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Begin New Search Political Geography Europe Content Type Working Paper Publishing Institution The Kolleg-Forschergruppe (KFG) Publication Year within 10 Years

1. Governance Approaches to European Integration

Author:
Tanja A. Börzel
Publication Date:
05-2018
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
After twenty years of continuous deepening and widening, European integration has entered an era of recurrent crises. Most students of the European Union (EU) seem to agree that the constitutional equilibrium between intergovernmental and supranational institutions has changed. Some see “new intergovernmentalism” and “integration without supranationalisation” prevail. Others contend that we witness a series of functional and institutional spillovers empowering supranational institutions. This paper argues that governance approaches are particularly useful to address the puzzling counter-positions represented in the current debate about the ‘nature of the beast. They are better equipped to explore how and to what end institutional structures and processes have responded to the crises than mainstream integration theories. The paper starts with introducing the “governance turn” in EU studies as the attempt of EU scholars in the early 1990s to capture the nature of the EU. It then presents a typology that is based on a broad concept of governance as institutionalized forms of political coordination. The empirical part uses this typology to give an overview of the structures and processes of EU governance before applying it to the financial and the migration crises. The paper concludes with a discussion of the major challenges for European integration (theories) from a governance perspective, particularly with regard to managing current and preventing future crises.
Topic:
Diplomacy, Regional Cooperation, Governance, European Union, and Regional Integration
Political Geography:
Europe

2. A Litmus Test for European Integration Theories: Explaining Crises and Comparing Regionalisms

Author:
Tanja A. Börzel
Publication Date:
05-2018
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
This paper deals with two litmus tests for theories of European integration. The first part asks, how and to what extent various approaches can explain the contemporary crises of European integration. It thereby tackles the question whether European integration theories might have biased EU scholars towards ignoring evidence for (dis-)integration. While being more optimistic about the state of the Union than many EU scholars are, the paper argues for a more differentiated conceptualization of integration as a continuous variable that takes disintegration rather than stagnation or no integration as the opposite value of integration. The second part of the paper asks to what extent European integration theories are able to shed light on experiences with regionalism across the globe. It argues that they do provide plausible accounts for the emergence of regionalism around the world. Comparing regions points to important scope conditions under which European integration theories operate. When it comes to outcomes, however, they need to be complemented by explanations emphasizing diffusion to explain why and when states are more inclined to pool and delegate sovereignty in some regions than in others.
Topic:
Diplomacy, Regional Cooperation, Regionalism, and Integration
Political Geography:
Europe

3. Discourse and European Integration

Author:
Ruth Wodak
Publication Date:
05-2018
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
Integrating theories about discourse (Discourse Studies; DS) with social science theories allows to grasp the dynamic and fluid co-construction of European identities, both top-down and bottom-up. Such interdisciplinary approaches systematically deconstruct the everyday workings of European institutions and support our understanding of the impact of traditional and social media in their production and reproduction of pro-European or Eurosceptic sentiments and attitudes. In this chapter, I first present some important characteristics of Discourse Studies and Critical Discourse Studies (CDS), specifically of the Discourse-Historical Approach (DHA). I then, secondly, summarize the most relevant discursive research based on a range of theories and methodological approaches on European integration. Thirdly, I illustrate the interdisciplinary nexus of discourse-oriented European studies with a case study on the mediatization and politicization of the refugee crisis in Austria, from 2015-2016. I specifically focus on legitimation strategies and argumentation schemes which accompany the implementation of ever more restrictive policy decisions.
Topic:
Diplomacy, Regional Cooperation, Refugee Crisis, Regional Integration, and Identity
Political Geography:
Europe

4. Critical Political Economy

Author:
Bastiaan van Apeldoorn
Publication Date:
05-2018
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
European integration is a fundamentally open-ended and contested process. Within the ‘mosaic of European integration theories’, critical political economy perspectives highlight the imbalances and structural power asymmetries of the European project, and how they have become manifest in the multiple crises in Europe. How to account for both the origins and consequences of this crisis has become a key question for scholars and students of European integration. We argue that critical political economy (CPE) has an important and unique contribution to make here. Unlike other approaches, CPE seeks to uncover the deep connections between the (internal) dynamics of the European integration process and the dynamics of global capitalism, arguing that European integration, or disintegration for that matter, takes place in a global, structural context that shapes and conditions both form and content of the integration process. In this paper, we provide an overview of the key concepts, methodology and arguments of a critical political economy perspective on European integration. Following a discussion of the core conceptual framework, the paper then proceeds with an integrated analysis of EMU as a political project, with a particular focus on continuity and changes within the political economy of neoliberalism. The Euro crisis here serves as a contemporary reference point to illustrate the strengths and contributions of critical political economy perspectives to the overall mosaic of European integration theories.
Topic:
Diplomacy, Regional Cooperation, Regional Integration, and Economic Policy
Political Geography:
Europe

5. Introducing the Mosaic of Integration Theory

Author:
Thomas Diez and Antje Wiener
Publication Date:
05-2018
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
This introductory chapter of the third edition of European Integration Theory (OUP 2018) addresses the rationale for a book on European integration theory and introduces the contributions to the book. It begins by addressing the question of Why Study Integration Theory; it then defines the terms ‘integration’ and ‘theory’ and introduces the ‘mosaic of European integration theory’ as the book’s central concept. The chapter also offers an overview of European integration as a process which has been studied for several decades now. To that end, the chapter recalls distinct phases of integration and the respective parts of the mosaic which have been developed to understand and explain them based on descriptive, analytical and constructive theorising. Each phase is distinguished by historical context, leading questions and relevant theoretical reference points. The book’s extensive section on Studying European Integration by taking account of ‘contexts of theoretical development’ and addressing the question of ‘competing or complementary theoretical approaches’ which also identifies the functions and areas of theory. In concluding, the chapter details the concept of the ‘Mosaic of Integration Theory’ and introduces the chapter structure of the book’s contributions.
Topic:
Diplomacy, Regional Cooperation, Intellectual History, International Relations Theory, and Regional Integration
Political Geography:
Europe

6. Taking Stock of Integration Theory

Author:
Antje Wiener
Publication Date:
05-2018
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
This concluding chapter of the third edition of European Integration Theory (OUP 2018) takes stock of the updated mosaic of integration theory. The chapter is organised in three sections. The first section offers a comparative perspective on the book’s chapters. To that end, it presents the preferences of each approach from a comparative perspective, against the backdrop of three leading metaphorical perceptions of the EU. The second section addresses the absence of security crises in the book’s contributions. To explore, how security crises may be brought into focus in integration theory, it distinguishes the impact of integration along two dimensions. These include first, the horizontal regional comparative perspective and the ‘litmus test’ of the applicability of integration theory to other regions; and second, the vertical dimension which connects normative crises in EU sub-units with global conflicts. And the concluding third section asks how integration theory fares sixty years on from the Treaty of Rome, and points out potential issues and themes for the future of European integration theory.
Topic:
Diplomacy, Regional Cooperation, Hegemony, European Union, and Regional Integration
Political Geography:
Europe

7. EU-NATO Cooperation and Strategic Autonomy - Logical Contradiction or Ariadne's Thread?

Author:
Jolyon Howorth
Publication Date:
08-2018
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
The EU’s common security and defence policy (CSDP) was launched in the 1990s as a quest for “autonomy.” Fifteen years of efforts failed to deliver that objective. The coherence of the EU member states in their security dealings with the US was always vulnerable to the potentially incompatible objectives of the UK and France. But as EU leaders post-Brexit re-launch the CSDP, as the 2016 European Global Strategy rediscovers the virtues of “strategic autonomy,” and as the world juggles with a US president who appears to question the basis of the Atlantic Alliance, it is time to radically re-think the relations between the EU and NATO. This paper argues that, in the longer term, it is through the strengthening of the EU-NATO relationship that EU strategic autonomy will become possible, and that a consolidation of the transatlantic bond will emerge.
Topic:
NATO, Diplomacy, Regional Cooperation, Military Strategy, European Union, and Regional Integration
Political Geography:
Europe, North Atlantic, and North America

8. Regionalism in Eurasia: Explaining Authority Transfers to Regional Organizations

Author:
Ann-Sophie Gast
Publication Date:
10-2017
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
Corresponding to the global proliferation of inter-state activities at the regional level since the end of the Cold War, Eurasia has experienced a surge of regional agreements and organizations. Since the dissolution of the Soviet Union, more than 29 regional organizations (ROs) with significant membership and agenda overlap have emerged. These organizations differ significantly in terms of institutional design. Organizations that were created in the 1990s and early 2000s display very limited or no pooling of authority and low to moderate delegation. Regional organizations that were established during the past decade show pronounced delegation and median pooling. A mapping based on formal treaty analysis shows a general deepening of regional integration over time. It also reveals three phases of Eurasian regionalism with distinct integration dynamics and goals. Especially the third phase is surprising, as we do not only witness the increase of political authority of ROs, but also a more consequent implementation of agreements and the introduction of supranational elements. This deepening of regionalism is puzzling in light of 1) the rather recent independence of the Eurasian states and their colonial past under Russian domination, 2) the level of autocracy in the region, and 3) the presence of a regional hegemon, which has moreover recently experienced an authoritarian backlash. Relying on the concept of political authority, the first part of this paper gives an overview of the development of formal regional integration in Eurasia during the past 25 years. The second part of the paper asks why Russia and the smaller Eurasian states go along with increasing authority transfers to ROs. Based on a series of elite interviews conducted in Russian in February and March 2017, potential drivers of Eurasian regionalism are explained, with particular attention to Russian motives. The paper concludes with an outlook on avenues for future research.
Topic:
Diplomacy, Regional Cooperation, Hegemony, Regional Integration, and Regionalism
Political Geography:
Europe, Eurasia, and Asia

9. Good and Bad Banking on Europe’s Periphery: Pathways to Catching Up and Falling Behind

Author:
Rachel A. Epstein and Martin Rhodes
Publication Date:
10-2017
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
In this paper we seek to explain why bank performance has varied so dramatically during and after the financial crisis on Europe’s periphery, both across states and within them. Our dependent variable is bank performance defined in terms of credit provision and banks’ contribution to financial stability. Our independent variable is the particular mix at play between political/social purpose and what we call ‘market authority’ - the importance of market incentives, signals and pricing within a particular financial ‘ecosystem’. “Economic nationalism” or the politicization of local and regional banks has often imbued banks with social and political goals, serving the economy at different levels, and is one major source of political/social purpose. But the latter must be constrained by market authority. We argue that for optimal bank performance, economic nationalism or political/social purpose must be constrained by market authority, otherwise a political logic (e.g. cronyism, a lack of professionalism, and deficits in banking expertise) can easily subvert or distort credit provision and undermine financial stability.
Topic:
Nationalism, Financial Crisis, Finance, Banking, and Economic Stability
Political Geography:
Europe

10. Primary or Secondary? Regionalism’s Multiple Roles in Brazil’s International Emergence

Author:
Stephen Clarkson
Publication Date:
01-2016
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
Of all the countries identified as rising powers on the world stage, Brazil appears to have drawn considerable economic and political strength from its engagement with various forms of regionalism during the expansionist years when Lula was president. Whether by helping create a local, intra-regional entity (Mercosul) or, later, proposing a continental one (UNASUL), Brasilia appeared to have the capacity to further its own economic and political interests by generating cooperative interactions with its smaller neighbors. Subsequently it took a leading role in inter-regional negotiations between Mercosul and the European Union in the global North and between Mercosul and ASEAN in the global South. More recently still, it spread its wings by associating trans-regionally with powers that are similarly dominant within their own regions – IBSA (India, Brazil, and South Africa) and BRICS (Russia, India, China, and South Africa) which shared with it a desire to play greater roles in the major institutions of global governance. While these new associations have their inner raisons d’être, belonging to them also bolsters Brazil’s weight in such traditional multilateral organizations as the United Nations and the WTO which were previously dominated by the US-Europe-Japan triad. This working paper assesses the relative importance of these different regionalisms in Brazil’s emergence on the global stage by counterposing them with such standard explanations of a state’s global significance as its military might, economic strength, and its soft-power influence overseas. We identify how various regionalisms interact with traditional bilateral and multilateral relations in helping or hindering Brazil in its global ascent. We conclude to our surprise that regionalism has only played a minimally positive role economically. Even politically, it has on occasion become more hindrance than help in boosting Brazil into its current orbit – as its announced intention to negotiate separately with the EU suggests.
Topic:
Military Strategy, European Union, Regionalism, and BRICS
Political Geography:
Europe, Asia, Brazil, South America, and North America

11. Piling on: The Rise of Sanctions Cooperation between Regional Organizations, the United States, and the EU

Author:
Inken von Borzyskowski and Clara Portelia
Publication Date:
01-2016
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
When a country is sanctioned for violating international rules today, it is usually targeted by several different entities. The degree to which sanctions by different senders overlap remains a largely unexplored phenomenon. In this paper, we examine the extent of sanctions cooperation, i.e. joint action among major sanctions senders (the US, the EU, and regional organizations) against identical targets. We then map regional patterns and evaluate one potential explanation for them. Our analysis leads to three major findings. First, sanctions overlap is predominant and has consistently increased over the last three decades. Twothirds of sanctions involve more than a single sender. Targets today are usually subject to punishment by at least three different sanctions senders (up from one in 1980) and sometimes up to six different senders. Second, world regions vary widely in the extent of sanctions cooperation, the profile of sanctions senders, and their interactions. Third, to explain variation in sanctions cooperation, we find that hegemonic stability theory does not provide much leverage. We conclude by outlining avenues for future research on sanctions cooperation relating to sanctions onset and effectiveness.
Topic:
Regional Cooperation, Sanctions, European Union, and Regionalism
Political Geography:
United States, Europe, and North America

12. Graded Membership in the European Union: Good Governance and Differentiated Integration

Author:
Frank Schimmelfennig
Publication Date:
06-2016
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
The study of European integration has traditionally focused on organizational growth: the deepening and widening of the European Union (EU). By contrast, this article analyzes organizational differentiation, a process in which states refuse, or are being refused, full integration but find value in establishing in-between grades of membership. It describes how the EU’s system of graded membership has developed, and it explains the positioning of states in this system. The core countries of the EU set a standard of good governance. The closer European countries are to this standard, the closer their membership grade is to the core. Some countries fall short of this standard and are refused further integration by the core: their membership grade increases with better governance. Other countries refuse further integration because they outperform the standards of the core countries: their membership grade decreases as governance improves. These conjectures are corroborated in a panel analysis of European countries.
Topic:
Regional Cooperation, Governance, and European Union
Political Geography:
Europe

13. Early, Old, New and Comparative Regionalism: The Scholarly Development of the Field

Author:
Fredrik Soderbaum
Publication Date:
10-2015
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
By tracing the intellectual roots and main characteristics of the scholarly debates on regionalism in different time periods, this Working Paper seeks to contribute to the consolidation of a fragmented field of study in search of its own intellectual history. The paper identifies four main intellectual phases: early regionalism, old regionalism (in both Europe and the developing world), new regionalism, and the current phase of regionalism, referred to as comparative regionalism. It argues that progress in the study of (comparative) regionalism requires a better understanding of the intellectual roots of the field and an acknowledgment of the many types of regions that have occurred in many different historical contexts.
Topic:
Regional Cooperation, Developing World, Intellectual History, and Regionalism
Political Geography:
Europe and Global Focus

14. Estimating the Position of the European Union: A Tool for Macro-Quantitative Studies

Author:
Nils Dupont and Detlef Jahn
Publication Date:
10-2015
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
This paper develops an index for estimating the position of the European Union in various policy fields and ideological dimensions. The index is designed for macro-comparative studies, which currently mainly use a dummy variable as a proxy for the impact of the EU on domestic politics, policies and outcomes. The index assesses the position of each European institution (European Council, Council of Ministers, Commission, and European Parliament) and takes the frequently changing decision-making rules between these institutions into account. Based on an actor-centered approach the index links policy preferences of actors with formal and informal decision-making rules. The index thereby appraises the impact of the EU on its member states in greater detail and is therefore suitable for analyses of most urgent research questions concerning the relationship between the EU and its member states. Furthermore, the index allows a calculation of the positional and ideological misfits between the EU and each individual member state on an annual basis. Questions about an ideological bias of the EU or problems of compliance can thus be analyzed with greater precision than before. To illustrate our index we use data on the left-right dimension, which has proven to be highly relevant in macro-quantitative studies. The data is available for quarterly and annual longitudinal analyses from 1966 to 2012.
Topic:
Regional Cooperation, European Union, and Domestic Policy
Political Geography:
Europe

15. So Far, So Functional? Examining Functional and Counter-Functional Dynamics in Authoritarian Regional Cooperation

Author:
Ed Stoddard
Publication Date:
12-2015
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
Regional cooperation, once largely the preserve of democracies, is now seen in many regions characterized by autocracy. Indeed, authoritarian leaders increasingly cooperate regionally, above all to augment the resilience of their regimes. While the output from this cooperation differs considerably from liberal-democratic regionalism, the experience of European integration nevertheless sheds light on an important underlying dynamic within this growing autocratic cooperation. Indeed, as with early and mid-stage European regional integration, authoritarian regionalism is driven by functional demands arising from the limited access nature of their regimes. However, countervailing ideational dynamics (such as the increasing salience of identity and legitimacy issues), which affect regional cooperation, are present in many cases. These counter-functional dynamics largely pre-date regionalist efforts but appear to be exacerbated by regional cooperation. This paper examines the interplay between functional demands and counter-functional dynamics in the context of ‘protective regionalisms’ in Eurasia, the Gulf, and West Africa. As global politics becomes more polarized, with regionalism seen as a source of strength for authoritarian states, the dynamics and underlying logics of such projects become increasingly important.
Topic:
Regional Cooperation, Authoritarianism, Geopolitics, and Regionalism
Political Geography:
Africa, Europe, Asia, West Africa, and Persian Gulf

16. Moving beyond a Donor-Recipient Relationship? Assessing Partnership in the Joint Africa-EU Strategy

Author:
Karen del Biondo
Publication Date:
02-2015
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
The Joint Africa-EU Strategy (JAES), which was adopted in 2007, aimed to break with the traditional do¬nor-recipient relationship between the EU and Africa and to develop a true partnership. The concept of partnership has been central in EU-Africa relations ever since the Lomé Agreement (1975), but many have argued that it has been eroded by conditionalities and the end of special trade preferences. Ideally, a partnership is characterized by shared values, equality and trust, but are these principles reflected in the JAES? This study investigates this question by focusing on the thematic partnerships on peace and security and democratic governance and human rights. The paper argues that, despite the power asymmetries between the EU and Africa, the JAES has been characterized by equality in decision-making and by African ownership in capacity-building. However, while the JAES may objectively be based on shared values, the EU and the AU have often differed on how to apply those values in concrete situations, more particularly on the question which type of intervention is acceptable (conditionality, military intervention, etc.). Moreover, the analysis identifies a general feeling of mistrust amongst both parties in the partnership.
Topic:
Security, Human Rights, and Governance
Political Geography:
Africa and Europe

17. Building the ASEAN Center for Humanitarian Assistance and Emergency Response. Is ASEAN Learning from the Experience of the European Civil Protection Mechanism?

Author:
Angela Pennisi di Floristella
Publication Date:
01-2015
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
Why, following the EU's first attempts at advancing community cooperation in civil protection and the creation of the EU civil protection mechanism, has ASEAN undertaken new initiatives, such as the adoption of a legally binding accord, AADMER and a formal institution, the AHA Center, largely comparable to the institutional innovations endorsed by the EU, in the same issue area? Can these developments be interpreted simply as the result of independent decision-making by ASEAN or are they at least a partial outcome of a transfer process? The aim of this study is to contribute to the emerging debate on European influence in Southeast Asia, taking into account how processes of policy and institutional transfer may lead ASEAN's region builders to learn from the EU's experience. Specifically, by discussing the case of disaster management, which has remained largely unexplored by comparative IR literature, this study argues that independent problem solving does not offer an adequate explanation of ASEAN's developments. Conversely, lesson drawing and emulation are suggested as the two most relevant underlying mechanisms which can explain the gradual and selective adoption of an EU-like model of disaster cooperation.
Political Geography:
Europe and Asia

18. International in Life, National in Death? Banking Nationalism on the Road to Banking Union

Author:
Martin Rhodes and Rachel A. Epstein
Publication Date:
12-2014
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
European states have a long history of banking sector nationalism. Control over credit allocation is believed to contribute to economic development and competitiveness goals, insulation from external economic shocks, and control over monetary policy. This paper explains the potentially dramatic loss in domestic control over banks created by the European Banking Union (EBU). First, we argue that ongoing liberalization in the global and European economies has made banking sector protectionism both more costly and conflictual. Second, we contend that because many of the biggest banks have internationalized their operations, they now prefer centralized European regulation and supervision. Third, supporting a modified neofunctionalist argument, we find that behind the sometimes frenetic intergovernmental bargaining in 2012-14, it is primarily the European Commission and the European Central Bank that have pushed Banking Union ahead. Supranational institutions have argued, with some success, that they have unique capacity to solve collective action and prisoners' dilemma problems. Contrary to accepted wisdom, Germany has not set or limited the Banking Union agenda to a great extent, in part because of its own internal divisions. Moreover, the Commission and the ECB have managed at critical junctures to isolate Germany to secure the country's assent to controversial measures.
Topic:
Economics, Government, and Monetary Policy
Political Geography:
Europe and Germany

19. Coordination of Social Security Schemes. The Case of SADC

Author:
Ockert Dupper
Publication Date:
05-2014
Content Type:
Working Paper
Institution:
The Kolleg-Forschergruppe (KFG)
Abstract:
This paper will explore whether and to what extent the (legal) rules of coordination that originated and developed in the EU can be transposed to SADC – a region characterized by high levels of migration, weakly developed social security systems and the absence of suitable portability arrangements. The principle of coordination of social security is primarily aimed at eliminating restrictions that national social security schemes place upon the rights of migrant workers to such social security. One of the fundamental principles of social security coordination is that of portability, which is the ability to preserve, maintain, and transfer vested social security rights or rights in the process of being vested, independent of nationality and country of residence. The best practice around the world to ensure portability of social security entitlements consists of multilateral and bilateral social security agreements. These agreements originated and developed in the EU, and EU coordination arrangements arguably still represent the most sophisticated and developed system of its kind, and one that is worth emulating. In this paper, it is argued that any future attempts at coordinating social security schemes in SADC should start with employment injury schemes, which is the only social security scheme common to all SADC member states. The paper considers some of the issues that should be taken into account in designing social security agreements in SADC along the lines of the EU model.
Topic:
Economics, Human Rights, Human Welfare, Migration, and Regional Cooperation
Political Geography:
Europe