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21. Special Report No. 216: The Treasury Approach to State-Building and Institution-Strengthening Assistance: Experience in Iraq and Broader Implications

Author:
Jeremiah S. Pam
Publication Date:
10-2008
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
The U.S. Treasury Department's approach to helping states build and strengthen their public institutions responsible for financial management is worth studying both because of the intrinsic importance of these institutions to an adequately functioning government and because it illustrates some key dynamics underlying state-building assistance more generally. A key premise of Treasury's approach is a primary orientation toward assisting local government institutions on mutually agreed-upon reform programs, based on a thorough understanding of the local administrative systems to be reformed. This orientation is reinforced by the fact that Treasury's contribution is typically only a small number of policy officials and embedded technical advisors, rather than large U.S.-funded programs. In the conventional case where state-building and institution-strengthening are pursued as part of a long-term development strategy, Treasury provides assistance through two activities that are organizationally and functionally distinct: advisors fielded by Treasury's Office of Technical Assistance (OTA), who are technical experts and usually based within local institutions at the request of host governments, and financial attachés, who act as financial policy officials/diplomats and are based at the U.S. embassies in a smaller group of countries. extraordinary situations where state-building follows an intervention (as in Iraq), deployed technical experts need to be partnered with a senior policy official (such as the Treasury attaché) who can create space for local institution–oriented work by shaping (and, where necessary, resisting) the many “centrifugal” external forces— from Washington, the military, and other civilian and international agencies—pulling in other directions. Improving interagency coordination mechanisms in Washington might do relatively little to enhance effectiveness by itself. Indeed, tighter Washington interagency “alignment” could end up strengthening Washington coordinating bodies at the expense of knowledgeable field officials and experts. It may be better to create the conditions for more effective interagency coordination in the field by deploying senior policy champions who both understand the importance of a local institution-oriented approach and possess sufficient delegated authority to tame the centrifugal forces necessary to make space for it. An expeditionary corps of technical experts by itself is insufficient to deal with the unconventional challenges presented by post-intervention state-building operations because the centrifugal forces present in such an environment are strong enough to undermine even the most sound assistance program absent the support of appropriately oriented policy champions.
Topic:
Government
Political Geography:
United States, Iraq, Washington, and Middle East

22. Negotiating with the Islamic Republic of Iran: Raising the Chances for Successs—Fifteen Points to Remember

Author:
John W. Limbert
Publication Date:
01-2008
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
Both Iranian and American sides come to the negotiating table burdened with years of accumulated grievances and suspicions. Their recent history has led both sides to assume the worst about the other and to see it as infinitely devious, hostile, and duplicitous. Yet, while talking to Iran may sometimes be difficult and unpleasant, it is also worth doing and may help both sides to find common interests lurking behind walls of hostility and distrust. To enhance the prospects of a fruitful encounter, American officials should pay attention to a variety of traits that their Iranian counterparts are likely to demonstrate. Although some of these characteristics might make productive negotiation difficult, American negotiators should remain patient and focused on the issues under discussion. Iranian negotiators may base their arguments on an abstract ideal of “justice” instead of defined legal obligations. This distrust of legalistic argument springs from the belief held by many Iranians that the great powers have long manipulated international law and the international system to take advantage of weaker countries. The American negotiator should, therefore, look for unambiguous, mutually agreeable criteria that both define ideals of justice and avoid legal jargon. The combination of Iran's great imperial past and its weakness in the last three hundred years has created a gap between rhetoric and reality. Yet, while history certainly matters to Iranians, they will on occasion bury the past to reach an agreement, especially if that agreement serves a larger interest. There are parallel governing structures within the Islamic Republic, making it difficult but also important for American negotiators to be sure they are talking to the right people. The factionalization of the Iranian political system can make Iranian negotiators reluctant to reach an agreement lest they become vulnerable to charges of “selling out” to foreigners. Grand gestures may overshadow the substance of issues under negotiation, and American negotiators need to be able to distinguish substance from political theater. Iranians feel that they have often been treated as fools in political contacts, and they will be very sensitive to American attitudes. If they sense that the American side considers them irrational and unreasonable, they are likely to react in exactly that way. American negotiators should thus treat their Iranian counterparts with professional respect and not lecture them on what is in Iran's national interest. The Islamic Republic believes itself surrounded by hostile American, Arab, Turkish, and Sunni forces, all determined to bring about its downfall. Conspiracy theories are very popular, and events such as the 1979 Islamic Revolution and the Iran-Iraq War are often considered the outcome of great power plots. If an American negotiator senses that that the Iranians are overplaying a hand and pushing a momentary advantage beyond its value, the best response is to ask, “On what basis are you asking for that?” and to insist that the Iranian side come up with some understandable basis for its position. Mediation or arbitration by an impartial body can sometimes help to counter what appear to be unreasonable demands. What works in any negotiation—preparation, knowing each side's best alternative to a negotiated agreement (BATNA), building relationships, and understanding underlying interests—will work in negotiations with Iranians. What can undermine any negotiation—such as ill-advised public statements—can also compromise negotiations with Iranians.
Topic:
Diplomacy
Political Geography:
United States, America, Iran, and Middle East

23. Higher Education and the Future of Iraq

Author:
Imad K. Harb
Publication Date:
01-2008
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
Iraq's higher education sector has the potential to play an important role in overcoming the country's widening sectarian divides and fostering long-term peace and stability. As a leading actor within Iraq's civil society, it could offer an institutional venue for resolving the country's political, social, and economic problems while promoting respect for human rights and democratic principles both on campus and in the wider society. Iraq's universities flourished in the 1960s and 1970s. However, after the rise of Saddam Hussein to power in 1979, they gradually lost their intellectual dynamism and became increasingly politicized in the service of the regime. UN sanctions imposed after Iraq's invasion of Kuwait in 1990 helped to isolate and impoverish the higher education sector. Universities, many of which were already in poor physical shape, were looted in the chaos that accompanied the invasion of 2003. Hundreds of millions of dollars are needed to rehabilitate campuses, but the budget for higher education is meager and most is earmarked for wages and salaries. Universities have also been hit hard by the violence that has followed the invasion. Hundreds of university professors and administrators have been killed and thousands have fled abroad. Meanwhile, sectarianism has begun to cast a dark shadow over student life. Campuses are highly politicized with student organizations vying, sometimes violently, for influence. There also has been an increase in religiosity and in efforts, especially in the south, to enforce veiling of women and separation of the sexes. The dismal situation is made worse by the fact that curriculum materials in all fields are in short supply, textbooks are outdated, administrative authority is overcentralized, new students are poorly prepared, and the teaching staff is inadequately trained. The international community has made a variety of efforts to support the rejuvenation of Iraq's universities by donating funds, providing expertise, and launching cooperative initiatives. International assistance has been helpful, but if the higher education sector is to reclaim its earlier dynamism and play a leading role in national reconstruction, it needs a comprehensive program of reform. Any package of reforms must emphasize the need to update and expand the curriculum. Universities should embrace new disciplines that will instruct students in conflict resolution, reconciliation, intercommunal tolerance, institution building, civil society development, women's studies, democracy, and human rights. Another pressing requirement is to give academics and students access to foreign scholars and publications through a series of international seminars and workshops and via a large-scale program of translating foreign-language books and journals into Arabic. Efforts must also be made to train faculty in new technologies and subjects and to increase the number of faculty who hold doctoral degrees. Foreign donors and governments should also offer scholarships abroad to Iraqi students and professors to help alleviate the burden of training a new class of university personnel. Like other public-sector institutions, higher education institutions are overcentralized and need more freedom to determine their own policies, procedures, and curricula. Iraqis cannot accomplish these reforms by themselves. They need the sustained support of foreign governments, international bodies, and non-governmental organizations if they are to demonstrate how universities in a divided society can play a leading role in promoting civic peace.
Topic:
Democratization, Education, and International Cooperation
Political Geography:
Iraq and Middle East

24. Special Report No. 206: Mullahs, Money, and Militias: How Iran Exerts Its Influence in the Middle East

Author:
Barbara Slavin
Publication Date:
06-2008
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
Iran has been a significant player in the Middle East, influencing and being influenced by its neighbors since long before the advent of the petrodollar or the Islamic revolution of 1979. But in the past five years, Iran's regional power has expanded considerably. Benefit - ing from Bush administration policies—especially the toppling of Saddam Hussein—as well as record oil prices, Iran has deepened its relationships with militant factions in Iraq, Lebanon, and Palestine and accelerated a nuclear program that could give it the ability to make atomic weapons within the next few years. President Bush, Secretary of Defense Robert Gates, and other administration officials have repeatedly labeled Iran a major, if not the major, threat to U.S. interests and U.S. allies in the Middle East. Yet Iran's reach remains constrained by an open-ended U.S. military presence in the region, domestic weakness, and historic divisions between Arabs and Persians, Sunnis and Shiites, and among Shiites. Though happy to take advantage of power vacuums, Iran neither wants nor is able to recreate the Persian Empire, nor is it about to become a second Soviet Union. As Mohammad Atrianfar, a veteran publisher of Iranian reformist newspapers, said in a March interview in Tehran, “We are not going to stretch our legs beyond the capacity of our carpets.”
Topic:
Foreign Policy
Political Geography:
United States, Iran, and Middle East

25. Special Report No. 207: Integrated Security Assistance: The 1207 Program

Author:
Robert M. Perito
Publication Date:
06-2008
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
Section 1207 of the National Defense Authorization Act (NDAA) of FY 2006 and FY 2007 authorized the Defense Department (DOD) to provide up to $200 million over two years in funds, services, and defense articles to the State Department (DOS) for security, reconstruction, and stabilization. The DOD transferred over $99 million in Section 1207 assistance to the DOS to fund projects in Haiti ($20m), Somalia ($25m), Nepal ($10m), Colombia ($4m), trans- Sahara Africa ($15m), Yemen ($8.8m), and Southeast Asia ($16.9m). Congress's intent in authorizing this program was to jump start the new State Department Office of the Coordinator for Reconstruction and Stabilization. It was also to promote a “whole of government” approach to security-assistance programs. After two years' experience, publication of principles and guidelines for 1207 project applications should solve problems resulting from a lack of awareness of the program and confusion over leadership and application procedures. Adding USAID to the decision-making Technical Advisory Committee should remove the largest source of interagency tension that has troubled the program. Greater clarity is needed concerning the relative weight of the program's priorities, which include security, counterterrorism, stabilization, and reconstruction and avoiding the need to deploy U.S. military forces. There is a need for the DOD and DOS to provide additional resources to embassies that are expected to complete a relatively complicated application form. There is also a need for the DOD to streamline the provision of funds so the money arrives in real time before circumstances change and projects cannot be implemented. Ultimately, the DOS and DOD need to honor the intent of Congress and request that Congress appropriate funds directly to the DOS for these projects.
Topic:
Foreign Policy and Defense Policy
Political Geography:
Africa, United States, Middle East, and Central America

26. Seven Months Into the Surge: What Does it Mean For Iraqis?

Author:
Rend Al-Rahim Francke
Publication Date:
09-2007
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
People who live in the red zone have mixed experiences of the security situation. Residents of some “hot” neighborhoods of Baghdad say that the presence of Americans has a deterrent effect on militias, gangs and snipers—and thus gives comfort to citizens- - whereas Iraqi forces, including the police, army units, or pesh merga sent down from Kurdistan, do little to confront trouble-makers. For example, some neighborhoods within the larger Amiriya district have benefited from U.S. intervention, while others, such as Furat and Jihad, are still in conflict because U.S. forces have not intervened and Iraqi police and army do a poor job of stopping violence and intimidation. The higher U.S. profile is also credited for a decline in the number of suicide bombings and a decrease in mass sectarian killings and kidnappings in the city. Another factor contributing to a sense of greater safety in Baghdad is the success of U.S.-Iraqi force in the area south of Baghdad (the so-called Triangle of Death), where Sunni tribes have recently cooperated with U.S. forces. Residents of some neighborhoods said that for the first time in over a year they have been able to shop in their area in relative peace and stay out after dark.
Topic:
Conflict Resolution, Security, Foreign Policy, and Government
Political Geography:
United States, Iraq, America, Middle East, and Baghdad

27. Engaging Islamists and Promoting Democracy: A Preliminary Assessment

Author:
Mona Yacoubian
Publication Date:
09-2007
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
Parliamentary elections across the Middle East have led to a wave of Islamist victories. Islamist parties typically boast leaders who are young and dynamic, with strong ties to the community; their party organizations brim with energy and ideas, attracting those who seek change. The U.S. government has quietly engaged moderate Islamist parties for several years. U.S. engagement has been most successful where democratic reform is already underway and where the government is genuinely committed to political opening. Other factors include the Islamist parties' political sophistication, popular credibility, and openness to working with U.S. organizations. A successful Islamist engagement strategy both empowers individuals and strengthens institutions to yield greater transparency, more accountability, and shifts toward greater moderation. Of the three cases addressed in this paper—Morocco, Jordan, and Yemen—Morocco appears to hold the greatest promise for U.S. engagement with moderate Islamists. Meanwhile, Jordan and Yemen offer important though limited instances of success. U.S. foreign policy in the Middle East affects the ability of U.S. organizations to promote democracy there. At times, Islamist parties have cut off contact with U.S. democracy promoters to protest specific aspects of U.S. foreign policy, such as the war in Iraq. Ultimately, U.S. engagement of moderate Islamists must be understood within the broader political context of the ideological battle in the Muslim world over the place of Islam in public life. Moderate Islamist parties that reject violence and practice democratic ideals are an important counterweight to Islamist extremism, and their work should be encouraged.
Topic:
Democratization, Islam, and War
Political Geography:
United States, Iraq, Middle East, Yemen, Jordan, and Morocco

28. Iraq and the Gulf States: The Balance of Fear

Author:
Jon B. Alterman
Publication Date:
08-2007
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
Iraq's Persian Gulf neighbors supported the U.S. invasion of Iraq in order to preserve the status quo—a weak and self-absorbed Iraq—rather than to impose a new one. However, the overthrow of Saddam Hussein and its aftermath have not brought stability to the Gulf States as much as they have shifted the most serious challenges from external threats (of a hostile Baghdad) to internal threats (the threat of conflict spillover from Iraq). Kuwait fears the growth of Iranian influence in Iraq and the possibility that Iraqi Shia unrest will spill across its own borders. Although many Kuwaitis question the wisdom and capacity of the United States in managing Iraq's internal problems, Kuwait has provided significant support to U.S. military action in Iraq and the country's reconstruction efforts. Qatar has supported U.S. military actions in Iraq by hosting the U.S. Central Command but still maintains the perception of nonalignment. For example, Doha hosts prominent former Iraqi Baathists, not to mention Saddam's own family members. The interest of the United Arab Emirates (UAE) in Iraq is secondary to its concern over Iran, with which it has a long-standing dispute over ownership of three islands in the Gulf. The unresolved dispute with Tehran over the islands heightens the UAE's concerns about the rising Iranian influence in Iraq. To bolster its relationship with the United States, the UAE offered training to hundreds of Iraqi troops and police recruits in 2004–2005, hosted the first Preparatory Group Meeting for the International Compact with Iraq in September 2006, and funded reconstruction efforts in Iraq through the United Nations and the World Bank. On post-Saddam regional security issues, member states of the Gulf Cooperation Council (GCC) seem to be more “market takers” than “market makers,” showing little inclination to shape the nature of a larger and potentially more powerful neighbor. Instead, they are focused on immediate choices for calibrating a proper relationship with Washington in a way that accommodates many other important relationships.
Topic:
Conflict Resolution and War
Political Geography:
United States, Iraq, Iran, Middle East, Kuwait, Tehran, Baghdad, Qatar, United Arab Emirates, and Persia

29. Ayatollah Sistani and the Democratization of Post-Ba'athist Iraq

Author:
Babak Rahimi
Publication Date:
06-2007
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
Since spring 2003, Sistani has become the preeminent and best financed of the grand ayatollahs remaining in the city of Najaf—and by extension, in Iraq. He remains one of the most powerful figures in Iraq and he brings the Shi'is closer together across the greater Middle East. Since 1997, the Internet has increased the size and the prestige of Sistani's social organization to an astonishing degree on a global basis. Like his father, Sistani is an adherent of a democratic Shi'i tradition that dates back to the Persian Constitutional Revolution of 1906 to 1911 and continued with the Khatami reformist movement (1997–2005). As the general representative of the Hidden Imam, quietist Sistani can remain totally aloof from all political matters, while at times of perceived moral decadence, political corruption, great injustice, or foreign occupation, he can become more active in political affairs by engaging in activities such as consultation, guidance, and even the promotion of sacred norms in public life. Sistani's religious network is increasingly becoming an important source of local governance in southern Iraq, where many Iraqis are hired and at times agree to conduct duties that are usually carried out by the state. Sistani's insistence on recognizing Islam as a fundamental component of the Iraqi constitution is not intended to make Iraq an Islamist state based on juridical sharia strictures, but rather to limit the total secularization of the constitution, which would deprive a Muslim country of an “authentic” national identity based on its Islamic heritage. Sistani could contribute to reducing sectarian tensions by working with other Sunni and Shi'i religious leaders (including tribal leaders) to organize a National Reconciliation Initiative in order to display a united, powerful Sunni-Shi'i front with an emphasis on common Islamic ideals; to express condemnation of anti-Shi'i Wahabi extremism and anti-Sunni Shi'i radicalism; and to form communal solidarity through the ceremonial process of intersectarian group gatherings. Sistani remains a key religious figure who has influence as a peacemaker and mediator among various Shi'i factions and ethnic groups in Basra and Kirkuk that are competing for economic and territorial dominance in the northern and southern regions of the country. As long as the state army is unable to independently fight off the Sunni insurgency and Shi'i militias, it is highly unlikely that Sistani will call for a U.S. withdrawal from Iraq. Sistani is mainly concerned with maintaining stability in the region while rejecting any form of U.S. military adventurism that could seriously endanger the integrity and autonomy of Muslim countries in the greater Middle East. Although Sistani is still a powerful figure within Iraq, his influence has diminished since the bombing of the Shi'i shrine in Samarra in February 2006 and the ensuing increase in Sunni–Shi'i violence. Washington should recognize that until the sectarian warfare subsides, there is no effective way for Sistani to become involved in the Iraqi political process. However, Washington should engage Sistani now, because of the positive role he would have in the democratization of Iraq if the sectarian tensions subside.
Topic:
Conflict Resolution, Democratization, and Islam
Political Geography:
United States, Iraq, Middle East, Kirkuk, and Basra

30. Political Progress in Iraq During the Surge

Author:
Timothy Carney
Publication Date:
12-2007
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
The military surge that was launched in February 2007 has improved the security situation in Baghdad and adjacent regions. It has curbed sectarian violence in the capital and reduced the freedom of action and the support base of insurgents and terrorists in the central governorates. The rationale for the surge was to provide an opportunity for political agreements to be negotiated among Iraqis, but political progress has been stalled and has not matched the security improvements. A political settlement is essential for sustaining the security gains and for longer- term stability. Despite the declaration of a national reconciliation plan by Iraqi Prime Minister Nouri Al-Maliki in June 2006, by the fall of 2007 only limited progress had been made toward reconciling the differences between the political groups and forging a national agenda. The dominance of sectarian political groups has fueled polarization, and the inability of the government and Parliament to adopt crucial legislation is a measure of continuing distrust between the groups. Serious political dialogue between the sect- based parties has proved difficult and the results are limited. At the same time intra-sectarian rivalries are increasing, particularly in the southern governorates, where the Sadris and the Islamic Supreme Council in Iraq vie for political and economic control of the region. Iraqi institutions have lost ground in the past year. Iraqi ministers from Sunni, Shia, and secular groups have withdrawn from the cabinet, adversely affecting the performance of the government. The sectarian blocs that entered Parliament in December 2005 have lost their cohesiveness. The Shia United Iraqi Alliance has unraveled, and the Sunni Tawafuq coalition is strained. The emergence of tribal forces in Anbar governorate presents opportunities and challenges to the Sunnis and the Shia alike. As the sectarian blocs weaken and the Anbar tribes seek a political role, new alliances are beginning to emerge, and some may succeed in crossing sectarian and regional divides. The debate in Washington has been restricted to the level and duration of U.S. troop presence in Iraq. In the coming months, the debate should turn to means of supporting the political process and strengthening governance in Iraq as a path to stability. Bottom-up approaches to reconciliation and accommodation do not obviate the need for a broader political settlement. The United States should support a sustained international mediation effort led by the UN Security Council resulting in an Iraqi compact endorsed by Iraq's neighbors and the international comm unity. Iraqi efforts to develop cross-sectarian political alliances and national platforms need to be encouraged. The incorporation of the Anbar tribes into national politics is important to sustaining security gains. A competent national government in Baghdad is essential to the long-term stability of Iraq. A weak government will be unable to ensure the internal and external security of the country or manage revenues. More effort and resources are needed to strengthen the competence and effectiveness of the Iraqi government.
Topic:
Conflict Resolution, Democratization, and Ethnic Conflict
Political Geography:
United States, Iraq, and Middle East

31. Provincial Reconstruction Teams in Iraq

Author:
Robert M. Perito
Publication Date:
03-2007
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
Provincial Reconstruction Teams (PRTs) are small civilian-military units that assist provincial and local governments in Iraq to govern effectively and deliver essential services. In January 2007 President Bush announced that the United States would double the number of PRTs as part of his plan for a “New Way Forward.” Ten new PRTs will be embedded with Brigade Combat Teams (BCTs) in Baghdad, Anbar, and Babil. The new PRTs will differ significantly from the ten original PRTs set up in Iraq in November 2005. Led by the State Department, most of the original PRTs are located on U.S. military bases and rely on the military for security and logistical support. Both types of PRTs in Iraq differ in staffing and organization from PRTs in Afghanistan. Start-up of the PRT program in Iraq has been troubled by interagency differences over funding, staffing, and administrative support and by the overriding challenge of providing security. Embedding the new PRTs with BCTs should help overcome many of these problems. Despite the problems, PRTs provide a U.S. civilian presence in areas that would not be served otherwise. Participants in PRTs believe they are having a positive effect.
Topic:
Civil Society, Development, and Government
Political Geography:
Afghanistan, United States, Iraq, and Middle East

32. From Rejection to Acceptance: Israeli National Security Thinking and Palestinian Statehood

Author:
Shlomo Brom
Publication Date:
02-2007
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
Despite the current stalemate between Israel and the Palestinians, the issue of Palestinian statehood is sure to reemerge. Israeli national security thinking on Palestinian statehood and the two-state solution has undergone a revolutionary change in the past two decades from total rejection to broad acceptance. After the 1967 war, Israeli thinking was characterized by the denial of the existence of a Palestinian national identity, and the perception that a Palestinian state would pose an existential threat to Israel. The first intifada, which broke out at the end of 1987, convinced the Israeli security community that the denial of Palestinian national identity was pointless and that only a political solution could resolve the Israeli-Palestinian conflict. Although security measures alone may have contained the conflict, they simultaneously perpetuated it. At the same time, Israel's regional threat perceptions began to change as the conventional balance of power tilted in Israel's favor, and the likelihood of large-scale ground war was gradually replaced by the threats of weapons of mass destruction and ballistic missiles on one hand, and terrorism and guerrilla warfare on the other. These new perceptions led Israel's political leadership to initiate the Oslo process, which enjoyed wide support among the security community. This process led to mutual recognition between the state of Israel and the Palestinian people, and implicitly to Israel's recognition of the Palestinian right to statehood. The collapse of the Oslo process in 2000 and the outbreak of the second intifada had a conflicting impact on Israeli national security thinking. On one hand it had a moderating effect on Israeli thinking about the terms of the resolution of the conflict and led to broad acceptance of Palestinian statehood, while on the other it deepened Israel's mistrust of the Palestinians and shook its belief in the feasibility of negotiating a permanent status agreement with the Palestinians. The most salient facet of present Israeli national security thinking is the growing importance of demography over geography because current population trends threaten Israel's Jewish and democratic character. As the acquisition of territory has become less important, national security is being defined in broader terms to include threats to the character of the state. The wide acceptance of Palestinian statehood has not precluded an intense debate on the nature of this state and its relationship with Israel. Those who assume that it will be a dysfunctional state hostile to Israel favor unilateral separation, while those who believe in the feasibility of a Palestinian state living in peace with Israel continue to argue for a negotiated settlement.
Topic:
International Relations and Peace Studies
Political Geography:
Middle East, Israel, Palestine, and Oslo

33. Iraq's New Political Map

Author:
Phebe Marr
Publication Date:
01-2007
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
In 2006, a new group of Iraqi leaders came to power through elections. In the absence of strong bureaucratic and military institutions, the qualities and skills they bring to bear and their capacity and willingness to cooperate, especially across ethnic and sectarian lines, will determine whether Iraq collapses into chaos or moves forward toward stability. Three characteristics of these leaders are striking. First is how new and inexperienced most of them are. Rapid political mobility and change in ministers was prevalent in previous cabinets, but it has intensified in this government. This degree of change has made it difficult for leaders to acquire experience in national governance, create institutions, establish networks across ministries, and cultivate constituencies outside the central government. Second, the current leadership is still dominated by “outsiders”—exiles who have spent much of their adult life outside Iraq, or by Kurds who have lived in the north, cut off from the rest of Iraq. Most of these exiles have spent time in Middle Eastern, not Western, societies. “Insiders” who lived in Saddam's Iraq and endured its hardships are still a minority. This fault line between insiders and outsiders helps explain some of the lack of cohesion in the government. Third, and most important, many of the current leaders have spent the best part of their adult life engaged in opposition to the Saddam regime, often in underground or militant activities. Those who had any affiliation with, or simply worked under, the old regime have still found it very difficult to gain entry. The result has been a profound distrust between the new leadership and those with some association with the old regime. The continuation of the insurgency has helped this political struggle metamorphose into an ethnic and sectarian war. A fourth parameter is emerging as significant: the development of political parties and groups, often accompanied by militias. While ethnic and sectarian divisions in Iraq have grabbed most of the headlines, it is these parties and their constituencies that are shaping the political agenda and are likely to be determinative in the future. The most important of these parties now occupy seats, not only in the assembly but in the government. They include the Supreme Council for the Islamic Revolution in Iraq (SCIRI), Da'wah, and the Sadrist movement in the dominant Shi'ah United Iraqi Alliance (UIA), the Kurdistan Democratic party (KDP) and Patriotic Union of Kurdistan (PUK) in the Kurdistan Alliance, Tawafuq (Iraqi National Accord) among the Sunnis, and the weaker Iraqiyyah (Iraqi) ticket among the secularists. Each of these parties has different positions on issues and different constituencies to satisfy; in a number of cases these cross ethnic and sectarian divides. Among the most important of these common interests are (a) economic development, (b) oil legislation, (c) management of water resources and the environment, and (d) the role of religion and the state. Even more divisive issues, such as federalism and a timetable for withdrawal of multinational forces, find allies on one or another side of these issues among different ethnic and sectarian groups. This suggests that despite ethnic and sectarian strife, a new political dynamic could be built in Iraq by focusing on one problem at a time and dealing with it by encouraging party, not communal, negotiations. Although such agreements will take time, they may provide a means of gradually building much-needed trust and a network of people and institutions that can work across ethnic and sectarian boundaries. Such a process will have a far better outcome over the long term—an intact, more durable Iraqi state, than the ethnic and sectarian divisions now being pushed by events on the ground and by some outside policy analysts.
Topic:
Conflict Prevention, Government, and Politics
Political Geography:
Iraq, Middle East, and Kurdistan

34. Chaplains as Liaisons with Religious Leaders: Lessons from Iraq and Afghanistan

Author:
George Adams
Publication Date:
03-2006
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
In Iraq and Afghanistan, as well as in countless other hotspots around the world, religion has been a major factor in matters of war and peace. Since religion often plays a significant role in conflicts, it also needs to be one of the factors addressed in mediating conflicts. Yet, because the United States separates religion from political matters to a greater degree than many other areas of the world, Americans frequently have difficulty understanding the crucial role religion can play in conflict transformation.
Topic:
Peace Studies and Religion
Political Geography:
Afghanistan, United States, Iraq, Middle East, and Asia

35. Jordan and Iraq: Between Cooperation and Crisis

Author:
Scott Lasensky
Publication Date:
12-2006
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
Jordan wants a strong, stable, moderate, and unified Iraq. Having wrestled with the dilemmas of an assertive Iraq for many years, Jordan—like Iraq's other neighbors— now faces a myriad of challenges presented by a weak Iraq. The kingdom, for years a linchpin in the U.S. strategy to promote peace and stability in the region, is now less secure in the wake of the U.S.-led occupation of Iraq. Jordanian leaders worry that Iraq is becoming a haven for terrorist groups, a fear dramatically heightened by the November 2005 suicide bombings in Amman. Jordan also has an interest in the development of an Iraq that does not inspire radical Islamist politics in Jordan. Moreover, the kingdom is anxious about growing Iranian involvement in Iraqi politics, and—more broadly—increasing Iranian and Shiite influence in the region. Despite periodic crises of confidence and lingering Iraqi resentment over Jordan's close ties with Saddam Hussein, the two countries have managed to forge deep ties; in fact, Jordan has taken the lead among Arab states. In the face of repeated attacks and threats, Jordan has maintained a strong diplomatic presence in Baghdad. The kingdom has also played a positive, if modest, role in stabilization and reconstruction efforts. The economic impact of the Iraq crisis in Jordan has been mixed. Jordan has benefited greatly from serving as a “gateway” to Iraq for governments, aid workers, con - tractors, and businesspeople; its real estate and banking sectors are booming, and it stands to reap more benefits from increased trade and transport should the situation in Iraq improve. However, with the fall of Saddam Hussein, Jordan lost the sizable oil subsidies and customary shipments it received from Iraq. One of Jordan's principal economic interests in the new Iraq is securing future energy assistance. Unlike many of Iraq's other neighbors, Jordan can claim only modest influence over developments in Iraq. The kingdom does have notable intelligence capabilities vis-à- vis Iraq, and it reportedly helped the United States track down and kill Al-Qaeda in Iraq leader Abu Musab al-Zarqawi. Although some Jordanians highlight cross-border tribal and family connections with Iraqi Sunni Arabs, they pale in comparison to those of Iran, Turkey, and Syria. Jordan's most significant means of influence is its hosting of a large and ever-changing Iraqi expatriate community, composed mostly, but not solely, of Sunni Arabs. Jordan's relationship with the United States remains strong. Viewing Jordan as a reliable and friendly government is nothing new in Washington, but what is new is the determination of King Abdullah to make a strategic relationship with the United States a centerpiece of Jordan's foreign policy. Although the kingdom's behind-the- scenes support for the U.S.-led invasion and occupation of Iraq widened the credibility gap with the public, King Abdullah is willing to pay the cost for his close alliance with the United States in order to pursue what he sees as Jordan's larger interests. For Jordan, “the Palestinian Question” looms larger than Iraq. Given their support for U.S. policy in Iraq and their contributions to the global campaign against terrorism, along with the country's central role in Arab-Israeli peacemaking, Jordan's leaders have been disappointed with what they see as U.S. inaction on the Middle East peace process. Moreover, given the turmoil in both Iraq and the Palestinian territories, Jordan must contend with the twin prospects of “state” failure to its east and west.
Topic:
International Cooperation and Peace Studies
Political Geography:
United States, Iraq, Iran, Washington, Turkey, Middle East, Palestine, Arabia, Syria, and Jordan

36. Scenarios for the Insurgency in Iraq

Author:
Alan Schwartz
Publication Date:
10-2006
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
Three workshops explored hundreds of forces and factors relevant to insurgency outcomes and focused on key drivers to develop five alternative scenarios. These scenarios reflected the participants' perception that positive outcomes would be hard to achieve, and negative outcomes could be foreseen much more easily. The workshops' principal finding is that U.S. goals for Iraq and the region should be reexamined and scaled back. The administration's expressed goal of “an Iraq that is peaceful, united, stable, democratic, and secure, where Iraqis have the institutions and resources they need to govern themselves justly and provide security for their country” is possible only in the very long term. Avoidance of disaster and maintenance of some modicum of political stability in Iraq are more realistic goals—but even these will be hard to achieve without new strategies and actions. The scenarios include recommended adjustments to U.S. goals and strategies to achieve reduced expectations. Unfortunately, the United States is now in a position to influence but not to control outcomes; it will have to engage and enlist the cooperation of Iraq's neighbors to attain success. This report broadly outlines the strategies that appear best suited to the current situation and the unfolding futures the participants envisioned.
Topic:
Conflict Resolution, Development, and Peace Studies
Political Geography:
United States, Iraq, and Middle East

37. The Role of Women in Stabilization and Reconstruction

Author:
Camille Pampell Conaway
Publication Date:
08-2006
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
It is widely recognized that women and young people are primary victims of conflict. During war, women are displaced, subjected to sexual violence and HIV/AIDS by fighting forces, and assume the caretaking role for children and the elderly. They are vulnerable to exploitation, abuse, sexual slavery, disease, and forced recruitment into armed groups. Yet as the survivors of violent conflict, women also bear the burden of reconstruction. They return to destroyed communities and begin the process of rebuilding infrastructure; restoring and developing traditions, laws, and customs; and repairing relationships. Despite rapid progress within the U.S. government to recognize the importance of women's inclusion in stabilization and reconstruction operations, no overarching strategy, mandate, or program exists to ensure implementation. Initiatives, funding, and projects remain ad hoc; research and best practices have not been consolidated; and much depends upon the individual knowledge, commitment, and insight of relevant staff at headquarters and in the field. The challenge of the Working Group on the Role of Women in Stabilization and Reconstruction Operations and the purpose of this report is to present a comprehensive list of recommendations to the U.S. government, as well as highlight several critical action areas with the potential to significantly impact the protection and participation of women in postwar situations. An ongoing, at-the-ready capability must be institutionalized within the U.S. government to enhance and protect the role of women in stabilization and reconstruction operations. The steps taken prior to an intervention will make all the difference in the success of the mission. The U.S. government should undertake the following necessary actions to make this capability an integral part of the policy process.
Topic:
Development and Gender Issues
Political Geography:
Middle East

38. Managing Natural Resource Wealth

Author:
Jill Shankleman
Publication Date:
08-2006
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
This report analyzes the particular challenges of stabilization and reconstruction missions in countries rich in hydrocarbons and minerals and provides lessons learned from the recent experience of such countries as Iraq, Sudan, Angola, Liberia, and Afghanistan. It offers recommendations for the U.S. government and others involved in natural resource–rich countries emerging from conflict and also to the extractive industry companies and banking sectors––that play a critical role in these states. War-torn countries rich in hydrocarbons and minerals face particular problems in the stabilization and reconstruction of their states despite the apparent promise that natural resource wealth holds. Unless deliberate efforts are made to avoid the “resource curses”—corruption, economic instability, conflict over the distribution of resource wealth and control of resource–rich areas—these curses will undermine peace building. Elite groups who receive royalties and taxes paid by extractive industry companies have shown themselves consistently resistant to democratization. Control over natural resources is fundamental to sovereignty. Ultimately, it is the governments and people of resource–rich countries who must put in place the systems that enable resource wealth to support stability and development However, through early and consistent action, the international community can play an important role in helping resource–rich states emerging from conflict manage the wealth that accrues from these resources, and can make proper wealth management a condition for donor assistance. It is essential that international missions and indigenous transitional governments immediately secure effective control of natural resource wealth (physical and monetary) and establish the laws, institutions, and capacity to manage that wealth transparently, accountably, and in ways that support reconstruction. Achieving these goals requires prior planning by relevant U.S. agencies, a willingness to confront vested interests, a consistent approach from the international community and donors, the involvement of civil society, and the deployment of human resources, such as forensic accountants able to “follow the money,” as part of the mission staff. To be successful, the extractive industries and their bankers, the international financial institutions, and non-governmental organizations (NGOs) must be brought into this process
Topic:
Development, Economics, and Environment
Political Geography:
Afghanistan, United States, Iraq, Sudan, Middle East, Liberia, and Angola

39. Morocco: Betting on a Truth and Reconciliation Commission

Author:
Pierre Hazan
Publication Date:
07-2006
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
Facing the Atlantic and Mediterranean, just nine miles from the Spanish coast, Morocco is essential for stability in Europe, Africa, the Middle East, and American interests in these regions. The United States and the European Union fully recognize its strategic importance. Its proximity, large diaspora, and extensive trade with Europe place it at the top of the EU's Mediterranean strategy agenda. The United States has designated Morocco a major non-NATO ally; it also was one of the first Arab countries to sign a free-trade agreement with the United States. The Kingdom of Morocco is facing four challenges: weak economic growth; a social crisis resulting from social inequalities, with 20 percent of the population in absolute poverty and 57 percent illiterate; lack of trust in the governing institutions because of the high level of corruption; and an unstable regional and international environment. These factors strengthen the appeal of various Islamist movements, from moderate to more radical groups such as the authors of the deadly bombings in Casablanca in 2003 and Madrid in 2004. Moreover, the conflict over the Western Sahara places Morocco's and Algeria's armies, the two most powerful in North Africa, toe to toe. Unlike Tunisia and Algeria, since the end of the Cold War Morocco has taken steps toward political liberalization, and its pace has accelerated since Mohammed VI came to the throne in 1999. As part of the process of liberalization, the king established a truth and reconciliation commission (TRC) in January 2004. This is one of very few cases in which a TRC was created without a regime change. Thousands of victims tortured during the reign of King Mohammed's father, King Hassan II, have been given the opportunity to voice their sufferings publicly and have been promised financial compensation. Such outcomes are unprecedented in a region known for its culture of impunity. Morocco is the first Arab Islamic society to establish a TRC. Its experience shows that political factors play a primary role in the functioning of such a body, while religious and cultural factors are of secondary importance. Although the Moroccan TRC is not an exportable model, it could inspire other majority Muslim societies, such as Afghanistan and Lebanon, which are envisaging or might set up TRCs to confront crimes of past regimes. Some security experts hoped the TRC would be effective in the “soft war” against terrorism by winning the hearts and minds of the population. The actual experience in Morocco shows the limits of this approach. The tension is too strong between the perceived requirements of the antiterrorist struggle and a process to establish accountability for past crimes and advance democratization. In the final analysis, the “war against terrorism” has limited the TRC's impact in Morocco. The report of the Moroccan TRC, published in early 2006, recommended diminution of executive powers, strengthening of parliament, and real independence for the judicial branch. The king and the political parties must decide in the coming years if they will permit the transformation of the “executive monarchy” of Morocco into a parliamentary monarchy. This decision will affect the stability of the kingdom, North Africa, and, to a lesser extent, Europe and the Middle East.
Topic:
Conflict Resolution, International Relations, and Development
Political Geography:
Afghanistan, Africa, United States, America, Europe, Middle East, Arabia, Algeria, Spain, North Africa, Lebanon, Morocco, and Tunisia

40. Weak Viability: The Iraqi Federal State and the Constitutional Amendment Process

Author:
Jonathan Morrow
Publication Date:
07-2006
Content Type:
Working Paper
Institution:
United States Institute of Peace
Abstract:
The cycle of violence in Iraq is, in part, constitutional: it derives from competing visions of the Iraqi state that have not been reconciled. An amendment to Iraq's constitution to delay the creation of new federal regions, together with a package of legislation and intergovernmental agreements on oil, division of governmental power between Baghdad and the regions, and the judiciary, may be enough to slow or even arrest this decline in the security situation, and may be achievable. A “government of national unity,” though desirable, will not by itself be able to generate the necessary constitutional consensus. Iraq's new legislature, the Council of Representatives, is now considering the process of constitutional amendment described in Article 142 of the constitution. Prime Minister Nouri al-Maliki has announced the constitutional review as part of his government's platform. This amendment process, assuming it proceeds, will come in the wake of widespread opposition to the constitution from Sunni Arab Iraqis in the October 2005 referendum. It is expected that a Constitution Review Committee (CRC) will soon be appointed, in line with Article 142. To the extent that it was opposed by Sunni Arabs, the constitution lacks the essential criterion of any constitution: the consent of all major national communities. The 2005 Iraqi constitution may nonetheless, as a legal text, be a sufficient and necessary framework for the radically regionalized Iraqi polity which the constitution drafters envisaged. The constitutional challenge in Iraq is first about peacemaking, not state building. As the Iraqi parliament faces the challenge of appointing, mandating and staffing a CRC, the first, and essential, set of questions is therefore political: How can the amendment process be used as a vehicle to remedy the political failure of last year's constitution drafting process? How can consensus be built, and in particular how can Iraq's Sunni Arabs be encouraged to give their assent to the new federal Iraq? How can Iraq's Kurdish and Shia leaders be encouraged to make worthwhile constitutional concessions to Sunni Arab positions so as to elicit that consent? The second set of questions is legal: What are the minimum constitutional amendments needed, if any, to ensure that Iraq is a viable, if not a strong, state? To the extent that the Sunni Arab position has been one that purports to defend the Iraqi state, legal or technical improvements to the text that support Baghdad's ability to govern may draw support from Sunni Arabs, thereby generating clear political benefits. There are additional legal questions that, though not strictly related to the Sunni Arab problem, are pressing: in particular, What are the minimum constitutional amendments needed, if any, to ensure that the human rights of all Iraqis receive adequate protection? It is not only the Sunni Arabs who feel disenfranchised by the constitution; nationalists, some women's groups, and groups representing Iraq's minorities express similar views. It will be very difficult to pass constitutional amendments of any sort, especially those that seek to shift power from Iraq's regions to the central government. Regional interests have the upper hand, constitutionally and politically. There is no reason to expect that the constitution's Kurdish and Shia authors will see the need for constitutional amendments to the text that they themselves deliberately, if hastily, constructed. The referendum procedure for amendment is onerous, with a three-governorate veto power. High expectations of the amendment procedure will lead to disappointment and may amplify, rather than reduce, violence. For this reason, legal instruments other than constitutional amendments must be considered as ways to remedy the political and legal deficiencies of the constitution. A CRC should be established, with strong Sunni Arab membership. Given the pressing and complex nature of the necessary constitutional deal, the CRC should be mandated to make recommendations, where appropriate, not only for constitutional amendments, but also for (1) legislation, (2) intergovernmental agreements and, where appropriate (3) interparty agreements and (4) international agreements, all of which might encourage Sunni Arab political commitment to the Iraqi constitution and ensure viability for the Iraqi state. A three-part formula, concerning the creation of new regions, oil, and the delineation of powers between the central government and the regions, offers a way forward for the CRC to heal the wounds caused by the deficiencies in the 2005 drafting process. That formula would not require the Kurdistan party or the hitherto most influential Shia party, the Supreme Council for the Islamic Revolution in Iraq (SCIRI), to make major modifications to their constitutional positions.
Topic:
International Relations, Development, and Government
Political Geography:
Iraq, Middle East, Arabia, and Kurdistan