastily, constructed. The referendum procedure for amendment is onerous, with a three-governorate veto power. High expectations of the amendment procedure will lead to disappointment and may amplify, rather than reduce, violence. For this reason, legal instruments other than constitutional amendments must be considered as ways to remedy the political and legal deficiencies of the constitution. A CRC should be established, with strong Sunni Arab membership. Given the pressing and complex nature of the necessary constitutional deal, the CRC should be mandated to make recommendations, where appropriate, not only for constitutional amendments, but also for (1) legislation, (2) intergovernmental agreements and, where appropriate (3) interparty agreements and (4) international agreements, all of which might encourage Sunni Arab political commitment to the Iraqi constitution and ensure viability for the Iraqi state. A three-part formula, concerning the creation of new regions, oil, and the delineation of powers between the central government and the regions, offers a way forward for the CRC to heal the wounds caused by the deficiencies in the 2005 drafting process. That formula would not require the Kurdistan party or the hitherto most influential Shia party, the Supreme Council for the Islamic Revolution in Iraq (SCIRI), to make major modifications to their constitutional positions.
  • Topic: International Relations, Development, Government
  • Political Geography: Iraq, Middle East, Arabia, Kurdistan
  • Author: David L. Phillips
  • Publication Date: 04-2005
  • Content Type: Working Paper
  • Institution: Council on Foreign Relations
  • Abstract: Iraq's elections on January 30, 2005, were a watershed in the country's history. Still, democracy involves much more than voting. It is about the distribution of political power through institutions and laws that guarantee accountable rule. The real fight for power will be over Iraq's permanent constitution.
  • Topic: Conflict Resolution, Development, Government
  • Political Geography: Iraq, Middle East
  • Publication Date: 09-2005
  • Content Type: Working Paper
  • Institution: International Crisis Group
  • Abstract: From Saudi Arabia's establishment in 1932, its minority Shiite population has been subject to discrimination and sectarian incitement. Beginning in the early 1990s, with then Crown Prince Abdullah's active support, the government took steps to improve inter-sectarian relations. But the measures were modest, and tensions are rising. The war in Iraq has had a notable effect, strengthening Shiite aspirations and Sunni suspicions and generally deepening confessional divisions throughout the region. King Abdullah needs to act resolutely to improve the lot of the two-million strong Shiite community and rein in domestic expressions of anti-Shiite hostility.
  • Topic: Conflict Resolution, Government, Religion
  • Political Geography: Iraq, Middle East, Saudi Arabia
  • Publication Date: 08-2005
  • Content Type: Working Paper
  • Institution: International Crisis Group
  • Abstract: The surprise election of Mahmoud Ahmadi-Nejad, who is being sworn in as president this week, has given rise to dire predictions about Iran's domestic and foreign policies and relations with the U.S. and the European Union. There are reasons for concern. Based on his rhetoric, past performance, and the company he keeps, Ahmadi-Nejad appears a throwback to the revolution's early days: more ideological, less pragmatic, and anti- American. But for the West, and the U.S. in particular, to reach and act upon hasty conclusions would be wrong. Iran is governed by complex institutions and competing power centres that inherently favour continuity over change. More importantly , none of the fundamentals has changed: the regime is not about to collapse; it holds pivotal cards on Iraq and nuclear proliferation; and any chance of modifying its behaviour will come, if at all, through serious, coordinated EU and U.S. efforts to engage it.
  • Topic: International Relations, Government, Human Welfare
  • Political Geography: United States, Iraq, Iran, Middle East
  • Publication Date: 06-2005
  • Content Type: Working Paper
  • Institution: International Crisis Group
  • Abstract: The next stage in Iraq's political transition, the drafting and adoption of a permanent constitution, will be critical to the country's long-term stability. Iraqis face a dilemma: rush the constitutional process and meet the current deadline of 15 August 2005 to prevent the insurgents from scoring further political points, or encourage a process that is inclusive, transparent and participatory in an effort to increase popular buy-in of the final product. While there are downsides to delay, they are far outweighed by the dangers of a hurried job that could lead to either popular rejection of or popular resignation to a text toward which they feel little sense of ownership or pride.
  • Topic: International Relations, Development, Government
  • Political Geography: Iraq, Middle East