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12. Special Report No. 213: Reconciliation Strategies in Iraq
- Author:
- David Steele
- Publication Date:
- 09-2008
- Content Type:
- Working Paper
- Institution:
- United States Institute of Peace
- Abstract:
- A Window of opportunity now exists for post-conflict reconstruction in Iraq despite the resurgence of violence in the spring of 2008. The creation of Sunni Awakening Councils, the ongoing presence of sufficient U.S. troops, and the decrease in combat activity by the Mahdi Army provide a real, though tenuous, opportunity to continue building on the gains of the past year. In all societies emerging from conflict, reconciliation efforts are the glue that holds the post-conflict reconstruction process together. Reconciliation must be pursued not only on national but also on local levels and not only in the political but also in the social domain. At all points within a society, people and groups must be encouraged to work together constructively for the common good. Reconciliation in Iraq must be approached with sensitivity to its shame-oriented culture, which emphasizes community, authority, honor, and hospitality. Reconciliation must also be approached with an awareness of the importance of primary identity markers—religion, ethnicity, tribe, and family—and the possibilities for creating bonds based on secondary markers—class, profession, internally displaced persons (IDP) status, and so forth. Moving toward reconciliation in the context of slevere and widespread violence requires that special attention be given to steps one can take to break the pattern of revenge and transform relationships. These steps include mourning, confronting fears, identifying needs, acknowledging responsibility, envisioning restorative and operational justice, and choosing to forgive. When good groundwork has been laid in relationship building, then groups in conflict are better able to engage in constructive dispute resolution. Seven elements form the basis for this process of negotiation or problem solving: identifying interests, alternatives, options, and criteria, and working on relationships, communication, and commitments. Internationals need to develop programming that focuses on process, rather than substance, to train and equip local Iraqis to be more effective mediators and facilitators. This programming should include conflict assessment, psychosocial and spiritual healing, conflict resolution training, facilitated dialogue, and problem solving.
- Topic:
- Conflict Resolution and Civil Society
- Political Geography:
- United States, Iraq, and Middle East
13. Special Report No. 216: The Treasury Approach to State-Building and Institution-Strengthening Assistance: Experience in Iraq and Broader Implications
- Author:
- Jeremiah S. Pam
- Publication Date:
- 10-2008
- Content Type:
- Working Paper
- Institution:
- United States Institute of Peace
- Abstract:
- The U.S. Treasury Department's approach to helping states build and strengthen their public institutions responsible for financial management is worth studying both because of the intrinsic importance of these institutions to an adequately functioning government and because it illustrates some key dynamics underlying state-building assistance more generally. A key premise of Treasury's approach is a primary orientation toward assisting local government institutions on mutually agreed-upon reform programs, based on a thorough understanding of the local administrative systems to be reformed. This orientation is reinforced by the fact that Treasury's contribution is typically only a small number of policy officials and embedded technical advisors, rather than large U.S.-funded programs. In the conventional case where state-building and institution-strengthening are pursued as part of a long-term development strategy, Treasury provides assistance through two activities that are organizationally and functionally distinct: advisors fielded by Treasury's Office of Technical Assistance (OTA), who are technical experts and usually based within local institutions at the request of host governments, and financial attachés, who act as financial policy officials/diplomats and are based at the U.S. embassies in a smaller group of countries. extraordinary situations where state-building follows an intervention (as in Iraq), deployed technical experts need to be partnered with a senior policy official (such as the Treasury attaché) who can create space for local institution–oriented work by shaping (and, where necessary, resisting) the many “centrifugal” external forces— from Washington, the military, and other civilian and international agencies—pulling in other directions. Improving interagency coordination mechanisms in Washington might do relatively little to enhance effectiveness by itself. Indeed, tighter Washington interagency “alignment” could end up strengthening Washington coordinating bodies at the expense of knowledgeable field officials and experts. It may be better to create the conditions for more effective interagency coordination in the field by deploying senior policy champions who both understand the importance of a local institution-oriented approach and possess sufficient delegated authority to tame the centrifugal forces necessary to make space for it. An expeditionary corps of technical experts by itself is insufficient to deal with the unconventional challenges presented by post-intervention state-building operations because the centrifugal forces present in such an environment are strong enough to undermine even the most sound assistance program absent the support of appropriately oriented policy champions.
- Topic:
- Government
- Political Geography:
- United States, Iraq, Washington, and Middle East
14. Higher Education and the Future of Iraq
- Author:
- Imad K. Harb
- Publication Date:
- 01-2008
- Content Type:
- Working Paper
- Institution:
- United States Institute of Peace
- Abstract:
- Iraq's higher education sector has the potential to play an important role in overcoming the country's widening sectarian divides and fostering long-term peace and stability. As a leading actor within Iraq's civil society, it could offer an institutional venue for resolving the country's political, social, and economic problems while promoting respect for human rights and democratic principles both on campus and in the wider society. Iraq's universities flourished in the 1960s and 1970s. However, after the rise of Saddam Hussein to power in 1979, they gradually lost their intellectual dynamism and became increasingly politicized in the service of the regime. UN sanctions imposed after Iraq's invasion of Kuwait in 1990 helped to isolate and impoverish the higher education sector. Universities, many of which were already in poor physical shape, were looted in the chaos that accompanied the invasion of 2003. Hundreds of millions of dollars are needed to rehabilitate campuses, but the budget for higher education is meager and most is earmarked for wages and salaries. Universities have also been hit hard by the violence that has followed the invasion. Hundreds of university professors and administrators have been killed and thousands have fled abroad. Meanwhile, sectarianism has begun to cast a dark shadow over student life. Campuses are highly politicized with student organizations vying, sometimes violently, for influence. There also has been an increase in religiosity and in efforts, especially in the south, to enforce veiling of women and separation of the sexes. The dismal situation is made worse by the fact that curriculum materials in all fields are in short supply, textbooks are outdated, administrative authority is overcentralized, new students are poorly prepared, and the teaching staff is inadequately trained. The international community has made a variety of efforts to support the rejuvenation of Iraq's universities by donating funds, providing expertise, and launching cooperative initiatives. International assistance has been helpful, but if the higher education sector is to reclaim its earlier dynamism and play a leading role in national reconstruction, it needs a comprehensive program of reform. Any package of reforms must emphasize the need to update and expand the curriculum. Universities should embrace new disciplines that will instruct students in conflict resolution, reconciliation, intercommunal tolerance, institution building, civil society development, women's studies, democracy, and human rights. Another pressing requirement is to give academics and students access to foreign scholars and publications through a series of international seminars and workshops and via a large-scale program of translating foreign-language books and journals into Arabic. Efforts must also be made to train faculty in new technologies and subjects and to increase the number of faculty who hold doctoral degrees. Foreign donors and governments should also offer scholarships abroad to Iraqi students and professors to help alleviate the burden of training a new class of university personnel. Like other public-sector institutions, higher education institutions are overcentralized and need more freedom to determine their own policies, procedures, and curricula. Iraqis cannot accomplish these reforms by themselves. They need the sustained support of foreign governments, international bodies, and non-governmental organizations if they are to demonstrate how universities in a divided society can play a leading role in promoting civic peace.
- Topic:
- Democratization, Education, and International Cooperation
- Political Geography:
- Iraq and Middle East
15. Seven Months Into the Surge: What Does it Mean For Iraqis?
- Author:
- Rend Al-Rahim Francke
- Publication Date:
- 09-2007
- Content Type:
- Working Paper
- Institution:
- United States Institute of Peace
- Abstract:
- People who live in the red zone have mixed experiences of the security situation. Residents of some “hot” neighborhoods of Baghdad say that the presence of Americans has a deterrent effect on militias, gangs and snipers—and thus gives comfort to citizens- - whereas Iraqi forces, including the police, army units, or pesh merga sent down from Kurdistan, do little to confront trouble-makers. For example, some neighborhoods within the larger Amiriya district have benefited from U.S. intervention, while others, such as Furat and Jihad, are still in conflict because U.S. forces have not intervened and Iraqi police and army do a poor job of stopping violence and intimidation. The higher U.S. profile is also credited for a decline in the number of suicide bombings and a decrease in mass sectarian killings and kidnappings in the city. Another factor contributing to a sense of greater safety in Baghdad is the success of U.S.-Iraqi force in the area south of Baghdad (the so-called Triangle of Death), where Sunni tribes have recently cooperated with U.S. forces. Residents of some neighborhoods said that for the first time in over a year they have been able to shop in their area in relative peace and stay out after dark.
- Topic:
- Conflict Resolution, Security, Foreign Policy, and Government
- Political Geography:
- United States, Iraq, America, Middle East, and Baghdad
16. Engaging Islamists and Promoting Democracy: A Preliminary Assessment
- Author:
- Mona Yacoubian
- Publication Date:
- 09-2007
- Content Type:
- Working Paper
- Institution:
- United States Institute of Peace
- Abstract:
- Parliamentary elections across the Middle East have led to a wave of Islamist victories. Islamist parties typically boast leaders who are young and dynamic, with strong ties to the community; their party organizations brim with energy and ideas, attracting those who seek change. The U.S. government has quietly engaged moderate Islamist parties for several years. U.S. engagement has been most successful where democratic reform is already underway and where the government is genuinely committed to political opening. Other factors include the Islamist parties' political sophistication, popular credibility, and openness to working with U.S. organizations. A successful Islamist engagement strategy both empowers individuals and strengthens institutions to yield greater transparency, more accountability, and shifts toward greater moderation. Of the three cases addressed in this paper—Morocco, Jordan, and Yemen—Morocco appears to hold the greatest promise for U.S. engagement with moderate Islamists. Meanwhile, Jordan and Yemen offer important though limited instances of success. U.S. foreign policy in the Middle East affects the ability of U.S. organizations to promote democracy there. At times, Islamist parties have cut off contact with U.S. democracy promoters to protest specific aspects of U.S. foreign policy, such as the war in Iraq. Ultimately, U.S. engagement of moderate Islamists must be understood within the broader political context of the ideological battle in the Muslim world over the place of Islam in public life. Moderate Islamist parties that reject violence and practice democratic ideals are an important counterweight to Islamist extremism, and their work should be encouraged.
- Topic:
- Democratization, Islam, and War
- Political Geography:
- United States, Iraq, Middle East, Yemen, Jordan, and Morocco
17. Iraq and the Gulf States: The Balance of Fear
- Author:
- Jon B. Alterman
- Publication Date:
- 08-2007
- Content Type:
- Working Paper
- Institution:
- United States Institute of Peace
- Abstract:
- Iraq's Persian Gulf neighbors supported the U.S. invasion of Iraq in order to preserve the status quo—a weak and self-absorbed Iraq—rather than to impose a new one. However, the overthrow of Saddam Hussein and its aftermath have not brought stability to the Gulf States as much as they have shifted the most serious challenges from external threats (of a hostile Baghdad) to internal threats (the threat of conflict spillover from Iraq). Kuwait fears the growth of Iranian influence in Iraq and the possibility that Iraqi Shia unrest will spill across its own borders. Although many Kuwaitis question the wisdom and capacity of the United States in managing Iraq's internal problems, Kuwait has provided significant support to U.S. military action in Iraq and the country's reconstruction efforts. Qatar has supported U.S. military actions in Iraq by hosting the U.S. Central Command but still maintains the perception of nonalignment. For example, Doha hosts prominent former Iraqi Baathists, not to mention Saddam's own family members. The interest of the United Arab Emirates (UAE) in Iraq is secondary to its concern over Iran, with which it has a long-standing dispute over ownership of three islands in the Gulf. The unresolved dispute with Tehran over the islands heightens the UAE's concerns about the rising Iranian influence in Iraq. To bolster its relationship with the United States, the UAE offered training to hundreds of Iraqi troops and police recruits in 2004–2005, hosted the first Preparatory Group Meeting for the International Compact with Iraq in September 2006, and funded reconstruction efforts in Iraq through the United Nations and the World Bank. On post-Saddam regional security issues, member states of the Gulf Cooperation Council (GCC) seem to be more “market takers” than “market makers,” showing little inclination to shape the nature of a larger and potentially more powerful neighbor. Instead, they are focused on immediate choices for calibrating a proper relationship with Washington in a way that accommodates many other important relationships.
- Topic:
- Conflict Resolution and War
- Political Geography:
- United States, Iraq, Iran, Middle East, Kuwait, Tehran, Baghdad, Qatar, United Arab Emirates, and Persia
18. Ayatollah Sistani and the Democratization of Post-Ba'athist Iraq
- Author:
- Babak Rahimi
- Publication Date:
- 06-2007
- Content Type:
- Working Paper
- Institution:
- United States Institute of Peace
- Abstract:
- Since spring 2003, Sistani has become the preeminent and best financed of the grand ayatollahs remaining in the city of Najaf—and by extension, in Iraq. He remains one of the most powerful figures in Iraq and he brings the Shi'is closer together across the greater Middle East. Since 1997, the Internet has increased the size and the prestige of Sistani's social organization to an astonishing degree on a global basis. Like his father, Sistani is an adherent of a democratic Shi'i tradition that dates back to the Persian Constitutional Revolution of 1906 to 1911 and continued with the Khatami reformist movement (1997–2005). As the general representative of the Hidden Imam, quietist Sistani can remain totally aloof from all political matters, while at times of perceived moral decadence, political corruption, great injustice, or foreign occupation, he can become more active in political affairs by engaging in activities such as consultation, guidance, and even the promotion of sacred norms in public life. Sistani's religious network is increasingly becoming an important source of local governance in southern Iraq, where many Iraqis are hired and at times agree to conduct duties that are usually carried out by the state. Sistani's insistence on recognizing Islam as a fundamental component of the Iraqi constitution is not intended to make Iraq an Islamist state based on juridical sharia strictures, but rather to limit the total secularization of the constitution, which would deprive a Muslim country of an “authentic” national identity based on its Islamic heritage. Sistani could contribute to reducing sectarian tensions by working with other Sunni and Shi'i religious leaders (including tribal leaders) to organize a National Reconciliation Initiative in order to display a united, powerful Sunni-Shi'i front with an emphasis on common Islamic ideals; to express condemnation of anti-Shi'i Wahabi extremism and anti-Sunni Shi'i radicalism; and to form communal solidarity through the ceremonial process of intersectarian group gatherings. Sistani remains a key religious figure who has influence as a peacemaker and mediator among various Shi'i factions and ethnic groups in Basra and Kirkuk that are competing for economic and territorial dominance in the northern and southern regions of the country. As long as the state army is unable to independently fight off the Sunni insurgency and Shi'i militias, it is highly unlikely that Sistani will call for a U.S. withdrawal from Iraq. Sistani is mainly concerned with maintaining stability in the region while rejecting any form of U.S. military adventurism that could seriously endanger the integrity and autonomy of Muslim countries in the greater Middle East. Although Sistani is still a powerful figure within Iraq, his influence has diminished since the bombing of the Shi'i shrine in Samarra in February 2006 and the ensuing increase in Sunni–Shi'i violence. Washington should recognize that until the sectarian warfare subsides, there is no effective way for Sistani to become involved in the Iraqi political process. However, Washington should engage Sistani now, because of the positive role he would have in the democratization of Iraq if the sectarian tensions subside.
- Topic:
- Conflict Resolution, Democratization, and Islam
- Political Geography:
- United States, Iraq, Middle East, Kirkuk, and Basra
19. Political Progress in Iraq During the Surge
- Author:
- Timothy Carney
- Publication Date:
- 12-2007
- Content Type:
- Working Paper
- Institution:
- United States Institute of Peace
- Abstract:
- The military surge that was launched in February 2007 has improved the security situation in Baghdad and adjacent regions. It has curbed sectarian violence in the capital and reduced the freedom of action and the support base of insurgents and terrorists in the central governorates. The rationale for the surge was to provide an opportunity for political agreements to be negotiated among Iraqis, but political progress has been stalled and has not matched the security improvements. A political settlement is essential for sustaining the security gains and for longer- term stability. Despite the declaration of a national reconciliation plan by Iraqi Prime Minister Nouri Al-Maliki in June 2006, by the fall of 2007 only limited progress had been made toward reconciling the differences between the political groups and forging a national agenda. The dominance of sectarian political groups has fueled polarization, and the inability of the government and Parliament to adopt crucial legislation is a measure of continuing distrust between the groups. Serious political dialogue between the sect- based parties has proved difficult and the results are limited. At the same time intra-sectarian rivalries are increasing, particularly in the southern governorates, where the Sadris and the Islamic Supreme Council in Iraq vie for political and economic control of the region. Iraqi institutions have lost ground in the past year. Iraqi ministers from Sunni, Shia, and secular groups have withdrawn from the cabinet, adversely affecting the performance of the government. The sectarian blocs that entered Parliament in December 2005 have lost their cohesiveness. The Shia United Iraqi Alliance has unraveled, and the Sunni Tawafuq coalition is strained. The emergence of tribal forces in Anbar governorate presents opportunities and challenges to the Sunnis and the Shia alike. As the sectarian blocs weaken and the Anbar tribes seek a political role, new alliances are beginning to emerge, and some may succeed in crossing sectarian and regional divides. The debate in Washington has been restricted to the level and duration of U.S. troop presence in Iraq. In the coming months, the debate should turn to means of supporting the political process and strengthening governance in Iraq as a path to stability. Bottom-up approaches to reconciliation and accommodation do not obviate the need for a broader political settlement. The United States should support a sustained international mediation effort led by the UN Security Council resulting in an Iraqi compact endorsed by Iraq's neighbors and the international comm unity. Iraqi efforts to develop cross-sectarian political alliances and national platforms need to be encouraged. The incorporation of the Anbar tribes into national politics is important to sustaining security gains. A competent national government in Baghdad is essential to the long-term stability of Iraq. A weak government will be unable to ensure the internal and external security of the country or manage revenues. More effort and resources are needed to strengthen the competence and effectiveness of the Iraqi government.
- Topic:
- Conflict Resolution, Democratization, and Ethnic Conflict
- Political Geography:
- United States, Iraq, and Middle East
20. U.S. Police in Peace and Stability Operations
- Author:
- Robert M. Perito
- Publication Date:
- 08-2007
- Content Type:
- Working Paper
- Institution:
- United States Institute of Peace
- Abstract:
- The first obligation of an international intervention force in a peace or stability operation is to provide security for the civilian population. Inevitably the arrival of foreign military forces is followed by a breakdown of public order. Historically U.S. military forces have been unable or unwilling to perform police functions to control large-scale civil unrest. This was true in Iraq, where looters destroyed government buildings, cultural centers, and commercial areas. The United States lacks civilian constabulary (gendarmes) or other national police forces specially trained for crowd and riot control. Instead the U.S. relies on civil police provided by commercial contractors that do not perform this function. Fortunately the U.S. government is taking steps to address this deficiency. Current State Department plans call for creation of a Civilian Reserve Corps that would have a police component. There is no agreement on the ultimate size and character of this police capacity. However, the history of U.S. interventions from Panama to Iraq argues for a robust capability. A review of U.S. interventions in post-conflict environments demonstrates that the United States has repeatedly needed highly capable police forces but has lacked the capacity to respond effectively. The case studies in this report provide lessons applicable to future operations. The State Department's current efforts are a useful first step that will give an opportunity to create the basic infrastructure for expansion of U.S. capabilities in peace and stability operations.
- Topic:
- Conflict Resolution, Conflict Prevention, Security, and International Cooperation
- Political Geography:
- United States and Iraq
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